Loading...
Comprehensive Annual Financial Report - 2003-2004Comprehensive Annual Financial Report Fiscal Year Ended September 30, 2004 City of Clermont, Florida City of Clermont, Florida COMPREHENSIVE ANNUAL FINANCIAL REPORT For The Year Ended September 30, 2004 Prepared by: Administrative Services Department This page intentionally left blank. CITY OF CLERMONT COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Year Ended September 30, 2004 Page Introductory Section: Table of Contents Letter of Transmittal iii-vi GFOA Certificate of Achievement vii List of Principal Officials viii Organizational Chart ix Financial Section: Independent Auditor's Report 1-2 Management's Discussion and Analysis 3-13 Basic Financial Statements: Government -Wide Financial Statements: Statement of Net Assets 14 Statement of Activities 15 Fund Financial Statements: Balance Sheet - Governmental Funds 16 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 17 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 18 Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General Fund 19 Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual — Infrastructure Special Revenue Fund 20 Statement of Net Assets - Proprietary Funds 21-22 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds 23 Statement of Cash Flows - Proprietary Funds 24-25 Statement of Fiduciary Net Assets - Fiduciary Funds 26 Statement of Changes in Fiduciary Net Assets - Fiduciary Funds 27 Notes to Financial Statements 28-53 CITY OF CLERMONT COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS - Continued Year Ended September 30, 2004 Paqe Financial Section - Continued: Nonmajor Governmental Funds: Combining Balance Sheet - Nonmajor Governmental Funds 54-55 Combining Statement of Revenues, Expenditures and Changes In Fund Balances - Nonmajor Governmental Funds 56-57 Schedule of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual: Special Revenue Funds 58-61 Debt Service Fund 62 Capital Project Fund 63 Fiduciary Funds: Combining Statement of Fiduciary Net Assets 64 Combining Statement of Changes in Fiduciary Net Assets 65 Capital Assets Used in the Operation of Governmental Funds: Schedule by Function and Activity 66 III. Statistical Section: General Governmental Expenditures by Function 67-68 General Governmental Revenues by Source 69-70 General Governmental Expenditures by Function 71-72 General Governmental Revenue by Source 73-74 Property Tax Levies, Tax Collections and Assessed Valuations 75-76 Property Tax Rates — Direct and All Overlapping Governments 77-78 Computation of Direct and Overlapping General Obligation Debt 79 Demographic Statistics 80 Property Value, Construction, and Bank Deposits 81-82 Water and Sewer Customer Data 83 Principal Taxpayers 84 Miscellaneous Statistical Data 85-86 Utility Revenue Bond Coverage - All Utility Revenue Bonds 87-88 Largest Employers 89 Schedule of Insurance Coverages 90-91 IV. Other Reports: Report on Compliance and on Internal Control over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 92-93 CITY OF CLERMONT January 27, 2005 Office of the City Manager To the Honorable Mayor and City Council and Citizens of the City of Clermont, Florida: State law requires that all general-purpose local governments publish a complete set of financial statements presented in conformity with accounting principles generally accepted in the United States of America (GAAP) and that they be audited in accordance with auditing standards generally accepted in the United States of America by a firm of licensed certified public accountants. Pursuant to that requirement, it is with great pleasure that we present to you the City of Clermont, Florida Comprehensive Annual Financial Report (CAFR) for the fiscal year ended September 30, 2004. This year's report has been reformatted to comply with the new financial reporting model developed by the Governmental Accounting Standards Board (GASB) Statement 34, Basic Financial Statements -and Management's Discussion and Analysis -for State and Local Governments. The new financial reporting model completely changes the format of the City's financial statements. It is intended to improve financial reporting by incorporating significant additional information not previously available in public sector financial reporting. In addition to the fund -by -fund financial information previously presented in the City's financial statements, the new model has a number of key features as follows: ➢ Government -wide financial reporting - The government -wide statements present a clear picture of the government as a single, unified entity. These new statements complement rather than replace traditional fund -based financial statements. Included in the government - wide statements is a "Statement of Net Assets" that provides the total net equity of the City including capital assets and debt and the "Statement of Activities" that shows the cost of providing government services. ➢ Long-term focus for governmental activities - Traditional "fund" financial statements focus on near -term inflows, outflows and balances of spendable financial resources and are prepared using the "modified" accrual method of accounting. The government -wide statements have been prepared with a long-term focus using the "full" accrual basis of accounting. A reconciliation report is provided as a key to understanding the changes between the two reporting methods. The most significant differences between the two types of reporting methods relate to the recordation of capital assets (including prior expenditures for infrastructure) and debt in the government -wide statements. The use of separate account groups to record general fixed assets and general long-term debt were eliminated. P.O. BOX 120219 • CLERM.ONT, FLORIDA 34712-0219 PHONE: 352/394-40d4 • FAX: 352/394-1452 ➢ Management's Discussion and Analysis (MD&A) - GAAP require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of a MD&A. The MD&A provides "financial highlights" and interprets the financial reports by analyzing trends and by explaining changes, fluctuations and variances in the financial data. In addition, the MD&A is intended to disclose any known significant events or decisions that affect the financial condition of the City. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City of Clermont's MD&A can be found immediately following the report of the independent auditors. ➢ Major funds - The new reporting model includes an emphasis on the City's major funds as shown in the Governmental Fund Statements. Nonmajor funds are aggregated in the government -wide statements; however detail can be found for the nonmajor funds in the traditional fund statements. ➢ Expanded budgetary focus - Under the new model, budget information is presented for both the original and the final amended budget. Management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Clermont has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Clermont's financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City of Clermont's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Clermont's financial statements have been audited by McDirmit Davis & Company, LLC, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of Clermont for the fiscal year ended September, 30, 2004, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of Clermont's financial statements for the fiscal year ended September 30, 2004, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent auditor's report is presented as the first component of the financial section of this report. Profile of the Government The City was incorporated in 1916. The City currently has a land area of 11.58 square miles and a population of approximately 17,654. The City is located in south Lake County, approximately twenty-two miles west of the City of Orlando and twenty-two miles southeast of the City of Leesburg. The City is conveniently accessible to Orlando via Florida Highway 50. The City operates according to a Council/Manager form of government, with an appointed City Manager, four elected City Council members and a separately elected Mayor. The governing iv body is responsible, among other things, for passing ordinances, adopting the budget, appointing committees, and hiring the City's Manager. The City Manager is responsible for carrying out the policies and ordinances of the governing body, for overseeing the day-to-day operations of the government, and for hiring the heads of the various departments. The City of Clermont provides a full range of services as directed by its charter. These include police and fire protection; streets and sidewalk maintenance, planning and development, code enforcement, animal/mosquito control, recreational facilities and programs, cemetery and general administrative functions. The City also operates and maintains water, wastewater treatment, stormwater and sanitation utilities. The annual budget serves as the foundation for the City of Clermont's financial planning and control. All departments of the City of Clermont are required to submit requests for appropriation to the City Manager. The City Manager then uses these requests as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the council for review. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than September 30, the close of the City of Clermont's fiscal year. The appropriated budget is prepared by fund (e.g., general fund), and department (e.g., fire department). The City Manager may make transfers of appropriations within departments, however, any revisions that alter the total appropriations of a department must be approved by City Council. Original and final amended budget -to -actual comparisons are provided in this report for each individual governmental fund. The General Fund is presented on page 19 and the Infrastructure Special Revenue Fund is presented on page 20 as part of the basic financial statements for the governmental funds. For other governmental funds these comparisons are presented in the governmental fund subsection of this report, which starts on page 58. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of Clermont operates. Local economy. The City is essentially residential in character and its economy is primarily centered in retail trade as well as lodging, food and beverage establishments, which are tourism oriented. The City's total assessed valuation for real and personal property increased 27.1% from the previous year. The expanding tax base has provided increased revenue enabling the City to fund necessary projects and personnel needed to maintain the adopted levels of service. The economic outlook for the City is positive. The coming year should be similar to the past year unless we experience a major national economic change that would affect the construction industry or current business expansion trends. Cash management policies and practices. The City administers a cash management and investment program that seeks to maximize, in order of priority, the preservation of funds, liquidity and interest earnings over its cash and investments. Cash resources of the individual funds are combined to form a pool of cash and investments. The average cash and investment pool balance during the year (not including pension funds) was $36,138,416 and the average investment earnings rate was 1.5%. Investment income includes the change in the fair value of investments. During the year monies were invested in U.S. Agencies and Treasuries and the State Board Administration Local Government Investment Pool in accordance with the City's Investment Policy. Pension fund assets were invested mainly in equity and bond funds in accordance with the City's Investment Policy for Retirement Funds. The average total pension fund assets during the year were $6,889,363 and the average investment income was 7% due to ►A an increase in the fair value of investments. Risk Management. During the ordinary course of its operations, the City is exposed to various risks of losses. The City maintains commercial insurance coverage in amounts management feels is adequate to protect and safeguard the assets of the City. In the opinion of the City's legal counsel, legal claims and litigation are not anticipated to have a material impact on the financial position of the City. Pension and other postretirement benefits. The City of Clermont sponsors three single - employer defined benefit pension plans and a defined contribution plan for its employees. Each year, an independent actuary engaged by the pension plan calculates the amount of the Annual Required Contribution (ARC) that the City of Clermont must make to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. In addition, police officers are required to contribute 3% of their salary and firefighters are required to contribute 1% of their salary to the plan. General employees do not contribute to the plan. Awards and Acknowledgements The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Clermont for its CAFR for the fiscal year ended September 30, 2003. The City of Clermont has received a Certificate of Achievement for the last sixteen consecutive years. In order to be awarded a Certificate of Achievement, the government published an easily readable and efficiently organized CAFR. This report satisfied both GAAP and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not have been possible without the efficient and dedicated services of the staffs in the City Manager's office, Planning Department and Administrative Services Department. We would like to express our appreciation to all members of these departments who assisted and