O-29-M
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MISC. ORDINANCES
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ORDINANCE NO. 29 - M
ORDINANCE PROVIDING FOR THE ACQUISITION AND
CONSTRUCTION OF A NEW SEWER SYSTEM FOR THE
CITY OF CLERMONT, FLORIDA: PROVIDING FOR THE
ISSUANCE OF NOT EXCEEDING $1,700,000 WATER AND
SEWER REVENUE BONDS OF SUCH CITY TO PAY THE COST
OF SUCH PROJECT: PROVIDING FOR THE RIGHTS OF THE
HOLDERS OF SUCH BONDS: PROVIDING FOR THE PAY-
MENT THEREOF: AND MAKING CERTAIN OTHER COVENANTS
AND AGREEMENTS œN CONNECTION WITH THE ISSUANCE
OF SUCH BONDS.
THE CITY OF CLERMONT HEREBY ORDAINS:
SECTION 1. AUTHORITY OF THIS ORDINANCE. This
ordinance is enacted pursuant to Chapter 67-1217, Laws of
Florida, Acts of 1967, as amended and supplemented, and other
applicable provisions of law.
SECTION 2. DEFINITIONS. The following terms shall
have the following meanings herein, unless the text otherwise
expressly requires:
A. "Issuer" shall mean the City of C1ermont,F10rida.
B. "Act" shall mean Chapter 67-1217, Laws of Florida,
Acts of 1967, as amended and supplemented.
C. "Obligations" shall mean the Water and Sewer Revenue
Bonds herein authorized to be issued, together with any additional
parity obligations hereafter issued under the terms, conditions
and limitations contained herein.
D. "Holder of obligations" or "obligation holders"
or any similar term shall mean any person who shall be the bearer
or owner of any outstanding obligation or obligations registered
to bearer, or the registered owner of any such obligation or ob-
ligations which shall at the time be registered other than to bearer.
E. "Additional parity ob1igatidns" shall mean additional
obligations issued in compliance with the terms, conditions and
limitations contained in subsection W of Section 16 hereof, which
have an equal lien on the revenues and excise taxes, as herein de-
fined, and rank equally in all respects with such obligations ini-
tial1y issued hereunder.
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MISC. ORDINANCES
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F. "System" shall mean the complete water distribution
facilities now owned, operated and maintained by the issuer and
the new sewerage collection facilities to be financed in part by
the proceeds of the obligations herein authorized, together with
any and all improvements, extensions and additions thereto here-
after constructed or acquired, all to be operated by the issuer
as a single combine utility.
G. "Gross revenues" or "revenues" shall mean all income '
or earnings, including any income from the investment of funds as
herein provided, derived by the issuer from the operation of the
sys tem.
H. "Cost of operation and maintenance" of the system
shall mean the current expenses, paid or accrued, of operation,
maintenance and repaor of the system, as calculated in accordance
with sound accounting practice, but shall not include any reserves
or renewals and replacements, extra-ordinary repairs or any allo-
wance for depreciation.
I. "Net revenues" of the system shall mean the revenues
or gross revenues, as defined in subsection G above, after deduction
of the cost of operation and maintenance, as defined in subsection
H. above.
J. "Utilities services taxes" shall mean such tax as levied
and collected by the issuer, pursuant to a non-emergency ordinance,
enacted on October 4, 1957, on every purchase of electricity, gas
(natural, liquefied petroleum gas or manufactured), water service
and local telegraph and telephone service within the corporate limits
of the issuer under the authority of Section 167.431, Florida Statutes.
K. "Cigarette tax" shall mean the p1edgeab1e portion of the
proceeds derived by the issuer, pursuant to an ordinance enacted on
October 18, 1949, as amended and revised, imposing a tax upon each
and every sale, receipt, purchase, possession, consumption, handling,
distribution and use of cigarettes within the corporate limits of the
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MISC. ORDINANCES
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issuer under the authority of Chapter 210, Florida Statutes.
L. "Franchise taxes" shall mean any and all moneys
received by the issuer from the Lake Apopka Natural Gas District,
its legal representatives, successors or assigns under the franchise
granted pursuant to ordinance duly enacted on November 16, 1954,
and any and all moneys received by the issuer from the Lake Apopka
Natura] Gas District, its legal representatives, successors or assigns,
under any extension or renewal of said franchise or from any new fran-
chise granting the right to supply natural gas to the issuer or its
inhabitants, and received by the issuer from the Florida Power Corpora-
tion, its legal representatives, successors and assigns under the fran-
chise granted pursuant to ordinance duly enacted on ,;9¡'.~2,.1970~:, and
any and all moneys received by the issuer from the Florida Power Cor-
poration, its legal representatives, successors or assigns, under any
extension or renewal of said franchise or from any new franchise
granting the right to supply electric power to the issuer or its in-
habitants.
M. "Excise taxes" shall mean collectively: the utilities
services taxes, the cigarette tax, and the franchise taxes.
N. "Consulting engineers" shall mean such qualified and
recognized consulting engineers, having a nationwide and favorable
repute for skill and experience in the construction and operation of
such facilities as the system, at the time retained by the issuer to
perform the acts and carry out the duties as herein provided for such
consulting engineers.
O. "Fiscal year" shall mean the period commencing on
November 1 of each year and ending on the succeeding October 31.
P. Words importing singular number shall include the
plural number in each case and vice versa, and words importing per-
sons shall include firms and corporations.
SECTION 3. FINDINGS. It is hereby ascertained, determined
and declared that:
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MISC. ORDINANCES
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A. The issuer now owns, operates and maintains a muni-
cipal water distribution system and derives revenues from rates,
fees, rentals and other charges made and collected for the services
and facilities thereof.
B. Pursuant to Section 167.431, Florida Statutes, the
issuer did, on October 10, 1957, enact non-emergency Ordinance No.
156 levying and imposing the utilities services taxes.
C. Pursuant to Chapter 210, Florida Statutes, the issuer
did under date of October 18, 1949, enact Ordinance No. 94 levying
the cigarette tax, as amended by Ordinance "No. 37 on March 26,1968.
Pursuant to law, the issuer on- 9-22-1970,,:'~, under authority of an
ordinance duly enacted, entered into an agreement with the Florida
Power Corporation fora period of thirty (30) years whereby the
issuer would receive a franchise tax by reason of having granted to
Florida Power Corpøration the right to supply electric power services
to the issuer and its inhabitants; and the issuer on November 16, 1954,
under authority of an ordinance duly enacted, entered into an agreement
with the Lake Apopka Natural Gas District for a period of thirty (30)
years whereby the issuer would receive a franchise tax by reason of
having granted to Lake Apopka Natural Gas District the right to supply
natural gas service to the issuer and its inhabitants.
E. It is necessary and desirable to acquire and construct
new sewerage collection facilities within the corporate territory of
the issuer, including force mains, pumping stations, interceptor lines,
treatment facilities and appurtenant facilities, as pÐovided herein
(hereinafter called "project"), to be operated by the issuer in com-
bination with its existing water distribQtion facilities as a single
utility, in order to preserve and protect the public health, safety
and welfare of the inhabitants of the issuer.
F. (1) The net revenues derived from the operation of the
system are not now pledged or encumbered in any manner.
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MISC. ORDINANCES
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(2) The proceeds from the excise taxes are not
now pledged or encumbered in any manner.