contributed to the preparation of this report. A special note of appreciation is due Lisa Strickland, Accountant for her hard work and dedicated efforts in the preparation of this report. Credit also must be given to the Mayor and the City Council for their unfailing support for maintaining the highest standards of professionalism in the management of the City of Clermont's finances. Respectfully submitted, jw-�W�W�=� Administrative S ice irector w Certificate of Achievement for Excellence in Financial Reporting Presented to City of Clermont, Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2003 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. � OF1N yJWII President SEAL * / A'-0'4� Executive Director kv CITY OF CLERMONT, FLORIDA LIST OF PRINCIPAL OFFICIALS Year Ended September 30, 2004 Keith Mullins - Mayor Pro-Tem Frank Caputo - Council Member CITY MANAGER Wayne Saunders CITY ATTORNEY Daniel F. Mantzaris MAYOR Harold S. Turville, Jr. CITY COUNCIL Gail Ash - Council Member Elaine Renick - Council Member CITY CLERK Tracy Ackroyd ADMINISTRATIVE SERVICES DIRECTOR Joseph E. Van Zile viii � CD N 'F 0 � n km (� ` 2! \| )§ §§ & G| r o ,! k7 \ f )f J{ $§ )7 J k ( \ IL { ! a 7 ) ! ) kk k ) / kG | , _ m r f! } \ ui @ _ } \ ( k } )LU E ) 0 0 k 6 a m « This page intentionally left blank. MCDIRMIT /// DAVIS CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS INDEPENDENT AUDITOR'S REPORT Honorable Mayor and City Council City of Clermont, Florida Clermont, Florida We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Clermont, Florida, as of and for the year ended September 30, 2004, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Clermont, Florida, as of September 30, 2004, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. MCDIRMIT DAVIS & COMPANY, LLC 605 E. ROBINSON STREET; SUITE 635 • ORLANDO, FLORIDA 32801 TELEPHONE 407-843-5406 • FAx 407-649-9339 • EMAIL: INFO@n MCDIRMITDAVIS.COM MEMBERS: PRIVATE COMPANIES PRACTICE SECTION • AMERIC.AN INSTITUTE OF CERTIFIED PUBLICACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS As described in Note 1, the City has implemented a new financial reporting model as required by the provisions of GASB Statement No. 34, Basic Financial Statements - and Management's Discussion and Analysis — for State and Local Governments, as of October 1, 2003. In accordance with Government Auditing Standards, we have also issued a report dated January 21, 2005 on our consideration of the City of Clermont, Florida's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis starting on page 3 is not a required part of the basic financial statements but is supplemental information required by the Governmental Auditing Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplemental information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the City of Clermont's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and the statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. January 21, 2005 E MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Clermont, Florida we offer readers of the City of Clermont's financial statements this narrative overview and analysis of the financial activities of the City of Clermont for the fiscal year ended September 30, 2004. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages iii through vi of this report. Financial Highlights • The City of Clermont's assets exceeded its liabilities at September 30, 2004 by $64,257,390 (net assets). Of this amount, $17,749,264 (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors. • The City's total net assets increased by $11,340,862 over the previous fiscal year. • At September 30, the City of Clermont's governmental funds reported combined ending fund balances of $8,679,180, an increase of $2,218,232 over the previous fiscal year. Most of this total amount is available for spending at the government's discretion (unreserved fund balance). • The General Fund, the City's primary operating fund, reported an unreserved fund balance of $4,207,296, which represents 47% of total general fund expenditures. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Clermont's (the City) basic financial statements. The City's basic financial statements are comprised of three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -Wide Financial Statements The government -wide financial statements are designed to provide readers with a broad overview of the City of Clermont's financial position, in a manner similar to a private -sector business. They include a Statement of Net Assets and a Statement of Activities. These statements appear on pages 14 and 15 of the report. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City of Clermont that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of Clermont include general government, public safety, physical environment, transportation, economic MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED environment, human services, and culture and recreation. The business -type activities of the City of Clermont include water, sewer, sanitation, and stormwater utilities. The government -wide financial statements -include only the City of Clermont itself (known as the primary government) and one blended component unit (The City of Clermont Community Redevelopment Trust Fund). Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Clermont, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the City of Clermont can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental Funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near -term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Clermont maintains seven individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund, and the Infrastructure Fund, both of which are considered to be major funds. Data from the other five governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City of Clermont adopts an annual appropriated budget for all of its governmental funds. Budgetary comparison statements have been provided for the General Fund to demonstrate compliance with this budget at page 19. Budgetary comparison schedules have been provided for the Infrastructure Fund and the nonmajor funds at pages 20 and 58-63. The basic governmental fund financial statements can be found on pages 16 - 20 of this report. Proprietary'funds. The City of Clermont maintains two types of proprietary funds: enterprise and internal service, which can be found on pages 21-25 of this report. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City of Clermont uses enterprise funds to account for water, sewer, sanitation and stormwater utilities. Internal service funds are an accounting tool used to accumulate and allocate costs internally among various functions. The City utilizes an internal service fund for its health insurance. MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Because services accounted for in the internal rather than business -type functions, it has been Ij vernment-wide financial statements. service fund predominately benefit governmental included within the governmental activities in the Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for water, sewer and sanitation which are all considered to be major funds. Data for the Stormwater Fund is also included since it is the only non major fund. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statements because the resources .of those funds are not available to support the City of Clermont's own programs. The accounting used for fiduciary funds is much like that used for the proprietary funds. The basic fiduciary fund financial statements can be found on pages 26 - 27 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to financial statements can be found on pages 28 - 53 of this report. Other information. The combining statements referred to earlier in connection with nonmajor governmental and proprietary funds are presented immediately following the notes to the financial statements. Combining and individual fund statements and schedules can be found on pages 54 - 66 of this report. Government -Wide Financial Analysis The following is a summary of the City's net assets for governmental and business -type activities for the current year. Comparison to the prior year is not presented, as fiscal year 2003-04 is the implementation year for GASB Statement #34. Comparative analysis will be provided in future years when prior year information is available. For more detail see the Statement of Net Assets on page 14. Governmental Business Typ Activities Activities Total 2003-04 2003-04 2003-04 Current and other assets $ 9,564,313 $33,832,262 $43,396,575 Capital assets 18,598,377 29,373,249 47,971,626 Total assets 28�90 63,205,511 91.368,201 Long-term liabilities outstanding 7,854,119 17,318,778 25,172,897 Other liabilities 609,329 1.328.585 1.937.914 Total liabilities 8,463,448 18,647,363 27,110,811 Net assets: Invested in capital assets, net of related debt 10,959,108 12,054,471 23,013,579 Restricted 893,540 22,601,007 23,494,547 Unrestricted 7.846,594 9.902.670 17,749,264 Total net assets $19,699,242 $44,558,148 $64,257�390 5 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED The City's total net assets at September 30, 2004 was $64,257,390. Of the City's total net assets $23,013,579 (36%) reflects its investment in capital assets (e.g., land, buildings, improvements, infrastructure and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Clermont's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's total net assets, $23,494,547 (37%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of the City's total net assets, $17,749,264 (28%) is unrestricted. These assets may be used at the City's discretion in meeting its ongoing obligations to citizens and creditors. The following is a summary of the City's governmental and business -type activities for fiscal year 2003-04 including revenues and expenses. Comparison to the prior year is not presented, as fiscal year 2003-04 is the implementation year for GASB Statement #34. For more detail see the Statement of Activities on page 15. Governmental Business Tvpe Activities Activities Total 2003-04 2003-04 2003-04 Revenues: Program revenues - Charges for services $ 3,029,359 $ 9,555,497 $12,584,856 Operating grants and contributions 591,189 104,798 695,987 Capital grants and contributions ?-095,189 7,095,189 General revenues - Property taxes 3,371,172 - 3,371,172 Franchise and utility taxes 3,420,112 - 3,420,112 Intergovernmental 2,369,020 - 2,369,020 Investment income and Miscellaneous 185.620 389A56 575.076 Total revenues 12.966,472 17.144.940 30,111,412 Expenses: General government 2,336,912 - 2,336,912 Public safety 4,687,907 - 4,687,907 Physical environment 421,297 - 421,297 Transportation 1,055,914 - 1,055,914 Economic environment 31,791 - 31,791 Human services 131,633 - 131,633 Culture and recreation 1,742,527 - 1,742,527 Interest on long-term debt 350,146 - 350,146 Water - 2,707,082 2,707,082 Sewer - 3,423,209 3,423,209 Sanitation - 1,616,487 1,616,487 Stormwater - 265,645 265,645 Total expenses 10,758.127 8.012.423 18.770.550 311 MANAGEMENT'S DISCUSSION AND ANALYSIS —CONTINUED Governmental Business Type Activities Activities Total 2003-04 2003-04 2003-04 Increase (Decrease) in Net Assets Before Transfers 2,208,345 9,132,517 11,340,862 Transfers 384,944 (384,944) - Increase in Net Assets 2,593,289 8,747,573 11,340,862 Net Assets - Beginning 17.105.953 35,810.575 52.916,528 Net Assets —Ending $19,699,242 $44w558,148 $64,257.390 Governmental activities - Governmental activities increased the City of Clermont's net assets by $2,593,289. Key elements of this increase are as follows: • Property tax revenue increased by $713,356 (27.5%) during the year. Franchise fee revenue increased $205,487 (22.3%) and utility tax revenue increased $209,509 (17.9%). These increases are the result of growth and not a change in the City's tax rate structure. • Recreation, police and fire impact fee collections totaled $1,592,057. This was an increase of $167,708 (10.5%) over the previous fiscal year. This increase was primarily due to growth. The following graph is a comparison of program revenues and program expenses for all governmental activities. This chart is intended to give the reader an idea of the degree to which governmental activities are self-supporting. Expenses and Program Revenues - Governmental Activities $5,000,000 - $4,687,907 $4,500,000 -' $4,000,000 $3,500,000 ; $3,000,000 $2,500,000-= I — - $1, 742.527 $2,000,000 �''.