$. The gross revenues, as herein defined, to be derived
from the operation of the system are estimated to average $201,832
annually in the years 1970 to 2003 inclusive; the cost of operation
and maintenance, as herein defined, of the system is estimated to
average $80,479 annually in the years 1970 to 2003 inclusive; and
the net revenues, as herein defined, to be derived from the operation
of the system are estimated to average $121,353 annually in the years
1970 to 2003 inclusive. The proceeds to be derived from the excise
taxes are estimated to average $110,000 annually in the years 1970
to 2003 inclusive. The estimated net revenues to be derived from the
operation of the system and the proceeds of the excise taxes will be
sufficient to pay all of the principal of and interest on the obligations
to be issued hereunder, as the same become due, and to make all required
sinking fund, reserve or other payments.
H. The principal of and interest on the obligations and all
required sinking fund, reserve and other payments shall be payable
solely from the net revenues derived from the operation of the system
and from the procees of the excise taxes, as herein provided. The
issuer shall never be required to levy ad valorem taxes on any property
therein to pay the principal of and interest on the obligations or to
make any of the required sinking fund, reserve or other payments and
such obligations shall not constitute a lien upon any property of or in
the issuer.
SECTION 4. AUTHORIZATION OF CONSTRUCTION AND ACQUISITION OF
PROJECT. There is hereby authorized the construction and acquisition
of the project pursuant to the plans and specificiations of the con-
sulting engineers, presently on file with the issuer. The cost of such
project, in addition to the items set forth in the plans and specifi-
cations, may include, but need not be limited to, the acquisition of
any lands or interest therein or any other properties deemed necessary
5
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MISe. ORDINANCES
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or convenient therefor; engineering, legal, and financing expenses;
expenses for estimates of costs and of revenues; expenses for plans,
specifications and surveys; the fees of fiscal agents, financial ad-
visors or consultants; administrative expenses relating solely to the
construction and acquisition of the project; interest upon the ob-
ligations herein authorized during the period of construction of the
project; the creation and establishment of reasonable reserves for
debt services; and such òther costs and expenses as may be necessary
or incidental to the financing herein authorized and the construction
and acquisition of the project and the placing of same in operation.
SECTION 5. ORDINANCE TO CONSTITUTE CONTRACT. In con-
sideration of the acceptance of the obligations authori zed to be issued
hereunder by those who shall hold the same from time to time, this
ordinance shall be .deemed to be and shall constttute a contract between
the issuer and such holders. The covenants and agreements herein set
forth to be performed by the issuer shall be for the equal benefit,
protection and security of the legal holders of any and all of such
obligations and the coupons attached thereto, all of which shall be of
equal rank and without preference, priority or distinction of any of
the obligations or coupons over any other thereof, except as expressly
provided therein and herein.
SECTION 6. AUTHORIZATION OF OBLIGATIONS. Subject and pur-
suant to the provisions hereof, obligations of the issuer to be known
as "Water and Sewer Revenue Bonds," herein sõmetimes referred to as the
"obligations" are authorized to be issued in the aggregate principal
amount of not exceeding One Million Seven Huridred:Thousand'Dô11ars
($1,700,000) .
SECTION 7. DESCRIPTION OF OBLIGATIONS. The obligations shall
be dated November 1,1970; shall be numbered consecutively from one
upward; shall be in the denomination of $5,000 each; shall bear interest
at such rate or rates not exceeding the maximum rate fixed by the Act
or by other applicable law, such interest to be payable semi-annually
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MISC. ORDINANCES
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May 1 and November 1 of each year; and shall mature serially in
numerical order, lowest numbers first, on November 1 in the years
and amounts as follows:
YEAR AMOUNT YEAR AMOUNT
1975 $ 5,000 1988 $ 50,000
1976 5,000 1989 50,000
1977 10,000 1990 55,000
1978 15,000 1991 60,000
1979 20,(}00 1992 65,000
1980 25,000 1993 70,000
1981 30,000 1994 75,000
1982 30,000 1995 80,000
1983 30,000 1996 85,000
1984 35,000 1997 90,000
1985 40,000 1998 95,000.
1986 40,000 1999 105,000
1987 ¥"OOO 2000 110,000
2001 120,000
2002 125,000
2003 135,000
Such obligations shall be issued in coupon form; shall be
payable with respect to both principal and interest in lawful money
of the United States of America at a bank or banks to be subsequently
determined by the issuer prior to the delivery of the obligations;
and shall bear interest from their date, payable in accordance with
and upon surrender of the appurtenant interest coupons as they seve-
rally mature.
SECTION 8. EXECUTION OF OBLIGATIONS AND COUPONS. The
obligations shall be executed in the name of the issuer by its Mayor
and countersigned and attested by its City Clerk, and its corporate
seal or a facsimile thereof shall be affixed thereto or reproduced
thereon. The facsimile signatures of the Mayor or the City Clerk may
be imprinted or reprotluced on the obligations, provided that at least
one signature required to be placed thereon shall be manually subscribed.
In case any officer'whose signature shall appear on any obligations
shall cease to be such officer before the delivery of such obligations,
such signature or facsimile shall nevertheless be valid and sufficient
for all purposes the same as if he had remained in office until such
delivery. Any obligation may be signed and sealed on behalf of the
.'~
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MISC. ORDINANCES
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issuer by such person who at the actual time of the execution of such
obligations shall hold the proper office with the issuer, although at
the date of such obligations such person may not have held such office
or may not have been so authorized.
The coupons attached to the obligations shall be authenticated
with the facsimile signatures of any present or future Mayor and City
Clerk of the issuer, and the validation certificate on the obligations
shall be executed with the facsimile signature of the Mayor. The
issuer may adopt and use for such purposes the facsimile signatures of
any persons who shall have been such Mayor and City Clerk at any time
on or after the date of the obligations notwithstanding that they may
have ceased to be such officers at the time such obligations shall be
actually delivered.
SECTION 9. NEGOTIABILITY AND REGISTRATION. The obligations
issued hereunder shall be, and shall have all of the qualities and in-
cidents of, negotiable instruments under the law merchant and the Laws
of the State of Florida, and each successive holder, in accepting any
of such obligations or the coupons appertaining thereto, shall be con-
c1usive'J'ÿ,Y deemed to have agreed thllt such obngations shall be and
have all of the the qualities and incidents of negotiable instruments
under the law merchant and the Laws of the State of Florida.
The obligations may be registered at the option of the
holder as to principal only at the office of the City Clerk, as
Registrar, or such other Registrar as may be hereafter duly appointed,
such registration to be noted on the back of the obligations in the
space provided therefor. After such registration as to principal only,
no tr~nsfer of the obligations shall be valid unless made at such office
, ,
"-
by written assignment of the registered owner, or by his duly authorized
attorney in a form satisfactory to the Registrar, and similarly noted
ontthe obligations, but the obligations may be discharged from re-
gistration by being in like manner transferred to bearer and thereupon
transferability by del ivery shall be restored. At the option of the
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MISC. ORDINANCES
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holder, the obligations may thereafter again from time to time be
registered or transferred to bearer as before. Such registration as
to principal only shall not affect the negotiability of the coupons
which shall continue to pas's' bY' d·e·lfverY..
SECTION 10. . 'OBL'I"GATTONS, MUTILATED, DESTROYED, STOLEN
OR LOST. In case a'ny 'oblfg'a'tfo'n's sha'll become mutilated, or be de-
stroyed, stolen or 10's't'; 't'he' 'is's'u'e'r may in its discretion issue and
deliver a new obligation w'fth' all unmatured coupons attached, if any,
of 1 i ke tenor as the obll g'a'tfo'n' an'd attached coupons, if any, so muti-
1ated' destroyed, stolen or 10~t, in ~xchange and substitution for such
muti 1 ated 0,b1 igation, upon surrender and cance11 ation of such muti 1 ated
obligation and attached coupons, if any, or in lieu of and substitution
for the obligation and attached coupons, if any, destroyed, stolen or
lost, and upon the holder furnishing the issuer proof of his ownership
~thereof and satisfactory indemnity and complying with such other rea-
sonable reguTations and conditions as the issuer may prescribe and
paying such expenses as the issuer may incur. All obligations and
coupons so surrendered shall be cancelled by the City Clerk of the
issuer. If any such obligations or coupons shall have matured or be
about to matur.e, instead of issuing a substitute obligation or coupon,
the issuer may pay the same, upon being indemnified as aforesaid, and
if such obligation or coupon be lost, stolen or destroyed, without
surrender thereof.
Any such duplicate obligations and coupons issued pursuant
to this section shall constitute original, additional contractual ob-
ligations on the part of the issuer whether or not the lost, stolen
or destroyed obligations or coupons be at any time found by anyone,
and such duplicate obligatIons and coupons shall be entitled to equal
and proportionate benefits and rights as to lien on and source and
security for payment from the funds, as hereinafter pledged, to the
same extent as all other obligations and coupons issued hereunder.
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MISC. ORDINANCES
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SECTION 11. PROVISIONS FOR REDEMPTION. Allor a portion
of the obligations of this issue may be redeemable prior to their
respective stated dates of maturity, under such conditiort~ and in
such manner as the City Council of the issuer may by resolution pro-
vide prior to delivery of the obligations to the purchasers thereof.
SECTION 12. FORM OF OBLIGATIONS AND COUPONS. The ob-
ligations, the interest coupons to be attached thereto, and the certi-
ficate of validation shall be in substantially the following form,
with such omissions, insertions and variations as may be necessary
and desirable and authorized or permitted by this ordinance or in any
subsequent ordinance adopted prior to the issuance thereof:
No.
$ 5,000
UNITED STATES OF AMERICA
STATE OF FLORIDA
COUNTY 0 FLAKE
CITY OF CLERMONT
WATER AND SEWER REVENUE BOND
KNOW ALL MEN BY THESE PRESENTS that the City of Clermont,
Florida (hereinafter called the "City"), for value received, hereby
promises to pay to the bearer, or if this bond be registered to the
registered holder as' herein proOided, on the first day of
November 19
, from the special funds hereinafter mentioned, the
principal sum of
FIVE THOUSAND DOLLARS
and to pay solely from such special funds, interest thereon from the
date hereof at the rate of
per centum
(
%) per annum until payment of the principal sum, such interest
to the maturity hereof being payable semi-annually on the first day
of May and the first day of November in each year upon the presentation
and surrender of the annexed coupons as they severally fall due. Both
principal of and interest on this bond are payable in lawful money of
the United States of America at
,
or, at the option of the holder at
This bond is one of an authorized issue of bonds in the
10
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.
,
MISC. ORDINANCES
i
N~ I IO.$'·¡
,-"'
tenor and .
aggregate principal amou,nt of $ 1,700,000 of like date,
'effect, except as to number, interest rate (if all bonds do not bear
the same rate of interest) and date of maturity, issued to finance
the cost of the construction and acquisition of new sewer facilities
in the City to be operated in combination with its existing water
facilities as a single utility (hereinafter called the "system"),
under the authority of and in full compliance withtthe Constitution
and Statutes of the State of F10rÆda, including particularly Chapter
67-1217, Laws of Florida, Acts of 1967, as amended and supplemented,
and other applicable provisions of law, and an ordinance duly en-
acted by the City on
, 19
(hereinafter called the
"ordinance"), and is subject to all the terms and conditions of such
ordinance.
~
!
,
I
This bond, and the coupons appertaining thereto, are payable
solely from and secured by a prior lien upDn and pledge of the net
revenues to be derived by the City from the operation of the system;
the proceeds of the utilities services taxes imposed by the City on the
purchase of certain utilities services within the corporate limits of
the City, under the authority of ~ection 167.431, Florida Statutes, and
pursuant to Ordinance No. 156, enacted by the City on October 10, 1957;
the proceeds of the cigarette tax collected by the City pursuant to
Ordinance No. 37 enacted by the City on March 26, 1968, levied upon
each and every sale, receipt, purchase, possession, cDnsumption,
handling, distribution and use of cigarettes within the corporate limits
of the City under the authority of Section 210.03, Florida Statutes,
as defined in the ordinance; and the proceeds of a franchise tax to
be paid for a period of thirty (30) years from October 22, 1970 by
Florida Power Corporation pursuant to Ordinance No. 27-M enacted by the
City on September 22, 1970 and a franchise tax to be paid for a period
of thirty (30) years from November 16, 1959, by Lake Apopka Natural Gas
District pursuant to Ordinance No. 184 enacted by the City on November
16, 1959 (all of which taxes, above described, are herein collectively
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MISC. ORDINANCES
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referred to as the "excise taxes"); in the manner provided in the
ordinance.
The bonds öf this issue maturing in the years 19
to 19 ,both inclusive, are not redeemable prior to their respective
stated dates of maturity. The bonds maturing in 19 and thereafter
are redeemable prior to their respective stated dates of maturity,
at the option of the City, in whole or in part, in inverse numerical
order, if less than all, on 1, 19 ,or on any interest
payment date thereafter at par and accrued interest to the date of
redemption plus the following premiums, expressed in percentages of
the par value thereof, if redeemed in the following years:
Notice of such redemption shall be given in the manner
required by the ordinance.
This bond does not constitute an indebtedness of the
City within the meaning of any constitutional, statutory or charter
provision or limitation, and it is expressly agreed by the holder of
this bond and the coupons appertaining thereto that such holder shall
never have the right to require or compel the exercise of the ad
valorem taxing power of the City for the payment of the principal of
and interest on this bond or the making of any sinking fund, reserve
or other payments provided for in the ordinance.
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MISC. ORDINANCES
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It is futther agreed between the City and the holder of
this bond that this bond and the obligations evidenced thereby shall
not constitute a lien upon the system, or any part thereof, or on any
pther property of or in the City, but shall constitute a lien only on
the net revenues derived from the operation of the system and on the
excise taxes, in the manner provided in the ordinance.
In and by the ordinance, the City has covenanted and
agreed with the holders of the bonds of this issue that it will fix,
establish, revise from time to time whenever necessary, maintain and
collect always such fees, rates, rentals and other charges for the
use of the pr:oduct, services and facilities of the system which, to-
gether with the proceeds of the excise taxes, will always produce cash
revenues sufficient to pay, and out of such funds pay, as the same shall
become due, all cost of operation and maintenance of the system, the
principal of and interest on the bonds and on all other obligations
payable on a parity therewith, and all reserve and other payments pro-
vided for in such ordinance, and that such rates, fees, rentals or
other charges shall not be reduced so as to be insufficient to provide
adequate revenues for such purposes; and the City has entered into
certain further covenants with the holders of the bonds of this issue
for the terms of which reference is made to the ordinance.