• 165,498 — $1,500,000 $1,055,914 017,583 - f $1,000,000 • 517,776 $584,721 so $500,000 r - .feral government Public safety Transportation/Public Culture and recreation Physical environment Interest on long-term works and other debt ■Expenses ■Program revenues 7 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED The following pie chart illustrates the composition of governmental activities revenue and its percent in relation to total governmental activities revenues. Revenues by Source - Governmental Activities In Intergovernment ■ Program revenues O Investment income & miscellaneous 0Other taxes ■ Property taxes Property tax( 35 % Other taxes 26% Intergovemment Program revenues 19% ment income & scellaneous 3% Business -type activities - Business -type activities increased the City of Clermont's net assets by $8,747,573. Key elements of this increase are as follows: • Charges for services for business -type activities increased by $1,515,537 (19.5%), primarily C �a fo increase in demand. • Capital contributions totaled $6,939,270. This was an increase of $1,055,052 (17.9%) over the previous fiscal year. This increase was primarily due to growth. These contributions are impact fees paid by developers. The fees were adopted by the City to require new development to pay its proportionate share of the capital costs necessary to accommodate new development impacts on the City's water and sewer system. • Grant revenue ($148,228) was realized for the Crystal Lake Stormwater project and FEMA reimbursement ($112,489) for hurricanes in August and September of 2004. The following graph is a comparison of program revenues and program expenses for all business - type activities. This chart is intended to give the reader an idea of the degree to which business - type activities are self-supporting. MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Expenses and Program Revenues - Business -Type Activities $9,000,000- $8,000,000 $7,000,000 $5,722,827 $6,000,000 { $5,000,000- $4,000,000' $2,707, $3,000,000 $2,000,000 / i $1,000,000 $0�_ -- Water $8,466,751 Sewer Sanitation 'Ei.penses 7Program Revenue $265.645 Stormwater The following pie chart illustrates the composition of business -type activities revenue and its percent in relation to total business -type activities revenues. Revenues by Source - Business -Type Activities ■Investment income & miscellaneous ■operating grants and contributions ❑Charges for Services OCa ital Grants and Contributions Investment income & Capital Grants and Contributions 41% ;harges for Services 56 6 MANAGEMENT'S DISCUSSION AND ANALYSIS — CONTINUED Financial Analysis of the City's Funds As noted earlier, the City of Clermont uses fund accounting to ensure and demonstrate compliance with finance -related requirements. Governmental Funds - The focus of the City's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Clermont's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of September 30, 2004, the City of Clermont's governmental funds reported combined ending fund balances of $8,679,180, an increase of $2,218,232 in comparison with the prior year. Of the governmental funds combined ending fund balances, $7,617,865 (88%) represents unreserved fund balance, which is available for spending at the City's discretion. The remainder of fund balance is reserved to indicate that it is not available for spending because it has already been committed for debt service, inventories and prepaid expenses. The general fund is the chief operating fund of the City of Clermont. As of September 30, 2004, the fund balance in the General Fund was $4,375,071, an increase of $1,097,880 in comparison with the prior year. Of the total fund balance in the General Fund, $4,207,296 (96%) was unreserved fund balance. As a measure of the general fund's liquidity, it may be useful to compare both unreserved fund balance and` total fund balance to total fund expenditures. Unreserved fund balance represents 47% of total general fund expenditures, while total fund balance represents 49% of that same amount. The fund balance of the general fund increased by $1,097,880 during fiscal year 2003-04. This increase is primarily because actual revenues were higher than budgeted and expenditures in most departments were less than budgeted. The City also has an Infrastructure Special Revenue Fund that is considered a major fund under criteria set forth by GASB Statement #34. This fund is used to account for the City's share- of the Local Government Infrastructure Surtax. The surtax, which represents a countywide one - cent increase in the state sales tax, was authorized for an additional fifteen years by the voters of Lake County in November, 2001. The surtax may only be used for infrastructure projects or public safety equipment with a useful life in excess of five years or on debt issued to finance the above. During fiscal year 2003-04, the fund balance of the infrastructure fund increased by $524,089. This increase is due to intergovernmental revenue being higher than anticipated. Expenditures were also less than budgeted because some projects were carried forward into fiscal year 2004-05. Proprietary Funds - Proprietary Funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. The City's major proprietary funds are water, sewer and sanitation. As of September 30, 2004, the City of Clermont's proprietary funds reported total net assets of $44,558,148, an increase of $8,747,573 in comparison with the prior year. Of the proprietary funds total net assets, $9,820,853 (22%) represents unrestricted net assets. 10 MANAGEMENT'S DISCUSSION AND ANALYSIS — CONTINUED The Water Fund accounts for the provision of potable water service to City and non -City residents. All activities necessary to the provision of these services are accounted for in this fund, including, but not limited to administration, plant and line maintenance. As of September, 30, 2004, the City of Clermont's water fund reported total net assets of $15,005,834, an increase of $2,755,245 in comparison with the prior year. This increase is primarily due to servicing an expanded customer base. The residential customer base has increased from 10,529 customers in September 2003 to 12,751 as of September 2004. Impact fee collections were also higher than anticipated due to large commercial development projects. The Sewer Fund accounts for the provision of sewer services to City and non -City residents. All activities necessary to the provision of these services are accounted for in this fund, including, but not limited to administration, plant and line maintenance. As of September 30, 2004, the City of Clermont's sewer fund reported total net assets of $26,292,930, an increase of $5,225,839 in comparison with the prior year. This increase is primarily due to servicing an expanded customer base. The residential customer base has increased from 7,650 customers in September 2003 to 9,217 in September 2004. Impact fee collections were also higher than anticipated due to large commercial development projects. The Sanitation Fund accounts for the provision of garbage and trash collection, recycling, and composting services to City residents. All activities necessary to the provision of these services are accounted for in this fund. As of September 30, 2004, the City of Clermont's sanitation fund reported total net assets of $981,579, an increase of $215,299 in comparison with the prior year. This was primarily due to capital equipment purchases that were carried forward to fiscal year 2004-05. General Fund Budgetary Highlights Differences between the original budget and the final amended budget can be briefly summarized as follows: • As mentioned above in the governmental activity discussion, property tax revenue, franchise fee revenue and utility tax revenue increased significantly. These increases are the result of growth and not a change in the City's tax rate structure. • Licenses and permits increased due to an interlocal agreement with Lake County to provide the City with 15% of building and fire permit fees collected within the City's limits. • Intergovernmental revenues, primarily half cent sales tax and communication service tax, were higher than originally anticipated. • General government expenditures were less than anticipated because of not purchasing an automated permitting and planning system for the Planning Department. The Planning Department is utilizing Lake County's permitting program. • Culture and recreation expenditures were less than budgeted primarily due to reconsideration of a library renovation project. During the year, actual .:;venues were $CnO 380 more than budgeted_ revenue and actual expenditures were $515,093 less than budgeted expenditures. However, actual expenditures did exceed budgeted expenditures in the public safety function. This can be attributed in part to high overtime expenses during three hurricanes that affected our area in August and September. 11 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Capital Assets The following is a summary of the City's capital assets, net of depreciation for governmental and business -type activities for the current year. Comparison to the prior year is not presented, as fiscal year 2003-04 is the implementation year for GASB Statement #34. Additional information on the City of Clermont's capital assets can be found in Note 6 on pages 42 - 43 of this report. Governmental Business Type Activities Activities Total 2003-04 2003-04 2003-04 Land $ 4,274,427 $ 1,464,129 $ 5,738,556 Buildings 6,372,786 3,681 6,376,467 Improvements/infrastructure 4,974,043 25,113,699 30,087,742 Machinery and equipment 2,977,121 728,111 3,705,232 Construction in progress - 2,063,629 2,063,629 Total $18,598,377 $29,373,249 $47,971,626 The City of Clermont's investment in capital assets for its governmental and business -type activities as of September 30, 2004, amounts to $47,971,626 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements/infrastructure, and machinery and equipment. The total increase in the City's investment in capital assets for the current fiscal year was $1,546,696 (3.3%). Major capital asset events during the current fiscal year included the following: • Construction in progress related to the construction of two new water wells and the Center Lake stormwater project. • The acquisition of land to be used for a future community center. Debt Administration The following is a summary of the City's long-term debt for governmental and business -type activity for the current year. Comparison to the prior year is not presented, as fiscal year 2003- 04 is the implementation year for GASB Statement #34. Additional information on long-term debt can be found in Note 7 on pages 44 - 46 of this report. Governmental Activities 2003-04 Business Type Activities Total 2003-04 2003-04 Bonds payable $6,575,000 $17,935,000 $24,510,000 Notes payable 1.064.269 - 1, 064, 269 7 639 2 $17,935,000 $25,574,269 12 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED At the end of the current fiscal year, the City of Clermont had total debt outstanding of $25,574,269. This debt includes bonds payable and notes payable. The City of Clermont's total debt increased by $293,489 (2%) during the current fiscal year. This is net of the increase of an $800,000 note payable for acquisition of land for future recreation activities. Next Year's Budget and Rates As of September 30, 2004, the General Fund unreserved fund balance was $4,207,296. The City appropriated $36,600 of this amount for spending in the 2004-05 fiscal year budget. It is intended that this use of available fund balance will avoid the need to raise taxes or charges during the 2004-05 fiscal year. Requests for Information This financial report is designed to provide a general overview of the City of Clermont's finances for all those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Administrative Services Director, City of Clermont, P.O. Box 120219, Clermont, Florida 34712. 13 This page intentionally left blank. BASIC FINANCIAL STATEMENTS This page intentionally left blank. CITY OF CLERMONT, FLORIDA STATEMENT OF NET ASSETS September 30, 2004 Assets: Cash and cash equivalents Investments Receivables, net Inventories and prepaid costs Due from other governments Internal balances Prepaid costs Restricted assets: Cash and cash equivalents Investments Interest receivable Bond issuance costs Capital assets not being depreciated Capital assets being depreciated, net of accumulated depreciation Total assets Liabilities: Accounts payable and other current liabilities Liabilities payable from restricted assets Noncurrent liabilities: Due within one year Due in more than one year Total liabilities Net Assets: Invested in capital assets, net of related debt Restricted for: Capital improvements Community redevelopment Debt service Perpetual care-nonexpendable Unrestricted Total Net Assets Primary Government Governmental Business -type Activities Activites Total $ 1,862,253 $ 554,913 $ 2,417,166 71107,098 8,553,223 15,660,321 79,108 943,351 1,022,459 25,350 69,441 94,791 429,895 112,489 542,384 (81,816) 81,816 - 142,425 73,444 215,869 - 1,035,015 1,035,015 - 22,013,385 22,013,385 45,063 45,063 - 350,122 350,122 4,274,427 3,527,758 7,802,185 14,323,950 25,845,491 40,169,441 28,162,690 63,205,511 91,368,201 609,329 836,129 1,445,458 - 492,456 492,456 880,707 100,000 980,707 6,973,412 17,218,778 24,192,190 8,463,448 18,647,363 27,110,811 10,959,108 12,054,471 23,013,579 - 22,601,007 22,601,007 85,333 85,333 345,787 - 345,787 462,420 - 462,420 7,846,594 9,902,670 17,749,264 $ 19,699,242 $ 44,558,148 $ 64,257,390 The accompanying Notes to Financial Statements are an integral part of these statements. 14 Q 0 w 0 J LL F z w J U LL O F-• U O O N O M (D -o C Q O U) .O N c w M } N t I— O LL O� D7 r M �t (O 0 to N 0 to C- co N N O (O ' O N co CDr- 0 M 0 M tt N N r f- (O p) r to CD(0 p It (� to O M ti r N f-- 00 (0 N O r r O O M CO to M �p +- r 00 c-Mr 't r-- ti (ONMmMNLoM U)CON O�� ~ <-OOtn tnO(Ofl- r� �M vvM r O O N't v� M 0 � M 0 N hO v M M to ao M co N 0 1- N �t M r In (0 tb a) C 7 V) C N Q G) E d to N O to r It'tO(O(O W (0It_NMtn00 �LO ` p•,N titnOaoO _ MN CT M tv Z > ��, c N (0 � 0) It It 1` 00 U) N - _O LO M co ti 00 to Q) C N C7 w+ M l27 00 M y m C V co It N X C {a.NQ E m Q9 H3 m a �M� a)U r d OtiCD O0 NNOOrtwN OOmm Z C m rr 0cn0MNtItf- d NN f,-(OOr0 ti NN�t r0(O00ONON E w r CO r 00 r r i 0 ti t-- ONMM(MNtoM - tiN(0wwmNOm i rti�v .r..