The City in such ordinance has further covenanted and agreed
with the holders of the bonds of this issue to levy and collect the
excise taxes at such rates, not exceeding the maximum rates permitted
by law, to the extent necessary to pay, as the same shall become due,
the principal of and interest on bonds of this issue, all other bonds
payable on a parity therewith and to make all reserve, sinking fund
and other payments provided for in the ordinance and that the rates of
such excise taxes shall not be reduced so as to be insufficient to pro-
vide funds for such purposes.
It is hereby certified and recited that all acts, conditions
and things required to exist, to happen and to be performed precedent
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MISC. ORDINANCES
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to and in the issuance of this bond exist, have happened and have
been performed in regular and due form and time as required by the
Laws and Constitution of the S ta te of Florida applicable thereto,
and that the issuance of the bonds of this issue does not violate
any constitutiDnal or statutory limitations or provisions.
This bond, and the coupons appertaining thereto, are and
have all the qualities and incidents of a negotiable instrument under
the law merchant and the Laws of the State of Florida.
This bond may be registered as to principal only in accord-
ance with the provisions endorsed hereon.
IN WITNESS WHEREOF, the City of Clermont, Florida, has
issued this bond and has caused the same to be signed by its Mayor
and attested and countersigned by its City Clerk, either manually or
with their facsimile signatures, and the corporate seal of said City
or a facsimile thereof to be affixed, impressed. imprinted, lithographed
or reproduced hereon and the interest coupons hereto attached to be
executed with the facsimile signatures of such officers all as of the
1st day of November, 1970.
CITY OF CLERMONT, FLORIDA
Mayor
(SEAL)
ATTESTED AND COUNTERSIGNED:
City Cl erk
FORM OF COUPON
No.
$
On the 1st day of
, 19
, the City of
C1er.mont, Florida, will pay to the bearer at
, or at the option of the holder at
, from the special funds described in the bond to
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MISC. ORDINANCES
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which this coupon is attached, the amount shown hereon in lawful
money of the United States of America, upon presentation and surrender
of this coupon, being six months interest then due on its Water and
Sewer Revenue Bond, dated November 1, 1970, No.
CITY OF CLERMONT, FLORIDA
(SEAL)
Mayor
ATTESTED AND COUNTERSIGNED:
Ci ty C1 erk
(To be inserted in coupons maturing after callable
date)
"Unless the bond to which this coupon is attached shall
have been previously duly called for prior redemption and payment
thereof duly made or provided for."
VALIDATION CERTIFICATE
This bond is one of the series of bonds which were validated
and confirmed by judgment of the Circuit Court for Lake County, Florida,
rendered on the day of , 19
Mayor
PROVISION FOR REGISTRATION
This bond may be registered as to principal only in the
name of the holder on the books to be kept by the City Clerk as
Registrar, or such other Registrar as may be hereafter duly appointed,
such registration being nòted hereon by such Registrar in the re-
gistration blank below, after which no transfer shall be valid unless
made by written assignment on said books by the registered holder or
attorney duly authorized and similarly noted in the registration blank
below, but it may be discharged from registration by being transferred
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MISC. ORDINANCES
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to bearer, after which it shall be transferable by delivery, but it
may be again registered as before. Such registration shall not re-
strain the negotiability of the coupons by delivery.
DATE OF
REGISTRATION
IN WHOSE NAME
REGI SHRED
SIGNATURE OF
REGISTRAR
.
SECTION 13. OBLIGATIONS NOT DEBT OR ISSUER. Neither the
obligations nor coupons shall be or constitute general obligations or
indebtedness of the issuer as "Bonds" within the meaning of the Con-
stitution of Florida, but shall be payable solely from and secured by
a lien upon and a pledge of the special funds as herein provided. No~
holder or holders of any obligations issued hereunder or of any coupons
appertaining thereto shall ever have the right to compel the exercise·
of the ad valorem taxing power of the issuer or taxation in any form
of any real property therein to pay such obligations or the interest
thereon or be entitled to payment of such principal and interest from
any other funds of the issuer except from the special funds in the
manner pcovided herein.
SECTION 14. PLEDGE OF NET REVENUES. The payment of the
principal of and interest on the obligations shall be secured forth-
with equally and ratably by an irrevocable lien on the net revenues,
as defined herein, derived from the operation of the system prior and
superior to all other liens or encumbrances on such net revenues, and
the issuer does hereby irrevocably pledge such net revenues from the
system to the payment of the principal of and interest on the obligations,
for the reserves therefor and for all other required payments.
SECTION 15. p,[EDG§eOF EXCISE TAXES.
The payment of the principal of and interest on the obligations shall
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MISC. ORDINANCES
N~
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be additionally secured forthwith equally and ratably by a pledge
of and a prior lien upon the proceeds received by the issuer from the
exc.i se taxes, as herei nafter provided, and the issuer does hereby
irrevocably pledge such funds to the payment of the principal of and
interest on the obligations, for reserves therefor and for all other
required payments.
SECTION 16. COVENANTS OF THE ISSUER. For as long as any
of the principal of and interest on any of the obligations shall be
outstanding and unpaid or until there shall have been set apart in the
Sinking Fund, herein established, including the Reserve Account therein,
a sum sufficient to pay when due the entire principal of the obligations
remaining unp~id, together with interest accrued or to accrue thereon,
the issuer covenànts with the holders of any and all obligations as
follows:
A. REVENUE FUND. The entire gross revenues derived from
the operation of the system shall upon receipt thereof be deposited
in the "Clermont Water and Sewer System Revenue Fund" (hereinafter
called the "Revenue Fund"), hereby created and established. Such
Revenue Fund shall constttòte a trust fund for the purposes herein
provided and shall be kept separate and distinct from all other funds
of the issuer and used only for the purposes and in the manner herein
provided.
B. EXCISE TAXES FUND. All of the proceeds of the excise
taxes, as defined herein, as soon as the same are collected by the
issuer shall be forthwith deposited in the "Clermont Excise Taxes
Fund" (hereinafter called the "Excise Taxes Fund"), hereby created
and established. Such Excise Taxes Fund shall constitute a trust fund
for the purposes herein provided and shall be kept separate and distinct
from all other funds of the issuer and used only for the purposes and
in the manner herein provided.
C. DISPOSITION OF REVENUES. All revenues at any time re-
maining on deposit in the Revenue Fund shall be disposed of on or before
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the fifteenth day of each month, commencing in the month immediately
following the delivery of the obligations only in the following manner
and in the following order of priority:
(1) Revenues shall first be used for deposit into a fund
to be known as the "Clermont Water and Sewer System Operation and
Maintenance Fund" (hereinafter called the "Operation and Maintenance
Fund"), which is hereby created and established, such sums as shall be
necessary in order that the moneys on depost therein shall be suffi-
cient to pay the cost of operation and maintenance, as hereinabove de-
fined, through the next ensuing month, in accordance with the annual
budget, and maintain additionally therein an operation and maintenance
reserve in the amount of $7,000.
(2) From the moneys remaining in the Revenue Fund, the
issuer shall next deposit into a separate fund, which is hereby created
and designated "Clermont Water and Sewer Revenue Bonds Sinking Fund"
(hereinafter called the "Sinking Fund"), such sums as will be sufficient
to pay one-sixth (1/6) of all interest becoming due on the obligations
on the next semi-annual interest payment date and one-twelfth (1/12)
of all principal maturing on the obligations on the next maturity date.
All such payments, as provided above, shall include an amount sufficient
to pay the fees and charges of the paying agents. Such monthly pay-
ments shall be increased proportionately to the extent required to pay
principal and interest becoming due during the first fiscal year, after
making allowance for the amounts of money, if any, which will be de-
posited in the Sinking Fund out of proceeds from the sale of the
obligations.
(3) Moneys remaining in the Revenue Fund shall next be
applied by the issuer to maintain a Reserve Account in the Sinking
Fund, which Reserve Account is hereby created and established: The
issuer shall deposit in such Reserve Account the monthly sum of not
less than twenty per centum (20%) of the amount required by the next
preceding paragraph (2) to be deposited in the Sinking Fund, until
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there shall be on deposit in such Reserve Account a sum equal to the
maximum amount of principal and interest on all outstanding obligations
becoming due in anyone ensuing fiscal year. No further payments shall
be required to be made into such Reserve Account as long as there re-
main on deposit therein a sum equal to the maximum amount of principal
and interest on all outstanding ob1~gations becoming due in any ensuing
fiscal year.
Any withdrawals from the Reserve Account shall be sub-
sequently restored from the first moneys available in the Revenue Fund
afte~ all required current payments for the Operation and Maintenance
Fudd, Sinking Fund and Reserve Account, including all deficiencies for
prior payments, have been made in full.
Moneys in the Reserve Account shall be used only for the
r
I
purpose of the payment of maturing principal of or interest on the
obligations when the other moneys in the Sinking Fund are insufficient
therefor, and for no other purpose.
(4) Upon the issuance of any additional parity obligations
under the terms, limitations and conditions as herein provided, the
payments into the several accounts in the Smnking Fund shall be in-
creased in such amounts as are necessary to make the payments required
above for the principal of and interest on, and reserves for such
additional parity obligations, on the same basis as hereinabove pro-
vided with respect to the outstanding obligations.
The issuer shall not be required to make any further payments
into the Sinking Fund or into the Reserve Account in the Sinking Fund
when the aggregate amount of moneys in both the Sinking Fund and the
Reserve Account are at least equal to the aggregate principal amount.of
obligations then outstanding, plus the amount of interest then due or
thereafter to become due on such obligations then outstanding.
(5) The issuer shall next apply and deposit monthly from
the moneys in the Revenue Fund, into a special account to be known as
the "Clermont Water and Sewer System Improvement, Repair and Replacement
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MISe. ORDINANCES
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Fund" (hereinafter called the "Improvement, Repair and Replacement
Fund"), which fund is hereby created and established, an amount equal
to five per centum (5%) of the gross revenues of the immediate pre-
cedin9 month, until there shall be on deposit in such Improvement,
Repair and Replacement Fund the sum of $150,000. The moneys in said
Improvement, Repair and Replacement Fund shall be used only for the
purpose of paying the cost of extensions, enlargements or additions to.
or the replacement of capital assets of the system and emergency re-
pairs thereto. Such moneys on deposit in such Fund shall also be used
to implement the Reserve Account if necessary, in order to prevent a
default in the payment of the principal of and interest on the ob-
ligations. The moneys on deposit in sDch fund shall be withdrawn only
upon the authorization of the City Council upon a recommendation of the
consulting engineers.
(6) Whenever by reason of the insufficiency of moneys on
deposit in the Revenue Fund, the issuer is not able to make promptly
the current monthly payments hereinabove required to be made into the
Sinking Fund and Reserve Account, there shall be paid from the amount
of excise taxes on deposit in the Excise Taxes Fund whatever sums are
necessary to cure such existing deficit. Whenever all of the above
required current payments have been made into the Sinking Fund and
Reserve Account, the balance of any moneys on deposit in the Excise
Taxes Fund may be withdrawn and used by the issuer for any lawful
purpose.
(7) The balance of any moneys remaining in the Revenue
Fund, after the above=required payments shall have been made and the
maximum required amounts shall be held on deposit to the credit of the
Reserve Account and the Improvement, Repair and Replacement Fund, may
be used for the purchase and redemption of the obligations or for any
lawful purpose.
(8) The Operation and Maintenance Fund, the Sinking Fund,
the Reserve Account, the Improvement, Repair and Replacement Fund,
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the Revenue Fund, the Excise Taxes Fund and any other special funds
herein established and created shall constitute trust funds for the
purposes provided herein for such funds. All such funds shall be
continuously secured in the same manner as state and municipal deposits
are required to be secured by the Laws of the State of Florida.
Moneys on deposit in the Sinking Fund (except the Reserve Account
therein) may be invested and reinvested only in direct obligations
of the United States of America maturing not later than ten (10) days
prior to the date in which the moneys therein will be needed. Moneys
in the Reserve Account in the Sinking Fund and the Improvement, Repair
and Replacement Fund may be invested and reinvested in direct obli-
gations of the United States of America or in time deposits in banks
or trust companies represented by certificates of deposits and con-
tinuously secured as above provided, maturing not later than five (5)
years from the date of purchase or must otherwise be maintained in cash.
Any and all income received by the issuer from such investments shall
be deposited in to the Sinking Fund. Moneys in the Revenue Fund, the
Excise Taxes Fund, and the Operation and Maintenance Fund shall not be
invested at any time.
D. LEVY OF EXCISE TAXES. The issuer will not repeal the
ordinances now in effect levying the excise taxes and will not amend
or modify said ordinances in any manner so as to impair or adversely
affect the power and obligation of the issuer to levy and collect such
excise taxes or impair or adversely affect in any manner the pledge of
such excise taxes made herein or the rights of the holders of the ob-
1igations. The issuer shall be unconditionally and irrevocably ob-
ligated, so ~ong as any of the oß1igations or the interest thereon are
outstanding and unpaid, and the lien upon the excise taxes shall not
have been released in the manner provided in subsection G hereof, to
levy and collect such excise taxes, at the maximum rates permitted by
law, to the extent necessary to pay the principal of and interest on
the obligations and to make the other payments provided for herein.
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MISC. ORDINANCES
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This provision shall not be construed to prevent reasonable revisions
of the rates of such excise taxes as long as the proceeds of such excise
taxes to be collected by the issuer in each year thereafter, together
with the net revenues, will be sufficient to pay the principal of and
interest on the obligations as the same become due and to make all
Sinking Fund, Reserve Account and other payments herein required in
such year.
E. EXCISE TAXES NOT SUBJECT TO REPEAL. The issuer has
full power to irrevocably pledge such excise taxes to the payment of
the principal of and interest on the obligations, and the pledging of
such excise taxes in the manner pr.ovided herein shall not be subject
to repeal, modification, or impairment by any subsequent ordinance,
resolution or other proceedings of the governing body of the issuer
or by any subsequent act of the Legislature of Florida.
The pledge of the excise taxes herein made shall be for the
benefit of any additional obligations payable on a parity with the
obligations herein authorized from the proceeds of the excise taxes
to the same extenttas if such additional parity obligations had been
originally issued hereunder.