�Mr r M�i'MrMf�tnr(D �:. a) V v M M N O N h M O Q r r p C to r r CO O to t` r r w M — to CO to uS ♦Z 3 �y, .0 to 00 tO 0 co to r O U C r Lo f� - U U) N C 0) N C O00 coMaM 000 O-t It tl- t 00 00 C O r r rLf)O t` N C t6 'a+ N N 0 r Ln M Iz H 3 Or (0 0 N N to NLoN O r E M Q C C N O � 0) U c V) IL ` 0 M ' r` ' ' O ' 0) N Ln 0 r 1` L ' N N M Or "� M X U C w to d~- '0q- tOn m O O N _ Oh m 'It E V 0 (MO Lpo 0 00 N O O Cl) 00> M 00 00 to to LO= rn to U m r M c1 N 0 r U tf? r C_ N > Co 0 c w (° c o 0) cn c cm Nhti w C rMh(0ti co 00r0coO CON'tN 040titoM D 00�t N 7 0 E C C X N M 000401-(Otorr ON'�t(OItn a) M `" C a)m a) MMNU MM�tN'0Lnn ON-((0- i > N > 0 m�m U C M (0 -t O r r- CO t- N� (O N C) �' L O �p M N N M UN ON O ML N N 0L - 12 K 0-LL _ 0)_ z z U F- Z Z N N Y •> j E O -0 M M a) _� C - U -+00 E M a) M '" C O _ Q. O w y> E E a ��a) > Ch R (04 E OL a. •� 0 c c O co cofn E O C O C a) C O> N ` C cn c IL rn w a) a� O m >� C a) fl- N E@ o"� U V y' O� co �� o E o rn 3 co 0 3 •E E 0 m oC�n a- FL--w=U S~ U) U) LL. _N C (D a�Ei (>3 M N N L v- O V- N 1Z C C (6 M U) C N E N m CO as -U C C LL O to N O Z C C c6 E O U U (0 O L CITY OF CLERMONT, FLORIDA Assets: Cash and cash equivalents Investments Receivables, net Inventories, at cost Due from other governments Prepaid costs Total assets Liabilities and Fund Balances: Accounts payable Accrued liabilities Retainage payable Deferred revenue Total liabilities Fund balances: Reserved: Inventories and prepaid costs Community redevelopment Debt service Perpetual care Unreserved, reported in: General fund Special revenue funds Total fund balances Total liabilities and fund balances BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2004 Infrastructure Other Total Special Governmental Governmental General Revenue Funds Funds $ 227,046 $ 254,310 $ 1,266,498 $ 1,747,854 4,215,366 824,941 1,865,911 6,906,218 79,108 - - 79,108 25,350 - - 25,350 325,867 104,028 - 429,895 142,425 - - 142,425 $ 5,015162 $ 1,183,279 $ 3,132,409 $ 9,330,850 $ 157,160 $ - $ 11,579 $ 168,739 277,149 - - 277,149 3,693 - - 3,693 202,089 - - 202,089 640,091 - 11,579 651,670 167,775 - - 167,775 - 85,333 85,333 - 345,787 345,787 - 462,420 462,420 4,207,296 - - 4,207,296 - 1,183,279 2,227,290 3,410,569 4,375,071 1,183,279 3,120,830 8,679,180 $ 5,015,162 $ 1,183,279 $ 3,132,409 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore are not reported in the funds 18,598,377 Other long-term assets are not available to pay for current period expenditures and, therefore, are deferred in the funds 202,089 Internal service funds are used by management to charge the costs of medical insurance to individual funds. The assets and liabilities of the internal service funds are included in governmental activities in the statement of net assets. 156,170 Accrued interest payable is not due in the current period and therefore is not reported in the funds (82,455) Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds (7,854,119) Net assets of governmental activities $ 19,699,242 The accompanying Notes to Financial Statements are an integral part of these statements. 16 CITY OF CLERMONT, FLORIDA STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For The Year Ended September 30, 2004 Infrastructure Other Total Special Governmental Governmental General Revenue Funds Funds Revenues: Taxes $ 6,724,843 $ - $ 66,441 $ 6,791,284 Licenses and permits 466,422 - - 466,422 Intergovernmental revenues 1,524,522 1,233,598 - 2,758,120 Charges for services 380,669 - - 380,669 Fines and forfeitures 124,755 - - 124,755 Impact fees/special assessments - - 1,592,057 1,592,057 Investment income 68,638 10,979 27,746 107,363 Miscellaneous 493,208 - 48,000 541,208 Total revenues 9,783,057 1,244,577 1,734,244 12,761,878 Expenditures: Current: General government 1,804,024 2,500 - 1,806,524 Public safety 4,518,083 - 163,062 4,681,145 Physical environment 292,898 - - 292,898 Transportation 1,064,504 - - 1,064,504 Economic environment 31,791 - - 31,791 Human services 139,378 - - 139,378 Culture and recreation 1,041,554 107,713 1,532,573 2,681,840 Debt service: Principal retirement 68,815 - 437,696 506,511 Interest and fiscal charges 1,902 - 265,789 267,691 Capital outlay: General government - - 256,308 256,308 Total expenditures 8,962,949 110,213 2,655,428 11,728,590 Excess (Deficiency) of Revenues Over Expenditures 820,108 1,134,364 (921,184) 1,033,288 Other Financing Sources (Uses) Note issued - - 800,000 800,000 Transfers in 390,776 - 825,753 1,216,529 Transfers out (113,004) (610,2_75) (108,306) (831,585) Net other financing sources (uses) 277,772 (610,275) 1,517,447 1,184,944 Net Change in Fund Balances 1,097,880 524,089 596,263 2,218,232 Fund Balances - Beginning 3,277,191 659,190 2,524,567 6,460,948 Fund Balances - Ending $ 4,375,071 $ 1,183,279 $ 3,120,830 $ 8,679,180 The accompanying Notes to Financial Statements are an integral part of these statements. 17 CITY OF CLERMONT, FLORIDA RECONCILIATION OF THE STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended September 30, 2004 Amounts reported for the governmental activities in the statement of activities (page 15) are different because: Net change in fund balances - total governmental funds (page 17) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. Revenues in the statement of activites that do not provide current financial resources are not reported as revenues in the funds Internal service funds are used by management to charge the cost of medical insurance to individual funds. Net revenue of certain activities of internal service funds is reported with governmental activities. Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Change in net assets of governmental activities (page 15Y $ 2,218,232 418,301 (293,489) 202,089 197,936 (149,780) $ 2,593,289 The accompanying Notes to Financial Statements are an integral part of these statements. 18 CITY OF CLERMONT, FLORIDA STATEME Revenues: Taxes Licenses and permits Intergovernmental revenues Charges for services Fines and forfeitures Investment income Miscellaneous Total revenues Expenditures: Current: General government Public safety Physical environment Transportation Economic environment Human services Culture and recreation Debt service: Principal retirement Interest and fiscal charges Total expenditures GENERAL FUND )F REVENUES, EXPENDITI ND BALANCE - BUDGET ) D CHANGES IN For The Year Ended September 30, 2004 Excess (Deficiency) of Revenues Budgeted Amounts Original Final Variance With Final Budget Actual Positive Amounts (Negative) $ 6,134,000 $ 6,134,000 $ 6,724,843 $ 590,843 364,300 364,300 466,422 102,122 1,216,700 1,216,700 1,524,522 307,822 392,923 392,923 380,669 (12,254) 110,800 110,800 124,755 13,955 78,100 78,100 68,638 (9,462) 320,120 577,854 493,208 (84,646) 8,616,943 8,874,677 9,783,057 908,380 1,867,170 1,912,444 1,804,024 108,420 4,412,919 4,457,394 4,518,083 (60,689) 341,635 354,920 292,898 62,022 885,454 1,149,644 1,064,504 85,140 26,660 33,660 31,791 1,869 158,975 158,975 139,378 19,597 1,349,321 1,349,321 1,041,554 307,767 60,069 60,069 68,815 (8,746) 1,615 1,615 1,902 (287) 9,103,818 9,478,042 8,962,949 515,093 Over Expenditures (486,875) (603,365) 820,108 1,423,473 Other Financing Sources (Uses) Transfers in 410,645 410,645 390,776 (19,869) Transfers out (112,897) (112,897) (113,004) (107) Net other financing sources (uses) 297,748 297,748 277,772 (19,976) Net Change in Fund Balance Fund Balances - Beginning Fund Balances - Ending (189,127) (305,617) 1,097,880 1,403,497 3,277,191 3,277,191 3,277,191 $ 3,088,064 $ 2,971,574 $ 4,375,071 $ 1,403,497 The accompanying Notes to Financial Statements are an integral part of these statements. 19 CITY OF CLERMONT, FLORIDA INFRASTRUCTURE SPECIAL REVENUE FUND STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2004 Revenues: Intergovernmental revenues Investment income Total revenues Expenditures: General government Physical environment Transportation Culture and recreation Total expenditures Excess (Deficiency) of Revenues Over Expenditures Budgeted Amounts Original Final Variance With Final Budget Actual Positive Amounts (Negative) $ 898,400 $ 898,400 $ 1,233,598 $ 335,198 20,724 20,724 10,979 (9,745) 919,124 919,124 1,244,577 325,453 120,000 120,000 2,500 117,500 35,000 35,000 - 35,000 77,824 77,824 - 77,824 250,550 250,550 107,713 142,837 483,374 483,374 110,213 373,161 435,750 435,750 1,134,364 698,614 Other Financing Sources (Uses) Transfers out (460,494) (609,636) (610,275) (639) Net other financing sources (uses) (460,494) (609,636) (610,275) (639) Net Change in Fund Balance Fund Balances - Beginning Fund Balances - Ending (24,744) (173,886) 524,089 697,975 659,190 659,190 659,190 - $ 634,446 $ 485,304 $ 1,183,279 $ 697,975 The accompanying Notes to Financial Statements are an integral part of these statements. 20 O O N O M N E N IZ a� a) co U_ C O 0.0 E N � "� C L w U- > U E O Q N cD C I rn0'''''. M 0000 N r O r r N co 01) O N M Nt 111" N (O tnto`�(DOr1` r- tn to O 0— M CO r r r b4 0d'to ' ' r1--ti cN- (OD r O N r M O 1- M N ~ (D N CO i CD rl- co 00O O—If- - t M CO 'I r (D N (D N r O r to r CO N dN 0) 't 0) 0 co co N tt) CO It N0)to tocoM r to N O v r to In r r r 00) (D (0 -tti ti O O r � Moc�(N Co O N r "t b9 E co L V) >_ C > fn L L L C U N .N+. @ N L t 0 U C _U N O 0 0 E (n -0 C) � 'C E E U U C C N O to M E> O co O :a 0 N ..C " '� N m> 0 > 7 7 N �- Q 0 O N to M M to r 00 (O N *,tN N (D O M Cl r r- (O c N CO to CMto0 00m0) Cl) (D ti M r d' In M (D N 1-- r N Cl O M co O to m 00 r r N 1` N O O N d' N Cl) r N to (D hMc 1`1- �t N o00 OMO O) V) (D r O O N 1- 00 CO 00 00 rl- ce) r r M M N r r r (V O ' N N N 00 (D C)It tO 00 N 1: 44 (D LO - CCOO N N d O to CO O (D N co O O OD N ti 0) N 0 It (D 00 N (D 00 - N Ni N <- r- (D CM 1- O O 'I N— 1` (D r CO to to CM N wrM (Dr- 00 to d tri rn to rl: r N r M CO r (D CO "f (') O (D 1- (D to co M r- It OM r r N d' O N ch r.O N v r 'Ila! M (D r N (D 00 U7 N r 1- Cl M r N O O N 00 to h r "T 1l r O M co (D O c- M L6 N (n C 0) C O C > c (0 O FO- E 0 - t6 O Q L C o_ U N 4) (nCO Q w U 'o C N V7 m a- O � C) � � N U 0)'— E '"75 6 5 N V) O U N 0) C C O_ U 7 L O U 'C U 03 "o "O C U N U y C N O C 0 C L 7 0 in co .Q w (6 U U C6 O C c6 L w: �"O U t;N C C O O O J O I- o o ca J U I- o 0� C m U Z N F- >N M I N i M N i , , M N i I, O O N O3 COON - O I--OO (D 0000I-t -Il- MN rNNI- O ctOO 0 rr(M rOLOCO (M 'Ili C7 rl� 0 ti O d r,.! I• T N O CO CM ONMcMO r0 N 00 00 - co co CO 0_O LO (tONr N T O CO CO 0 N N (O O to 00 't r O 14 N N ul 00 ' (n i i LO i- 0 O co CDMNt r O m 00 - O Lo ~ rl- M 00 M - N (D co' ' O i i O N ' r O 00� LO O Wit) co 00 r C6 M N 00 co N N O O 60 Lo LO (C) O 00 It 00 O LO U') I- 00 O LO co M O O M O) M I-tO I-N OCO 00 (D(DI- V)--0) 4(6 (M q7 400 C r 1-4 4 t 'ZiN r 00 O (D O O (D M M (D - It CO O O r - N T- LO "t r - N -- OOT OIn-(D - - r - N 611 (D co d ' to r- 0 LO N CO CO It (O fl- r - O LO O r O T w CO r O CO CD !0 N Oro (r- OMO N O - M - (D - O �- 't If (D I'* LO (O N r O CO CO r N 00 00 O (D LO 00 O -- r co r r M O O 00 0) 00 - O r r r (D r Ld p E N O O Ca U •L L _N H O E N O N 1J N c ? Ocn w- N a) a) CO >. � Q g) a) � C6 w a) C m co �N— cu C° 0� �. N m a) a) w��= (a a o min+ cn (D n.- � c}o uNi ca m >, : w- m a aa)) ' a`) ate) � -O O - — a 0)O a)> co a) al N cc .M U 6 0 O 7 Co (6O d F-d ~ a) U F" U O Q a) i O D U N 7cn a) U w 0 aa)) > a) c :3 (`U Z J U U U (a C a) U a) N N CV This page intentionally left blank. to a C lL It O O N C M L Q) N Q U "C3 N "O C U.I L to F" 0 LL t O 0) W Cl LO to ,It It T r 60 69 LO m O00 Nt CD 'IT � N N I U) 7 m (fi 169 LO I u. LO U') 64 169 O O O M O Cl ('M 00 T CO N co 69 164 M N to CO r M � O '' c N co N `N EA 64 (MD MO N W �- co O N co `V 6? 619, O 0)M ti ti N N N r- T T N T T 0(p0MT00N0OI- LO (D O N 0 (D 0't e- to d• M(:Fj 'It '11� C'0 d' 0 (D 1t 0 O tf) t- 0 M N M N N LO O_ 00 M M M 0 T cD w M V �ttoNMO�rMT� (D ' N O It to W CD It to (O M OO(DNNI`N't't T M O M t` T to M (D 0 v O�P14oft66L6 (D T N M N M N T M r r (A to t() T 00 TO to N N M ON ti00��MCDM�� CD O M I-- (D O M ct N w M N T (D CD r T mCD Lo I--06)OOI-d 0 't O M (D V It I` 00 V d' O O M O Cn W (O T d; N n O I- O M M Nt ti W 00 (D to to (0 Co 0 0 0 00 T M O Cl) T N CD r T oc N Ito ' tol-(DCONMON M TMt-I-MN�PCD O �• M IQ to 0 0 r700 N0) (DNMqT00 O N N 0 0 0 CM to T N m N T M M N t Ci NT C O m cu O N U N O U_ C E a N 41 y Z= CU V 0 0 U cu s _ uj V) N CU m o a) Q a u C C L 'U (n C Qi m w`= E E Q C2 "- 7 p 0 2 to �- Qa�OQ��� �O~ 0 O O to 0 O CO to to ti ti t` O r ti N N t M N N N 69 ti (D CA (D T O V' r- 1-0 N 7 ti (O N Cli 1� O O) M a0 r 0) It to N O M ' T N' M"t tO 0) 0) N Cl) I- M (0 0) LO (D CD T . T (A (D to `') r T T N 63 co 'IT ' tii O O 0 O04 T C) C) 0) 00ti co 0) r- 'It N Nto O (D 406 C'M to CD r CV M T " T (D CO N N N CA 63 CDNNOO)Oa m TO tt (D N N (D T O M to Cl) d;OOI-- I-T M C) 0) T O 00 (D N M to L6 N (Ni to m N d Cn 0o N CD 0) N(9)mcoto N ON v L6 L N N IY O 'IT 00 to 0ti0toN C 000MtoI�"zt(o r-N to MIn T C)d' lf7 d• C)to N� Nti to ti� ul 0 t` Cl M ti N O T T N N tf) T T L 12 co C Co L C E (n N 0 C H aCy O co N 7 0 a (D @ pt C LI a�i o Q) > c a► CD U O 0 -' Y C C pl O _ In O C� o co m C m W C C CZ c D O C N 0 L ` a @ W Y (D a) coO (n Co z z C. C 6 0 co L O U C1 C .i U c c~ c U C F 0 0 z F' (D CM T r• c r 00 N ■E z 1, C D U Cn _N C a) C y-+ (B N N L 0 fu C. f6 L C c (0 N L co C N a) m �U C (0 C LL O w.. 0 z 0) C C (4 IZ 0 U U co a) co CV 0 O J LL H z C W J U U- O U Z LL W R a O a O O N O C'7 N .Q E Q) 1L N C W M } N F- L O U- F-1 7 m (4 O H N (0 1 t— F 1 O , 1 I 1 I I I 1 1 I , O N fl- (ZlN ti 00 LQ M O N 00 - 0)0 Cn V s r r N cq era LO I O N co N N am 00 O N r CM N O (D (D 00 00 It "t V' V N t- r 00 (D N N O O N cli (7i 't ll:t Gi Cn O 00 N N O (n Vi M LO CA 00 ti ti N N V 00 (D 00 O N O LO LO O ti r O T r r r 00 00 T 0') M f-- t-- O (D M LO It M T r M M C) 00 r a)r cl) 'IT 0) CA v N M .� N v O V' 00 ti Efl LO ' F r f-- ' ' r M M ' CO ' r N N O ti M(D ti OO)O O ti N LO V'rti O O M Llj CD (O � ti M N r O N- LO I- r T r 00 (D M C) N (! CO M co 00 00 ti 00 00 O (D f` f` fl- N '7 U-) M 00 n O O It It 00 00 LO 00 f` CM O (O L() M M M M C0 O Ili (D O N 00 M T O M r cM � v eY 69 (D 't (!