F. SUBSTITUTION OF FRANCHISE TAX. The issuer hereby
covenants with the holders of the obligations that in the event it
shall acquire the properties and facilities of the Florida Power
Corporation and/or the properties and facilities of the Lake Apopka
Natural Gas District within the issuer, or i~ the event it shall acquire
and operate an electric power plant and/or natural gas distribution
facilities within the issuer, and all or part of the franchise taxes
are not available to the issuer to make the provisions hereof, the
issuer will make payment from the net revenues first available to it
from the operation of any such system or service so owned, acquired,
constructed or operated by it of the amounts herein required to be
paid from the franchise taxes.
G. RELEASE OF EXCISE TAXES. At such time as the issuer
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may be able to obtain and file in the minutes of its City CODnci1
a certificate of an independent certified public accountant stating
that for the next pr.eceding two (2) fiscal years the net revenues
derived from the operation of the system exceeded One Hundred Thirty
Five per centum (135%) of the maximum amount of principal and interest
on all outstanding obligations to become due in anyone .nsuing fiscal
year, then the lien hereby impressed upon the excise taxes shall be
permanently released, and thereafter the payment of the obligations
shall be solely secured by a 1 ien upon and pledge of the net revenues
to bedderived from the operation of the system. Any one of the excise
taxes may be similarly released, so long as the proceeds of the excise
taxes which shall not be released and the net revenues of the system
shall have been certified as having exceeded such 135% requirement.
Provided, however, no excise taxes may be released unless all payments
required by this ordinance to have been made to the Sinking Fund,
Reserve Account and Improvement, Repair and Replacement Fund shall have
been made in full, and the Reserve Account shall have on deposit therein
the maximum amount required to be maintained therein.
H. OPERATION AND MAINTENANCE. The issuer will maintain the
system and all parts thereof in good condition and will operate the
same in an efficient and economical manner making such expenditures for
equipment and for renewals, repairs and replacements as may be proper
for the economical operation and maintenance thereof.
I. RATE ORDINANCE. The issuer will enact a rate ordinance
and thereby will fix, establish, revise from time to time whenever
necessary, maintain and collect always such fees, rates, rentals and
other charges for the use of the product, services and facilities of
the system which, together with the proceeds of the excise taxes, will
always produce cash revenues sufficient to pay, and out of such funds
pay, as the same shall become due, all costs of operation and maintenance
of the system, the principal of and interest on the bonds and on all
other obligations payable on a parity therewith, and all reserve and
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MISC. ORDINANCES
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other payments provided for in this ordinance. Such rates, fees
rentals or other charges shall not be reduced so as to be insufficient
to provide revenues for such purposes.
J. BOOKS AND RECORDS. The issuer shall keep, separate
and apart from all other books, records and accounts of the issuer,
books and records of the net revenues of the system and books and
records of the collection of the excise taxes, and the holders of not
less than ten per centum (10%) of the obligations shall have the right
at all reasonable times to inspect all records, accounts and data of
the issuer relating to the operation of the system and the collection
of the excise taxes.
K. ANNUAL AUDIT. The issuer shall also, at least once a
year, within 60 days after the close of its fiscal year, cause the
books, records and accounts relating to the system and to the excise
taxes to be properly audited by a recognized independent firm of certi-
fied public accountants and shall make generally available the rpport
of such audits to any holder or holders of obligations. Such audits
shall contain a complete report of operations of the system including,
but not limited to, a comparison with the operations in previous years,
the balance sheet, a schedule of insurance in existence, a schedule of
the application of all proceeds of the excise taxes, a schedule of
reserves and investments, a schedule showing the number of customers
connected with the system at the end of the fiscal year, and a certi-
ficate by the auditors stating that no default on the part of the issuer
of any covenant herein has been disclosed by reason of such audit.
The auditors selected shall be changed at any time by a written request
signed by a majority of the holders of the obligations or their duly
authorized representatives. A copy of such annual audit shall regularly
be furnished to al1'Y holder' of an obligation who shall have requested
in writing thàt a copy 6f such rpports be furnished him.
L. NO MORTGAGE OR SALE OF THE SYSTEM. The issuer will not
sell, mortgage, pledge or otherwise encumbert~be system, or any part
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MISC. ORDINANCES
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thereof, or any revenues to be derived therefrom, and will not sell,
lease or otherwise dispose of any substantial portion of the system,
except as hereinafter provided. The issuer shall have and hereby re-
serves the right to sell, lease or otherwise dispose of, in the manner
provided herein, any of the property comprising a part of the system
hereafter determined to be no longer necessary, useful or profitable
in the operation thereof.
Prior to any such sale, lease or other disposition of said
property, if the amount to be received therefor is not in excess of
$50,000 the general manager of the system shall make a finding in
writing determining that such property comprising a part of the system
is no longer necessary, useful or profitable in the operation thereof.
If the amount to be received from such sale, lease or other
disposition of said property shall be in excess of $50,000, but not in
excess of $100,000, the general manager shall first make a finding in
writing determining that such property comprising a part of the system
is no longer necessary, useful or profitable in the iperation thereof,
and the governing body of the issuer shall by resolution approve and
concur in the finding of such general manager, and authorize such sale,
lease or other disposition of said property.
If the amount to be received from such sale, lease or other
disposition of said property shall be in excess of $100,000, but not
in excess of 10% of the value of fixed assets of the system according
to the most recent annual audit report, the general manager shall first
make a finding in writing determining that such property comprising a
part of the system is no longer necessary, useful or profitable in the
operation thereof, and the consulting engineers shall make a finding
that it is in the best interest of the system that such property be
disposed of, and the governing body of the issuer shall by resolution
approve and concur in the findings of such general manager and the
consulting engineers and shall authorize such sale, lease or other
disposition of said property.
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MISC. ORDINANCES
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The proceeds derived from any such sale, lease or other
disposition of said property shall be placed in the Improvement,
Repair and Replacement Fund or in the Sinking Fund, in such propor-
tions to be determined by the governing body of the issuer upon the
recommendations of the general manager. Such payment of such pro-
ceeds into the Sinking ~und or the Improvement, Repair and Replacement
Fund shall not reduce the amounts required to be paid into said Funds
by other provisions herein.
No sale, 1e~~e or other disposition of the properties of
the system shAll be made by the issuer if the proceeds to be derived
therefrom shall be in excess of 10% of the value of the fixed assets
of the system according to the most recent annual audit report and in-
sufficient to pay all of the principal of the obligations then out-
standing and all interest thereon to their respective dates of maturity,
without the prior apporva1 and consent in writing of the holders or
their duly authorized representatives of sixty-six and two-thirds per
centum ( 66 2/3%) in amount of obligations then outstanding. The issuer
shall prepare the form of such approval and consent for execution by the
holders of obligations or by their duly authorized representative, which
form shall provide for the disposition of the proceeds of the sale,
lease or other disposition of such properties of the system.
M. INSURANCE. For so long as any of the obligations are
outstanding, the issuer will carry adequate fire and windstorm insurance
on all buildings and structures of the works and properties of the
system which are subdect to loss thcough fire or windstorm, will carry
adequate pub 1ic liability insurance, and will .otherwise carry insurance
of all kinds and in the amounts normally carried in the operation of
similar facilities and properties in Florida. Any such insurance shall
be carried for the benefit of the holders of the obligations. All moneys
received for losses under any or such insurance, except public liability,
are hereby pledged by the issuer as security for the obligations, until
and unless such proceeds are used to remedy the loss or damagéofor which
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MISC. ORDINANCES
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such proceeds are received, either by repairing the property damaged
or replacing the property destroyed within ninety (90) days from the
receipt of such proceeds.
N. NO FREE SERVICE. The issuer will not render or cause
to be rendered any free services of any nature by its system, nor will
any preferential rates be established for users of the same class.
The issuer, including its departments, agencies and instrumentalities,
shall avail itself of the facilities or services provided by the system,
or any part thereof, and the same rates, fees or charges applicable to
other customers receiving like services under similar circumstances
shall be charged to the issuer and any such department, agency or in-
strumentality. Such charges shall be paid as they accrue, and the
issuer shall transfer from its general funds sufficient sums to pay
such charges. The revenues so received shall be deemed to be revenues
derived from the operation of the system, and shall be deposited and
accounted for in the same manner as other revenues derived from such
operation of the system.
O. MANDATORY CUT OFF. Upon failure of any user to pay for
services rendered by the system within sixty (60) days, the issuer shall
shut off the connectton of such user and shall not furnish him or per-
mit him to receive from the system further service until all obligations
owed by bim to the issuer on account of services shall have been paid
in full. This covenant shall not, however, prevent the issuer from
causing the system connection to be shut off sooner.
P. ENFORCEMENTJOF COLLECTIONS. The issuer will diligently
enforce and collect the rates, fees and other charges for the services
and facilities of the system and the excise taxes herein p1ed~ed; will
take all steps, actions and proceedings for the enforcement and col-
lection of such rates, charges fees and excise taxes as shall become
delinquent to the full extent permitted or authorized by law; and will
maintain accurate records with respect thereof. All such fees, rates,
charges, revenues and excise taxes herein pledged shall, as collected,
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MISC. ORDINANCES
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be held in trust to be applied as herein provided and not otherwise.
Q. REMEDIES. Any holder of obligations or any coupons
appertaining thereto, issued under the provisions hereof or any trustee
acting for the holders of such obligations may either at law or in
equity, by suit, action, mandamus or other proceedings in any court
of competent jurisdiction, protect and enforce any and all rights,
including the right to the appointment of a receiver, existing under
the Laws of the State of Florida, or granted and contained herein, and
may enforce and compel the performance of all duties required herein or
by any applicable statutes to be performed by the issuer or by any
officer thereof, including the collection of excise taxes.
Nothing herein, however, shall be constructed to grant to
any holder of such obligations any lien on any real pr.operty of the
issuer.
R. OPERATING BUDGET. The issuer shall annually at least
forty-five (45) eays preceding each of its fiscal years, prepare and
adopt a detái1ed budget of the estimated expenditures for operation
and maintenance of the system during such next succeeding fiscal year.
No expenditures for the operation and maintenance of the system shall
be made in any fiscal year in excess of ten per centum (10%) of the
amounts provided therefor in such budget without a written finding and
recommendation by the general manager of such system or other duly
authorized officer in charge thereof, which finding and recommendation
shall state in detail the purpose of and necessity for such increased
expenditures, or until the governing body of the issuer shall have ap-
proved such finding and recommendation by a resolution du1yaadopted,
and there shall have been obtained and filed in the minutes of the govern-
ing body of the issuer a certification of the consulting engineers that
such increased expenditures are necessary and essential to the continuance
in operation of the system. The issuer shall mail copies of such annual
budgets and all resolutions authorizing increased expenditures for opera-
tion and maintenance to any holder or holders of obligations who shall
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.
MISC. ORDINANCES
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file his address with the issuer and request in writing that copies
of all such budgets and resolutions be furnished him and shall make
available such budgets and all resolutions authorizing increased ex-
penditures for operation and maintenance of the system at all reason-
able times to any holder or holders of obligations or to anyone acting
for and on behalf of such holder or holders.
S. CONNECTION WITH SEWER SYSTEM. The issuer will, tb2the
full extent permitted by law, require all lands, buildings and structures
within the boundaries of the issuer which can use the sewage collection
facilities of the system, to connect with and use such sewage collection
facilities, and to cease all other means and methods for the collection,
purification, treatment and disposal of sewage and waste matter.
T. CÐNSULTING ENGINEER. The issuer will annually retain an
independent consulting en9ineer or engineering firm having a favorable
reputation for skill and experience for the design, construction and
operation of systems of comparable size and character as the system,
for the purpose of providing the issuer competent engineering counsel
affecting the economical and efficient operation of the system and in
connection with the making of capital improvements and renewals and
replacements to the system. The issuer may, however, employ additional
engineers at any time with relation to specific engineering and op-
eration problems arising in connection with the system.
The issuer shall annually cause to be prepared by the con-
sulting engineers a report or survey of the system, with respect to the
management of the properties thereof, the sufficiency of the rates, and
charges for services, the proper maintenance of the properties of the
system and the necessity for capital improvements and recommendations
therefor. Such a report or survey shall also show any failure of the
issuer to perform or comply with the covenants herein contained.
If any such report or survey of the consulting engineers
shall set forth that the provisions hereof or any reasonable re-
commendations of such consulting engineers have not been complied with,
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MISC. ORDINANCES
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the issuer shall immediately take such reasonable steps as are
necessary to comply with such requirements and recommendations.
In making such r~port or survey the consulting engineers shall accept
certified statements of the independent certified public accountants.
Copies of each report or survey shall be placed on file with the Clerk
and shall be open to the inspection of any holder of obligations or
other interested parties.
U. NO COMPETING SYSTEM. To the full extent permitted by
law, the issuer will not grant, or cause, consent to, or allow the
granting of, any franchise or permit to any person,firm, corporation
or body, or agency or instrumentality whatsoever, for the furnishing
of water or sewer services to or within the boundaries of the issuer.
V. ISSUANCE OF OTHER OBLIGATIONS. The issuer will not issue
any other obligations, except under the conditions and in the manner
provided herein, payable from therrevenues of the system or from the
excise taxes, nor voluntarily create or cause to be created any debt,
lien, pledge, assignment, encumbrance or other charge having priority
to or being on a parity with the lien upon said revenues or excise taxes
in favor of the obligations issued pursuant to this ordinance and the
interest thereon. Any ob1igat~ons issued by the issuer, other than the
obligations herein authorized or additional parity obligations provided
for in subsection W below, payable from such revenues and excise taxes,
shall contain an express statement that such obligations are junior and
subordinate in all respects to the obligations herein authorized, as
to lien on and source and security for payment from such revenues and
such excise taxes.