� 00 f� to (Do CD (0 Nt d' O fl- (O � _ti (D LO � 00 CD O) 0) LO (n T O CDI--1- 00 N r r1 ti (.6 T Ln cl ti M M C4 c 00 O N U') r- LO U) CV 00 O) M O t-- N C) LO `-' N v LO fl- O N (D cl v L6 v Ln N' CD U M cC14am- n O (3 ti N � O In N r M CO O M f` O ti to to � (D to M to M (D 00 � r (D (D 00 T v N h In T O In M M M r CA T M M N M T O r OD tq 0) O C A w C co @ > N :p co m > a) E C m Q m co D_ O :h.1Q O N C 'O CO +•5 C cn .0 C>, a)i 7o v a) oQ. rn a) a) R w rn ' m a Lm a (n ma) c to m (D Q h U o t N y E N L U c > w sa) ea E rn O 0 LL1 c Vi E E r-CL w 0 aa)C' .0 aNa) d E N' tld O OLO a E _ > n E Ca > o Z -O 4= > a) a) 0) O ca U ' > U O m a> > 0 0o: p E p OLG o V-0 0)-0 CI- 17 �0a>QOE O0 _ ,c�4 c a w a- ca> N "O > C C N to .N. +0.. C C U U h N c a) a) a) O O ca M 2 d E c. •O co C U O fll a) O U O m a) E O m <L O t1 N cu c rn E f6 Z O .0 ( c ZT O m V- 1-0 CCU 75 n a) Z O 0 a) L=- > Z WOMM7 yLY�dtZ U U@ N C C C CUI to �C(7LL U,a- m ttf LL R LL (a U U U U N i ' ' ' N ' ' N O M r d ti `_ CA O N r r r r r r N N Ef3 Cfl +fl � O co co CO U) co O M CO M M r (D M O r N r e- N Cl CD CA M M N O N O r f` M ClM M 0 N '' M N O CA CA CA O M r N 11Cn r 0 00 00 Mco U')U700 co MvMNONM M 00vo Nt L C((j COO NT N r r r CV r M Efl Fi3 E,H d9 � O N N N N N� O N' CD h r N r r r a) ti M.N.. O r- M M r Ncei r r r CD M M It cei O COO M v h h co v N H9ll Efl Efl 69 (.3 CD to CD co coo M ' ' to — ti M coo r I� (~ N CMD O N M l!i U') h CA r,V N r C F f� lO � coM M y r O LO co W CD O r r M r M r r r r N N O C01'*O O CD O� O V Cn r- O N M O CCl ti 0 � oc CD O O CD CD NOM)N O O (DD (On CM (NON O �`'' vN U) (n r r In 69 Cfl ui � N r r N N CD CO 0) .- N co r N 'At r- N CO co N CD I,- t- co N CD Ih 0 U) r O 00 ON ONN O '�t MCD01�MLO01 t` 11-CA N O O C f� O L - O Cn 6r —co N CT co N 00o CND co a) d' CNO N M w N .. r N ill to IeaII ,�I 1 1 611) N rp a N tM +c. CO C _ O co M 0. N CCO C � C � E to U p = C a Co M �� > o� C so @ �+'2: � :3 V m W a c M m Cc ��-_' , 2 § � a w W N dC CI V y N U t — CL .>Z to C co(Cf N N c c d ��y0 CL O (yo >> >U c ��+' �m OM in coE� uw a� � fD C. t E O 0 8 � c Q c0 c CU (U `0 c a Cu 0- E v ��vEi s W y 0 0) 0 p(n _�� dc oa(DW vv •p dA U Cd M o� N R C G Z m McnooNa cu Co (n MMMM o (n CO U) d W v d m —" a o d I- y w aai c a0i (`� ci (`) u H U w J 2 CCCi ++ t) (u CD.1 m Z Q Z U U U Q U U) N This page intentionally left blank. CITY OF CLERMONT, FLORIDA STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS September 30, 2004 Total Employee Pension Funds Assets: Investments (at fair value) $ 7,275,709 Liabilities: Accounts payable Net Assets: Held in trust for pension benefits $ 7,275,709 The accompanying Notes to Financial Statements are an integral part of these statements. 26 CITY OF CLERMONT, FLORIDA STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2004 Additions: Contributions: Employer Plan members State Total contributions Investment income: Net increase in fair value of investments Less investment expense Net investment income Total Employee Pension Funds $ 330,757 48,359 261,318 640,434 498,794 498,794 Total additions 1,139,228 Deductions: Benefits/distributions 367,313 Administrative expenses 34,365 Total deductions 401,678 Change in Net Assets 737,550 Net Assets - Beginning 6,538,159 Net Assets - End $ 7,275,709 The accompanying Notes to Financial Statements are an integral part of these statements. 27 NOTES TO FINANCIAL STATEMENTS This page intentionally left blank. CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS September 30, 2004 Note 1 - Summary of Significant Accounting Policies: A. Reporting Entity The City of Clermont, Florida (the City) is a political subdivision of the State of Florida located in Lake County. The City of Clermont was incorporated under State law in December 1916 and operates under the council-manager form of government under its charter adopted pursuant to H.B. 2223, Ch.67-1217 Special Acts, of the State of Florida. The legislative branch of the City is composed of a Mayor and four (4) members elected Council. The City Council is responsible for the establishment and adoption of policy. The execution of such policy is the responsibility of the Council appointed City Manager. In evaluating how to define the government, for financial reporting purposes, the City has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or to impose specific financial burdens on, the primary government. A primary government may also be financially accountable for governmental organizations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of, or the level of services performed or provided by, the organization. A financial benefit or burden relationship exists if the primary government (a) is entitled to the organizations' resources; (b) is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; or (c) is obligated in some manner for the debt of the organization. In applying the above criteria, the City has one blended component unit as follows: The City of Clermont Community Redevelopment Fund The City of Clermont created the Downtown Redevelopment Agency in May of 1997. This is a dependent taxing district established in accordance with Chapter 163, Part III, Florida Statutes. Notification to affected taxing agency was done in compliance with Chapter 163.346, Part III, Florida Statutes. The incremental annual increase in tax over the base years will be used to fund projects designed to enhance and improve the described area. The City Council, being the duly elected governmental body for the designated area, passed Resolution 97-950, which established the City of Clermont as the Redevelopment Agency for the purpose of carrying out the community redevelopment programs and plans within the area. Through Ordinance 359-M the City established the Community Redevelopment Trust Fund to account for all transactions generated by this special revenue fund. m CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): B. Government -Wide and Fund Financial Statements The City was required to implement Government Accounting Standards Board (GASB) Statement 34 that requires a change in the reporting format. The government -wide financial statements along with the notes to the financial statements comprise the basic financial statements. This approach differs from the previous reporting model in that the fiduciary funds are not included. As a part of a phased implementation of this Statement, there is a new reporting requirement regarding the government's infrastructure (roads, bridges, traffic signals, etc.). Infrastructure assets acquired prior to October 1, 2003 have not been recorded since GASB 34 does not require a city the size of Clermont to retroactively record infrastructure. The government -wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. 29 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The government reports the following funds: Major Governmental Funds The General Fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Infrastructure Special Revenue Fund was established to account for the proceeds of the Local Government Infrastructure Surtax. The proceeds and interest accrued thereto, by law are only to be used to finance, plan and construct infrastructure. 30 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Non -Major Governmental Fund Types Special Revenue Funds account for specific revenue sources that are restricted by law or administrative action to expenditures for specific purposes. Debt Service Fund is used to account for the accumulation of resources for, and the payment of principal and interest on certain long-term debt. Capital Projects Fund account for financial resources segregated for the acquisition or construction of major capital facilities. Major Proprietary Funds Water Fund is used to account for the operations of the City's water system, which is financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Sewer Fund is used to account for the operations of the City's sewer system, which is financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Sanitation Fund is used to account for the fiscal activities of the City's refuse collection and disposal operation. Non -Major Proprietary Funds Stormwater Fund (Enterprise Fund) is used to account for the fiscal activities of the City's stormwater drainage operation, as well as the funding and payment of related debt. Internal Service Fund is used to account for the costs of group insurance which are charged to other departments on a cost reimbursement basis. Fiduciary Funds Pension Trust Funds account for activities of police officers, firefighters and general employees retirement plans which accumulate resources for pension benefit payments to qualified employees. 31 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Private -sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private -sector guidance for their business -type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private -sector guidance. As a general rule the effect of interfund activity has been eliminated from the government - wide financial statements. Exceptions to this general rule are other charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water, sewer, sanitation and stormwater utility funds are charges to customers for sales and services. The City also recognizes as operating revenue the meter fees intended to recover the cost of connecting new customers to the system. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets, Liabilities, and Net Assets or Equity 1. Deposits and Investments The government's cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. 32 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) Investments of the City are reported at fair value. The City's investments consist of investments authorized per their investment policy adopted in accordance with Section 218.415, Florida Statutes. 2. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non -current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances". Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All receivables are shown net of an allowance for uncollectibles. The County bills and collects property taxes and remits them to the City. City property tax revenues are recognized when levied to the extent that they result in current receivables. All property is reassessed according to its fair value on the lien date, or January 1 of each year. Taxes are levied on October 1 of each year. Discounts are allowed for early payment at the rate of 4% in the month of November, 3% in the month of December, 2% in the month of January, and 1 % in the month of February. The taxes paid in March are without discount. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. On or around May 31 following the tax year, certificates are sold for all delinquent taxes on real property. 3. Inventories and Prepaid Items All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. 33 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 3. Inventories and Prepaid Items- (Continued) Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. 4. Restricted Assets Certain proceeds of the City's enterprise fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because they are maintained in separate bank accounts and their use is limited by applicable bond covenants. Assets so designated are identified as restricted assets on the balance sheet. 5. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business -type activities columns in the government - wide financial statements. Capital assets are defined by the City, in accordance with Chapter 274.02, Florida Statutes, as assets with an initial, individual cost of $750 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Infrastructure acquired prior to October 1, 2003 has not been recorded for governmental activities. GASB Statement No. 34 requires the reporting and deprecation of new infrastructure expenditures effective with the beginning of the implementation year (October 1, 2003). The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. 34 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 5. Capital Assets (Continued) - Capital assets of the City are depreciated using the straight line method over the following estimated useful lives: Assets Years Buildings 10-50 Improvements 15-50 Infrastructure 30-50 Equipment 3-15 6. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay is accrued when incurred in the government -wide and proprietary financial statements. A portion of sick pay is accrued for employees with at least ten (10) years of service. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. For governmental activities, compensated absences are generally liquidated by the general fund. 7. Long -Term Obligations In the government -wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 35 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 8. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Note 2 - Reconciliation of Government -Wide and Fund Financial Statements: A. Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government -Wide Statement of Activities The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances - total governmental funds and changes in net assets of govemmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains that "Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this $418,301 difference are as follows: Capital outlay $ 2,423,510 Depreciation expense 2,0—� 05.209) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ 418.301 36 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 2 - Reconciliation of Government -Wide and Fund Financial Statements (Continued): A. Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government -Wide Statement of Activities (Continued) Another element of that reconciliation states that "the issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets." The details of this $293,489 difference are as follows: Debt issued or incurred: Loan proceeds $(800,000) Principal repayment 506.511 Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 293 489) Another element of that reconciliation states that "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this difference are as follows: Compensated absences $ (67,325) Accrued interest payable f 82 455) Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 14 780) Note 3 - Stewardship, Compliance, and Accountability: Excess of Expenditures over Appropriations — For the year ended September 30, 2004, expenditures exceeded appropriations in the public safety department of the general fund by $60,689. In addition, expenditures exceeded appropriations in the Recreation Impact Fee Special Revenue Fund by $777,323 and in the 2002 Public Improvement Debt Service Fund by $450. These overexpenditures were funded by greater than anticipated revenues and available fund balance. 37 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 3 - Stewardship, Compliance, and Accountability (Continued): Budgetary Information - The City follows these procedures in establishing the budgetary data reflected in the financial statements: (1) Prior to the end of the fiscal year, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following October 1. The operating budget includes proposed expenditures and the means of financing them. (2) Budget workshops are scheduled as needed. (3) The general summary of the budget and notice of public hearing is published in the local newspaper. (4) Public hearings are conducted to obtain taxpayer comments. (5) Prior to October 1, the budgets are legally enacted through passage of a resolution. (6) The City Manager is authorized to transfer budgeted amounts within and between departments; however, any revisions that alter the total appropriations of any fund must be approved by the City Council. (7) The level of classification detail at which expenditures may not legally exceed appropriations is the department level. (8) Appropriations lapse at the close of the fiscal year to the extent they have not been expended. Encumbrance accounting is not used by the City. (9) Budgets are adopted for the general fund, special revenue funds, debt service funds and the capital projects fund on a basis consistent with generally accepted accounting principles. Budgets are also adopted for the enterprise funds: however, these data are not presented under generally accepted accounting principles. (10) The City Council, by Ordinance or Resolution, may make supplemental appropriations in excess of those originally estimated for the year up to the amount of available revenues. Budgeted amounts presented in the accompanying financial statements have been adjusted for legally authorized revisions. IN CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 4 - Deposits and Investments: Deposits At year-end, the carrying amount of the City's deposits was $3,451,551 and the bank balance was $3,572,752. Petty cash fund of $630 are not on deposit with a financial institution. All bank deposits were covered by Federal Depository Insurance or held in banks that are members of the State of Florida's Collateral Pool as specified under Florida law. This limits local government deposits to "qualified public depositories." The State of Florida Collateral Pool is a multiple financial institution pool with the ability to assess its members for collateral shortfalls if a member institution fails. For this reason, the City considers its deposits insured or collateralized. Investments Investments in all fund types are stated at fair value, which is the amount for which an investment could be exchanged in a current transaction between willing parties, other than in a forced liquidation sale. Fair value is based on quoted market prices. Changes in the fair value of investments are recognized as revenue and included in investment income. The City's investment policies are governed by state statute and city ordinance. Authorized investments are: (a) The Local Government Surplus Funds Trust (SBA). (b) SEC registered money market funds. (c) Interest -bearing time deposits or savings accounts in qualified public depositories. (d) Direct obligations of the U.S. Treasury. (e) Federal agencies and instrumentalities. (f) Securities of, or other interests in, any open-end or closed -end management -type investment company or investment trust registered under the Investment Company Act of 1940. (g) Repurchase Agreements. (h) Other investments authorized by ordinance. 39 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 4 - Deposits and Investments (Continued): Investments Continued The assets of the City's police and firefighters pension funds, as well as the general employees defined benefit pension fund, are invested in the pooled investment fund for the Florida Municipal Pension Trust Fund (FMPTF). Investments held in this fund consist of corporate bonds and stocks and cash equivalents. The fund is stated at fair value, and investment earnings are allocated to participants in the fund based on their equity in this pooled investment account is stated at fair value as provided by the Florida Municipal Pension Fund. Most of the City's investments besides pension funds are invested in the SBA, an investment pool administered by the State of Florida. Investments held in the State Board Administration Fund (SBA) consist of short-term federal agency obligations, treasury bills, repurchase agreements and commercial paper. The SBA is not a registrant with the Securities and Exchange Commission (SEC); however, the SBA has adopted operating procedures consistent with the requirements for a 2a-7 like pool and the fair value of the position in the pool is equal to the fair value of the pool shares. Such investments are stated at amortized cost in the accompanying financial statements. Investment income is recognized as earned and is allocated to the participating funds based on their equity participation. The following levels of credit risk apply to the investments of the City: Category 1 Insured or registered, held by the City or its agent in the City's name. Category 2 Uninsured or unregistered, held by a counterparty's trust department or agent in the City's name. Category 3 Uninsured and unregistered, held by a counterparty or its trust department or agent, but not in the City's name. 40 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 4 - Deposits and Investments (Continued): Investments JContinued) Investments in the State Board of Administration Local Government Investment Pool and Mutual Funds are not required to be categorized since these investments are in pooled investment funds and therefore not evidenced by securities that exist in physical or book entry form. The following schedule shows the City's investments at September 30, 2004, classified where appropriate as to their respective level of credit risk: Credit Risk Fair Value Category State Board of Administration Fund $17,250,113 N/A U.S. Government Securities 20,423,593 2 Pension Mutual Funds 7,275,709 N/A $44,949,415 Note 5 - Receivables: Receivables as of year end for the City's individual major funds and nonmajor funds, including the applicable allowances for uncollectible accounts, are as follows: General Water Sewer Sanitation Nonmajor Fund Fund Fund Fund Funds Total Receivables: Accounts $16,974 $318,943 $271,425 $172,943 $204,036 $ 984,321 Taxes and Licenses 32,799 - - - - 32,799 Other 29,668 20,069 - - - 49,737 Less allowance for uncollectible accounts (333) (18,267) (12,131) (9,896) (3,771) (44,398) $79,108 $320,745 IM3 047 2 0 265 $1.022,459 41 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 6 - Capital Assets: Capital asset activity for the year ended September 30, 2004 was as follows: Governmental activities: Capital assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Improvements/infrastructure Machinery and equipment Total capital assets, being depreciated Beginning Balance tRestated) Increases Decreases $ 2,759,586 $ 1,514,841 $ - 72.933 207,034 (279,967) 2,832,519 1, 721� (279,96 7) Ending Balance $ 4,274,427 4,274.427 8,786,904 207,034 - 8,993,938 9,454,869 93,875 - 9,548,744 4.375.466 680,693 - 5.056.159 22� , 23g 981, 602 - 23.598 841 Less accumulated depreciation for: Buildings (2,054,842) (566,310) - (2,621,152) Improvements/infrastructure Machinery and equipment (3,744,681) f L 1.470,159) (830,020) (608 879) - 4,574,701 2 079 038 - — Total accumulated depreciation 7,269,682) _ 2.Ot 05,209) - _[9.274,891) Total capital assets, being depreciated, net Governmental activities capital assets, net 15, 347, 557 11,023,607) 023.607) _ - 14.3 23950 9 26 279 9 7) $18,598,377 42 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 6 - Capital Assets (Continued): Business -type activities: Capital assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Improvements Machinery and equipment Total capital assets, being depreciated Less accumulated depreciation for: Beginning Ending Balance Increases Decreases Balance $ 1,464,129 $ - $ - $ 1,464,129 567,346 1,832,861 3_{ 36.578) 2,063.629 2.031.475 1,832,861 (336,57 8) 3,527,758 41,324 - - 41,324 33,418,001 438,593 - 33,856,594 2.270.213 206.488 - 2.476,701 35,729.538 645,081 - 36,374,619 Buildings (35,701) (1,942) - (37,643) Improvements (7,908,159) (834,736) - (8,742,895) Machinery and equipment [ 1,572,299) (176,291) - (1,748,590) Total accumulated depreciation 9 516 159) (1,012,969) - 10 529.128) Total capital assets, being depreciated, net 26 2213 379 (367,888) - 25,845,491 Business -type activities capital assets, net $2$244,854 $1,464,973 3 57) $29,373,249 Depreciation expense was charged to functions/programs as follows: Governmental activities: General government $ 483,948 Public safety 481,767 Physical environment/transportation 316,418 Culture and recreation 723,076 Total depreciation expense - governmental activities 2,0 55.209 Business -type activities: Water 307,476 Sewer 604,849 Sanitation 65,919 Stormwater 34,725 Total depreciation expense - business -type activities $1,012,969 43 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 7 - Long -Term Debt: Bonds Pa able The City issues bonds to provide funds for the acquisition and construction of major capital assets. Bonds have been issued for both governmental and business -type activities. The original amount of revenue bonds issued in prior years is described below. Revenue bonds outstanding at year end are as follows: Balance Interest Rates Original September 30, Governmental Activities and Dates Maturit Amount 2004 Public Improvement 1.75 - 4.6% Revenue Bonds, Series2002 (6/1 & 12/1) Business -Type Activities Water and Sewer Revenue 4.4 - 5.25% and Refunding Bonds, Series 2000 (6/1 & 12/1) 12/01 /2003 to 12/01/2017 $6,965 000 $6,575.000 12/01 /2004 to 12/01/2030 $17,935,000 $17,935,000 Governmental Activities Business -Type Activities Year ending September 30 Principal Interest Principal Interest 2005 $ 395,000 $ 247,362 $ 100,000 $ 932,128 2006 405,000 238,969 150,000 927,727 2007 415,000 228,338 230,000 920,978 2008 425,000 216,406 390,000 910,627 2009 440,000 202,806 410,000 892,688 2010-2014 2,455,000 756,819 2,355,000 4,157,087 2015-2019 2,040,000 213,210 3,000,000 3,512,513 2020-2024 - - 3,870,000 2,639,644 2025-2029 - - 5,025,000 1,484,844 2030-2031 _ - 2.405.000 195.650 _ Total $6,575,000 $2 103.910 $17 935,000 $16 573,886 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 7 - Long -Term Debt (Continued): Notes Pa able The City has notes payable for governmental activities only. During 2004, the City entered into an agreement to purchase land for a new community center. The note payable of $800,000 is due in two installments of $400,000 on November 21, 2004 and 2005. There is no interest payable. Notes payable outstanding at year end are as follows: Balance Original Amount September 30 2004 Capital Improvement Notes, Series 1998A due to SunTrust Bank in five annual calendar year installments of $80,829 (including interest) and two annual installments of $22,979 starting December 1999. The notes bear an interest rate of 3.95%. The loan was obtained to upgrade the City's computer system and purchase a fire truck. $397,000 $ 43,372 Capital Improvement Notes, Series 1999 due to SunTrust Bank in ten annual installments of $40,264 (including interest) beginning December 2000. The notes bear an interest rate of 5.742%. The loan was obtained to purchase a fire truck. 300,000 199,605 Note payable to Bank of America, dated May 23, 1980, due in 24 annual installments of $4,417 each, starting May 23, 1982, plus interest at 5.5% per annum, secured by the gasoline tax revenues of the City. 159,859 4,979 Note payable to GMAC in twelve quarterly installments of $2,440 each, starting July 2003, including interest at 4.65%, secured by vehicle. 27,500 16,313 Note payable dated November 21, 2003, due in two annual installments of $400,000 each, starting November 21, 2004, secured by land. 800,000 800,000 Total: $1 064, 269 45 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 7 - Long -Term Debt (Continued): Annual requirements to amortize outstanding notes payable for governmental activities as of September 30, 2004 are as follows: Year Ending Governmental Activities September 30 Princi al Interest 2005 $ 464,213 $ 8,603 2006 459,711 4,221 2007 32,205 7,134 2008 34,054 5,232 2009 36,009 3,220 2010-2014 38,077 _ 1,093 Total: 1 4 2 2 50 Changes in Long -Term Liabilities Long-term liability activity for the year ended September 30, 2004 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities: Bond payable - Revenue bonds $ 6.965.000 $ 90 3000) $ 6.575.000 $395,000 Notes payable- Library Note 9,396 - (4,417) 4,979 4,979 Parks Mortgage Note - 800,000 - 800,000 400,000 Revenue Note, Series 1999 226,843 - (27,238) 199,605 28,802 Notes Payable 144,541 _ - __j84.856) 59.685 30,426 Total notes payable 380,780 800.000 ( 116,511) 1,064.269 464,207 Compensated absences _ 147.525 _ 67.325 - _ 214.850 21,500 Governmental activity long-term liabilities 7 493.305 7 2) $ 7.854.119 8 7 7 Business -type activities: Bonds payable - Revenue bonds 17,935,000 - - 17,935,000 100,000 Less deferred amount: Issuance discount _ {654,787) - 38 565 !616.222) - Business -type activity long-term liabilities S17�� ��_ $ 38,565 $17 318.778 100 00 W. CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 8 — Advance Refunding: In prior years, the City defeased its 1972 and 1988 bond issues by placing the proceeds of new bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. On September 30, 2004, $1,500,000 of bonds outstanding are considered defeased. Note 9 - Interfund Receivables, Payables and Transfers: The composition of due to/from other funds at September 30, 2004 is as follows: Receivable Fund Amount Payable Fund Amount Water Fund $1,003,771 Sewer Fund $1 003,771 Interfund transfers for the year ended September 30, 2004 consisted of the following: Transfer In _ Non -major General Governmental Fund Funds Total Transfer Out: General Fund $ - $113,004 $ 113,004 Infrastructure Fund - 610,275 610,275 Non -major Governmental Funds 5,832 102,474 108,306 Water Fund 374,728 - 374,728 Sewer Fund 5,108 - 5,108 Sanitation Fund 3,405 - 3,405 Nonmajor Business - Type Funds _ 1,703 - 1,703 Total $390,776 $825,753 $1,216,529 Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them and (2) move receipts restricted to debt service from the funds as debt service payments become due. 47 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 10 - Retirement Plans: The City maintains three separate single -employer, defined benefit plans for general employees, sworn police officers and firefighters, as well as a defined contribution plan for general employees. The investment and administrative agent for the defined benefit plans is the Florida Municipal Pension Trust Fund, an agent of the multiple -employer Public Employee Retirement System. The assets of the defined contribution plan were administered by Citistreet. Defined Benefit Pension Plans - Each plan is independently governed by separate boards of trustees. Assets may not be transferred between plans, or used for any purpose other than to benefit each plan's participants as defined in their authorizing ordinances. Each board contracts with the Florida Municipal Pension Trust Fund (FMPTF), a private, not -for -profit corporation established by the Florida League of Cities (FLC) for FLC members who wish to use its services. The FMPTF acts as a common investment and administrative agent for its members, contracting with a bank custodian, investment manager and actuary to provide a commingled investment fund and plan valuation services. These plans are included as part of the City's reporting entity in Pension Trust Funds. The Clermont City Council adopted and may amend plan provisions by resolution. Stand-alone audited financial statements of the FMPTF are maintained on file at the FLC offices in Tallahassee, Florida, and are available upon request to the Pension Services Division. Summary of Significant Accounting Policies Basis of Accounting — The Plans' financial statements are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions to each Plan are recognized when due and the employer has made a formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of each plan. Method Used to Value Investments — Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. Investments that do not have an established market are reported at estimated fair value. Publicly available financial reports for each plan, that include detailed actuarial data, can be obtained from the City's Administrative Services Department. CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 10 - Retirement Plans (continued): In 1997 the City adopted GASB Statement No. 25 on pension accounting and reporting. This Statement requires the disclosure of any investments in any one organization that represents 5% or more of plan net assets. All investments in the police officers' retirement trust fund and the firefighters' pension fund are invested in the Principal Financial Group's various investment portfolios. There are no investments that exceed 5% of plan net assets. None of the plans held securities issued by the employer. Description of Plans - The general employees defined benefit pension plan is for general employees hired prior to September 30, 1985. The police officers' and firefighters' defined benefit pension plans are both local law, single employer, defined benefit pension plans as defined under Florida Statutes, Chapters 175 and 185, which covers all sworn police officers and firefighters. Employees are eligible to participate in the plan immediately upon employment with the City, and they are vested in the plan after ten years of service. The normal retirement date for firefighters is the attainment of age 55 and 10 years of service, or earlier attainment of age 52 and 25 years of service. The normal retirement date for police officers is the attainment of age 55 and 10 years of service, or 20 years of service, regardless of age. The normal retirement benefit is the number of years of credited service prior to October 1, 2002 multiplied by 2.25%, and the number of years of credited service after October 1, 2002 multiplied by 3%, and multiplied by the average final monthly compensation. Early retirement is available after age 50 and 10 years of service; however, the early retirement benefit is reduced by 2% for each year before the normal retirement date. Membership in each of the defined benefit pension plans at September 30, 2004 was as follows: General Police Membership and Provisions Employees Officers Firefighters Members Retirees and beneficiaries 13 4 1 currently receiving benefits Vested terminated employees - 4 6 Active participating employees = 30 36 13 38 43 Funding Policy - The City's actuarially determined contribution rate per the October 1, 2003 actuarial valuations is 0% for general employees, 20.1 % for police officers and 16.1 % for firefighters. Police officers make a minimum mandatory contribution of 3% and firefighters make a minimum mandatory contribution of 1 %, in order to take advantage of the insurance premium tax rebate provided for in the statutes. Administrative costs are deducted from the net assets of the plan. 49 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 9 - Defined Benefit Retirement Plans (Continued): Annual Pension Cost and Net Pension Obligation - The City has contributed the Annual Required Contribution (ARC) each year, since plan inception and has not had, or had need to report, a Net Pension Obligation (NPO). In accordance with GASB Statement No. 27, the City calculated the potential for a net pension liability (asset) and reaffirmed that none existed at September 30, 2004. State law requires that actuarial valuations of the Police and Fire Plan be performed at least every three years. An actuarial valuation was performed as of October 1, 2003. The actuarial and census information contained herein, unless otherwise indicated, reflects the status of the Plan as of the actuarial valuation date. Required supplementary information is as follows: Schedule of Contributions from the Employer and Other Contributing Entities General Em to ees Police Officers Firei,,ic hters Annual Percentage Annual Percentage Annual Percentage Year Ended Required of ARC Required of ARC Required of ARC September 30 Contribution Contributed Contribution Contributed Contribution Contributed 2004 $5,500 100% $271,682 100% $101,291 100% 2003 8,091 100% 170,345 100% 83,365 100% 2002 5,301 100% 87,526 100% 10,283 100% 2001 10,022 100% 100,216 100% 10,252 100% 2000 9,936 100% 80,737 100% 9,097 100% 1999 5,341 100% 70,318 100% 5,397 100% W CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 10 - Retirement Plans (Continued): Notes to the Required Supplementary Information - The information presented in the required supplementary schedule was determined as part of the actuarial valuation at October 1, 2003. Additional information applies as follows: Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Actuarial Assumptions: Investment rate of return Projected salary increases (including inflation of 3.5%) Cost of living adjustment General Employees Aggregate Cost N/A N/A Market Value 7.5% 6.0% N/A Police Officers Aggregate Cost N/A N/A Market Value 7.5% 5.5% N/A Firefighters Aggregate Cost N/A N/A Market Value 7.5% 5.5% N/A As noted above, the General Employees and Firefighters Plan use the aggregate actuarial cost method, which does not identify or separately amortize unfunded actuarial liabilities. Therefore, presentation of a schedule of funding progress is not required. There were several factors in 2003 and 2004 that significantly increased the annual required contribution for police officers and firefighters. Both future and past benefit accruals were upgraded to a higher percentage per year of credited service. Also, the required contribution percentage increased because the actual investment return was below the actuarial assumed rate of 7.5%. General Employee Defined Contribution Pension Plan The defined Contribution Pension Plan for General Employees of the City of Clermont was established October 1, 1985, as defined in Chapter 16, Article IV, of the Clermont Code, and is available to all permanent general employees of the City. Employees are fully vested in the plan after ten years of service. In a defined contribution plan, benefits depend solely on amounts contributed to the plan, plus investment earnings. Contributions for, and interest forfeited by, employees who terminate employment before five years of service are used to reduce the City's current period contributions. Covered payroll for this Plan for fiscal year 2004 was $3,773,405; the City's total payroll for City employees was $6,143,825. The City contributes annually to the pension account of each active participant an amount equal to eight percent (8%) of the employee's annual compensation. No contribution is required by employees. The City of Clermont City Council adopted and may amend plan provision by resolution. 51 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 10 - Retirement Plans (Continued): The actual contribution made by the City for fiscal year 2004 was $238,759. Note 11 — Post -retirement Benefits: Retired employees have the option of continuing the same type of health and dental insurance coverage available to them while they were employed with the City. The cost of the premiums is paid totally by the retirees. Note 12 — Risk Management: During fiscal year 1990, the City established an internal service fund to account for its uninsured risk of loss for employee medical and dental coverage. Under this program, the fund provides coverage for the first $40,000 per year in medical, dental, or prescription claims for each covered employee. The City purchases commercial insurance for claims in excess of coverage provided by.the fund with a total aggregate stop -loss of $1,000,000. There has been no reduction in insurance coverage from that carried in the prior year. Claims provided have not exceeded insurance coverage in any of the past three fiscal years. The general, water, sewer, sanitation and stormwater funds participate in the program and make payments to the internal service fund based on the number of employees budgeted in each fund. Claims liabilities, beginning of year Incurred claims Payments on claims Claims liabilities, end of year Note 13 - Commitments: 2004 2003 2002 $ 62,770 $ 142,709 $ 59,815 894,015 931,951 689,030 (879,49 2) f 1.011,890) 606 136) $ 77.293 62,77 $0� At September 30, 2004 the City had committed to the following construction projects: Sunburst Lane/Lakeview Wells No. 5 and No. 4 Contracted Amount $342,150 Cost Incurred to Date $101,808 52 CITY OF CLERMONT, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2004 Note 14 - Commitments and Contingencies: Litigation - The City is engaged in various liability claims incidental to the conduct of its general government operations at September 30, 2004. While the ultimate outcome of the litigation cannot be determined at this time, management believes that any amounts not covered by insurance, if any, resulting from these lawsuits would not materially affect the financial position of the City. Risk Management - The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the City carries commercial insurance. The City has obtained excess insurance coverage with varying retentions and limits to further limit exposure to large losses. There have been no significant reductions in insurance coverage from the prior year and settlements have not exceeded insurance coverage during the past three years. 