W. ISSUANCE OF ADDITIONAL PARITY OBLIGATIONS. The issuer
covenants and agrees that in the event the cost of construction or
completion of the project shall exceed the dollar amount of obligations
herein authorized, it will deposit into the Construction Fund from any
funds of the issuer legally available to it for such purpose the amount
of such excess. The issuer may provide such excess, and only such excess,
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MISC. ORDINANCES
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through the issuance of additional oDligations payable on a parity
with the obligations herein autborized from the net revenues of the
system and the proceeds of the excise taxes. Except for the issuance
of parity obligations to provide funds for any such excess, no addi-
tional parity ob1igations payable on a parity from the net revenues
of the system and from the proceeds of the excise taxes with the ob-
ligations herein authorized shall be issued after the issuance of any
obligations herein authorized, except upon the conditions and in the
manner hereinafter provided:
(1) There shall have been obtained and filed in the minutes
of the governing body of the issuer a certificate of an independent
certified public accountant of suitable experience and responsibility
stating: (a) that the books and records of the issuer relating to the
collection and receipt of the revenues derived from the operation of
the system and of the proceeds of the excise taxes have been audited
by him; (b) the amount of the net revenues and the proceeds of the
excise taxes, as defined herein, received by the issuer for the two
fiscal years immediately preceding the date of delivery of such addi-
tional parity obligations with respect to which such certificate is
made; and (c) that the average annual net revenues and proceeds of the
excise taxes for such preceding years will together equal at least 1.40
times the maximum annual principal and interest requirements on (i) all
obligations and all additional parity obligations, if any, then out-
standing and (ii) the additional parity obligations with respect to
which such certificate is made.
(2) If desirable, the net revenues for such two preceding
fiscal years may be adjusted as follows: (a) to reflect for the two
preceding fiscal years changes made in the rates, fees, rentals or other
charges from the operation of the system dur~ng such two preceding
fiscal years; (b) to reflect any change in such net revenues caused
by any new projects of the system having been placed into use and op-
eration subsequent to the date of commencement of such two preceding
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.
MISC. ORDINANCES
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fiscal years and not less than six months prior to the date of such
certificate provided for in paragraph (1) above; and (c) to include
for each such fiscal year the average annual estimated net revenues to
be derived from the first two full fiscal years' operation of the
project to be acquired or constructed out of the proceeds of such
additional parity obligations.
(3) Each ordinance authorizing the issuance of additional
parity obligations will recite that all of the covenants herein con-
tained will be applicable to such additional parity obligations.
(4) The issuer shall not be in default in performing any
of the covenants and obligations assumed hereunder, and all payments
herein required to have been made into the account and funds, as pro-
vided hereunder, shall have been made to the full extent required.
(5) The additional parity obligations shall be dated May 1
or November 1 of the year of issuance thereof, shall bear interest
payable semi-annually on May 1 and November 1 of each year, and shall
mature on November 1 of the year of maturity thereof.
X. COMPLETION OF PROJECT. The issuer will complete the
project in an economical and efficient manner and with all practicable
dispatch. Thereafter, the issuer will maintain the system in good
condition and continuously operate the same in an efficient manner
and at a reasonable cost.
SECTION 17. APPLICATION OF PROCEEDS OF OBLIGATIONS.
All moneys received from thessãleo6ftthe obligations shall be deposited
by the issuer in a special account in a bank or trust company and ap-
plied by the issuer as follows:
A. All accrued interest p1 us a sum equal to the interest
which will accrue on the obligations for a period of two years while
the project shall be under construction shall be deposted in the Sinking
Fund.
B. The issuer shall next use the moneys in said special
account to pay all engineering fees, legal fees, fees of financial
advisors, cost of the issuance of the obligations, and all other similar
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MISC. ORDINANCES
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costs incurred in connection with the acquisition and construction
of the project and the issuance of the obligations to finance the cost
thereof.
C. A special fund is heeeby created, established and de-
signated as the "Clermont Water and Sewer System Construction Fund"
(herein called the "Construction Fund"). There shall be paid into the
Construction Fund the balance of the moneys remaining after making all
the deposits and payment provided for in paragraphs A and B, above.
Such fund shall be kept separate and apart from all öther
accounts of the issuer, and the moneys on deposit therein shall be
withdrawn, used and applied by the issuer solely to the payment of the
cost of thepproject and purposes incidental thereto, as hereinabove
described and set forth. If for any reason such proceeds or any part
thereof are not necessary for or are not applied to the payment of such
cost, then the unapplied proceeds shall be deposited by the issuer in
the Reserve Account in the Sinking Funds. All such proceeds shall be
and constitute trust funds for such purposes~ and there is hereby created
a lien upon such moneys until so applied in favor of the holders of the
obligations.
Any funds on deposit in the Construction Fund which, in the
opinion of the issuer, acting upon the recommendation of the consulting
engineers, are not immediately necessary for expenditure, as hereinabove
provided, may be invested in direct ob1igat'ons of the United States
of America maturing in a period of 360 days or less. All such securities
shall be held by the depository bank, and all income derived therefrom
shall be deposited in the Sinking Fund.
Immediately prior to the delivery of the obligations to the
-purchasers thereof, the issuer shall enter into a written agreement
with the depository bank for the Construction Fund, which agreement shall
provide that all expenditures or disbursements from the Construction
Fund shall be made after such expenditures or disbursements shall have
been approved in wftttng by the consulting engineers. The date of tbm-
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MISC. ORDINANCES
N~
128
p1etion of the project shall be determined by the consulting engineers,
who will certify such facts in writing to the governing body of the
issuer.
SECTION 18. MODIFICATION OR AMENDMENT. No material
modification or amendment of this ordinance or of any r.esolution or
ordinance amendatory hereof or supplemental hereto may be made without
the CDnsent in writing of the holders of two-thirds or more in the
principal amount of the obligations then outstanding; provided, however,
that no modification or amendment shall permit a change in the maturity
of such obligations or a reduction in the rate of interest thereon or
in the amount of the principal obligation thereof or affecting the
promise of the issuer to pay the principal of and interest on the ob-
ligations as the same shall come due from the revenues of the system
and from the proceeds of the excise taxes or reduce the percentage of
the holders of the ob1igat$ons required to CDnsent to any material modi-
fication or amendment hereof without the consent of the holder or
holders of all such obligations.
SECTION 19. SEVERABIlITY OF INVALID PROVISIONS. If any
one or more of the covenants, agreements or provisions herein con-
tained shall be held contrary to any express provision of law or con-
trary to the policy of express law, though not expressly prohibited,
or against public policy, or shall for any reason whatsoever be held
invalid, then such covenants, agreements or provisions shall be null
and void and shall be deemed separable from the remaining covenants,
agreements or provisions and shall in no way affect the validity of any
ofcthe other provisions hereof or of the obligations or coupons issued
hereunder.
SECTION 20. SALE OF OBLIGATIONS. The obligations shall be
issued and sold in such manner and at such price or prices consistent
with the Act, all at one time or in installments from time to time,
as shall be hereafter determined by the governing body of the issuer.
SECTION 21. VALIDATION AUTHORIZED. The attorney for the
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MISC. ORDINANCES
N~
129
issuer is authorized and directed to prepare and file proceedings
to validate the obligations in the manner provided by law.
SECTION 22. REPEALING CLAUSE. All ordinances or parts
thereof of the issuer in conflict with the provisions herein contained
are, to the extent of such conflict, hereby superseded and repealed.
SECTION 23. EFFECTIVE DATE. This ordinance shall take
effect in the manner provided by law.
FIRST READING THIS 28th OF DECEMBER, 1970.
PASSED AND ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLERMONT,
LAKE COUNTY, FLORIDA, THIS 12th DAY OF JANUARY, 1971.
CITY OF CLERMONT
ATTEST:
IC/J~'1ÂMJ ~J. r~.t
City Clerk
By: ~ ( ~
Chairman of the City Council
APPROVED by me this 12th day of January,
1971'~[Ld-
Mayor