53 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES This page intentionally left Flank. NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds Recreation Impact Fees - This fund was established to account for recreation Fund impact fees collected from new developments constructed in the City. Police Impact Fees Fund - This fund was established to account for police impact fees collected from new developments constructed in the City. Fire Impact Fees Fund - This fund was established to account for fire impact fees collected from new developments constructed in the City. Community Redevelopment - This fund is used to account for funds administered by Fund Downtown Clermont Redevelopment Agency. The agency is authorized to use the funds to finance community redevelopment projects within the downtown area. Debt Service Funds Debt Service Fund - This fund was established to account for the accumulation of resources and payment of bond principal and interest from governmental resources. Capital Projects Funds Capital Projects Fund - This fund was established to account for the acquisition of fixed assets or construction of major capital projects not being financed by proprietary funds. Permanent Fund Cemetery Perpetual Care - This fund is used to account for monies provided by Fund people buying lots in the City cemetery. The principal must be kept separate and apart from all other funds, but the interest may be transferred to the General Fund to defray the cost of cemetery operation and maintenance. CITY OF CLERMONT, FLORIDA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS Assets: Cash and cash equivalents Investments Total assets Liabilities and Fund Balances: Liabilities: Accounts payable Total liabilities Fund Balances: Reserved Unreserved Total fund balances Total liabilities and fund balances September 30, 2004 Special Revenue Recreation Police Fire Impact Impact Impact Community Fees Fees Fees Redevelopment $ 244,132 $ 328,549 $ 180,645 $ 85,333 742,560 534,914 196,490 - $ 986,692 $ 863,463 $ 377,135 $ 85,333 - - - 85,333 986,692 863,463 377,135 - 986,692 863,463 377,135 85,333 $ 986,692 $ 863,463 $ 377,135 $ 85,333 54 Special Revenue $ 838,659 $ 1,473,964 Debt Capital Service Projects Permanent Fund Total Cemetery Nonmajor Perpetual Governmental Care Funds 345,787 $ 11,579 $ 70,473 $ 1,266,498 _ - 391,947 1,865,911 $ 2,312,623 $ 345,787 $ 11,579 $ 462,420 $ 3,132,409 $ _ $ - $ 11,579 $ - $ 11,579 _ - 11,579 - 11,579 85,333 345,787 - 462,420 893,540 2,227,290 - - - 2,227,290 2,312,623 345,787 - 462,420 3,120,830 $ 2,312,623 $ 345,787 $ 11,579 $ 462,420 $ 3,132,409 55 CITY OF CLERMONT, FLORIDA COMBINING STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For The Year Ended September 30, 2004 Revenues: Taxes Impact fees/special assessments Investment income Misellaneous Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balances Fund Balances - Beginning Fund Balances - Ending Special Revenue Recreation Police Fire Impact Impact Impact Community Fees Fees Fees Redevelopment $ _ $ _ $ _ $ 66,441 926,288 319,228 346,541 - 5,738 9,302 3,476 709 350,017 67,150 - 95,389 67,673 - 1,532,573 - - 47,696 - 14,564 - 1,532,573 95,389 129,933 - (600,547) 233,141 220,084 67,150 800,000 - - - 36,149 (102,474) - 800,000 - (102,474) 36,149 199,453 233,141 117,610 103,299 787,239 630,322 259,525 (17,966) $ 986,692 $ 863,463 $ 377,135 $ 85,333 56 Permanent Fund Total Special Cemetery Nonmajor Revenue Debt Capital Perpetual Governmental Total Service Projects Care Funds $ 66,441 $ - $ - $ - $ 66,441 1,592,057 - - - 1,592,057 19,225 1,822 867 5,832 27,746 _ - - 48,000 48,000 1,677,723 1,822 867 53,832 1,734,244 163,062 - - - 163,062 1,532,573 - - - 1,532,573 47,696 390,000 - - 437,696 14,564 251,225 - - 265,789 _ - 256,008 300 256,308 1,757,895 641,225 256,008 300 2,655,428 (80,172) (639,403) (255,141) 53,532 (921,184) 800,000 - - - 800,000 36,149 640,462 149,142 - 825,753 (102,474) - - (5,832) (108,306) 733,675 640,462 149,142 (5,832) 1,517,447 653,503 1,059 (105,999) 47,700 596,263 1,659,120 344,728 105,999 414,720 2,524,567 $ 2,312,623 $ 345,787 $ - $ 462,420 $ 3,120,830 57 CITY OF CLERMONT, FLORIDA RECREATION IMPACT FEE SPECIAL REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTI For The Year Ended September 30, 2004 Revenues: Taxes Impact fees/special assessments Investment income Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balance Fund Balances - Beginning Fund Balances - Ending Variance with Budgeted Amounts Final Budget - Actual Positive Original Final Amounts (Negative) 500,000 500,000 926,288 426,288 4,500 4,500 5,738 1,238 504,500 504,500 932,026 427,526 755,250 755,250 0 1,532,573 (777,323) 755,250 755,250 1,532,573 (777,323) (250,750) (250,750) (600,547) (349,797) 800,000 800,000 800,000 800,000 (250,750) (250,750) 199,453 450,203 787,239 787,239 787,239 $ 536,489 $ 536,489 $ 986,692 $ 450,203 6ru, t ii. I P Lo hrj or, s 00114 W A) Ar -f ACCPvf-J 9.1 CITY OF CLERMONT, FLORIDA POLICE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 30, 2004 Revenues: Taxes Impact fees/special assessments Investment income Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balance Fund Balances - Beginning Fund Balances - Ending Budgeted Amounts Original Final Variance with Final Budget - Actual Positive Amounts (Negative) 230,000 230,000 319,228 89,228 8,750 8,750 9,302 552 238,750 238,750 328,530 89,780 103.307 103,307 95,389 7,918 95,389 7,918 103,307 103,307 135,443 135,443 233,141 97,698 97,698 233,141 135,443 135,443 630,322 630,322 630,322 - $ 765,765 $ 765,765 $ 863,463 $ 97,698 59 CITY OF CLERMONT, FLORIDA POLICE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 30, 2004 Revenues: Taxes Impact fees/special assessments Investment income Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balance Fund Balances - Beginning Fund Balances - Ending Variance with Budgeted Amounts Final Budget - Actual Positive Original Final Amounts (Negative) 230,000 230,000 319,228 89,228 8,750 8,750 9,302 552 238,750 238,750 328,530 89,780 103,307 103,307 95,389 7,918 103,307 95,389 7,918 103,307 135,443 135,443 233,141 97,698 135,443 135,443 97,698 233,141 630,322 630,322 630,322 - $ 765,765 $ 765,765 $ 863,463 $ 97,698 CITY OF CLERMONT, FLORIDA COMMUNITY REDEVELOPMENT SPECIAL REVENUE FUND SCHEDULE OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2004 Variance with Budgeted Amounts Final Budget - Actual Positive Original Final Amounts (Negative) Revenues: $ 67,158 $ 67,158 $ 66,441 $ (717) Taxes Impact fees/special assessments 709 409 Investment income 300 300 67,458 67,458 67,150 (308) Total revenues Expenditures: Current: Public safety - Culture and recreation - - Debt service: Principal retirement - - Interest and fiscal charges - Capital outlay: 56,791 General government 56,791 56,791 - Total expenditures 56,791 56,791 - 56,791 Excess (Deficiency) of Revenues 10,667 10,667 67,150 56,483 Over Expenditures Other Financing Sources (Uses): _ Note issued Transfers in 36,148 36,148 36,149 1 Transfers out Total other financing sources (uses) - 1 36,148 36,148 36,149 Net Change in Fund Balances 46,815 46,815 103,299 56,484 Fund Balances - Beginning (17,966) (17,966) (17,966) - Fund Balances - Ending $ 28,849 $ 28,849 $ 85,333 $ 56,484 61 CITY OF CLERMONT, FLORIDA 2002 PUBLIC IMPROVEMENT DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 30, 2004 Revenues: Taxes Impact fees/special assessments Investment income Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balances Fund Balances - Beginning Fund Balances - Ending Variance with Budgeted Amounts Final Budget - Actual Positive Original Final Amounts (Negative) 1,200 1,200 1,822 622 1,200 1,200 1,822 622 390,000 390,000 390,000 - 250,775 250,775 251,225 (450) 641,225 (450) 640,775 640,775 (639,575) (639,575) (639,403) 172 639,575 639,575 640,462 887 639,575 639,575 640,462 887 1,059 344,728 344,728 344,728 - $ 344,728 $ 344,728 $ 345,787 $ 1,059 62 CITY OF CLERMONT, FLORIDA CAPITAL PROJECTS FUND SCHEDULE OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2003 Revenues: Taxes Impact fees/special assessments Investment income Total revenues Expenditures: Current: Public safety Culture and recreation Debt service: Principal retirements Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing Sources (Uses): Note issued Transfers in Transfers out Total other financing sources (uses) Net Change in Fund Balances Fund Balances - Beginning Fund Balances - Ending Budgeted Amounts Original Final - 867 Variance with Final Budget - Actual Positive Amounts (Negative) 867 - 256,008 256,008 256,008 256,008 (255,141) (255,141) - 149,142 149,142 149,142 149,142 - (105,999) (105,999) - 105,999 105,999 105,999 - $ 105,999 $ - $ - $ 63 This page intentionally left blank. FIDUCIARY FUNDS lemsion Trust Funds General Employees' - This fund is used to account for the accumulation of Pension Trust Fund resources to be used for retirement annuity payments at the appropriate amounts and times in the future. Resources are contributed at rates in accordance with an actuarial study, whereas, a fixed percentage of employees salaries is used in determining the annual contribution to the defined contribution plan. Police Officers Pension - This fund is used to account for the accumulation of Trust Fund resources to be used for the retirement annuities of all police officers. The state contributes an amount determined by an actuarial study. Firefighters Pension Trust - This fund is used to account for the accumulation of Fund resources to be used for the retirement annuities of all firefighters. The state contributes money based upon the number of firefighters and the City contributes an amount determined by an actuarial study. This page intentionally left blank. CITY OF CLERMONT, FLORIDA COMBINING STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS Assets: Investments Liabilities: Accounts payable Net Assets Held in Trust for Pension Benefits September 30, 2004 General Emoloy ees Police Totals Defined Defined Officers Firefighters Employee Benefit Contribution Pension Trust Pension Trust Pension Funds $ 833,942 $ 2,065,451 $ 3,164,744 $ 1,211,572 $ 7,275,709 833,942 $ 2,065,451 $ 3,164,744 $ 1,211,572 $ 7,275,709 64 CITY OF CLERMONT, FLORIDA COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2004 General Employees Police Total Defined Defined Officers Firefighters Employee Benefit Contribution Pension Trust Pension Trust Pension Funds Additions: Contributions: Employer $ 4,867 $ 238,759 $ 87,131 - $ 330,757 Plan members - - 40,030 8,329 48,359 State - - 167,661 93,657 261,318 Total contributions 4,867 238,759 294,822 101,986 640,434 Investments income: Net increase in fair value 61,697 159,305 202,162 75,630 498,794 Less investment expense - - - - - Net investment income 61,697 159,305 202,162 75,630 498,794 Total additions 66,564 398,064 496,984 177,616 1,139,228 Deductions: Benefits/distributions 90,394 190,375 84,819 1,725 367,313 Administrative expenses 5,257 11,463 10,109 7,536 34,365 Total deductions 95,651 201,838 94,928 9,261 401,678 Change in Net Assets (29,087) 196,226 402,056 168,355 737,550 Net Assets Held in Trust for Pension Benefits : Beginning of Year 863,029 1,869,225 2,762,688 1,043,217 6,538,159 End of Year 833,942 $ 2,065,451 $ 3,164,744 $ 1,211,572 $ 7,275,709 65 CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS This page intentionally left blank. CITY OF CLERMONT, FLORIDA CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY For The Year Ended September 30, 2004 Improvements/ Machinery/ Land Buildings Infrastructure Equipment Total General Government $ 170,115 $ 5,578,867 $ - $ 1,144,975 $ 6,893,957 Public Safety 183,458 1,644,812 - 2,911,396 4,739,666 Physical Environment/ Transportation 119,494 728,159 4,088,728 417,201 5,353,582 Culture & Recreation 3,611,860 956,830 5,313,643 561,153 10,443,486 Older Assets not Maintained by Function 189,500 85,270 146,373 21,434 442,577 Total $ 4,274,427 $ 8,993,938 $ 9.548,744 $ 5,056,159 $ 27,873,268 Deletions Balance and Balance 09-30-03 Additions Transfers 09-30-04 General Government $ 6,719,448 $ 174,509 $ - $ 6,893,957 Public Safety 4,332,801 406,865 - 4,739,666 Physical Environment/ Transportation 5,174,825 178,757 - 5,353,582 Culture & Recreation 8,741,499 1,701,987 - 10,443,486 Older Assets not Maintained by Function 481,185 - 38,608 442,577 Total $ 25,449,758 $ 2,462,118 $ 38,608 $ 27,873,268 This page intentionally left blank. STATISTICAL INFORMATION Comments Relative to Statistical Section The following statistical tables that are recommended for inclusion by the Government Finance Officers Association are not included for the reasons stated below: A. Ration of Net General bonded Debt to Assessed Value and Net Bonded Debt per Capita - Last Ten Fiscal Years - The City has not had any general bonded debt over the past ten fiscal years. B. Ratio of Annual Debt Service for General bonded Debt to Total General Expenditures - Last Ten Fiscal Years - The City has not had any general bonded debt over the past ten fiscal years. C. Florida Statutes and the Charter of the City of Clermont, Florida, set no legal debt margin. CITY OF CLERMONT, FLORIDA GOVERNMENT -WIDE EXPENSES BY FUNCTION Last Ten Fiscal Years Fiscal Year General Public Physical Transportation Economic Human Ended Government Safety Environment Public Works Environment Services 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 $2,336,912 $4,687,907 $421,297 $ 1,055,914 $31,791 $131,633 * Data not available prior to the implementation of GASB 34. 67 Interest on Culture & Long-term_ Recreation Debt Water Sewer Sanitation Stormwater Total $1,742,527 $350,146 $2,707,082 $3,423,209 $1,616,487 $265,645 $18,770,550 CITY OF CLERMONT, FLORIDA GOVERNMENT -WIDE REVENUES Last Ten Fiscal Years Program Revenues General Revenues Operating Capital Fiscal Year Charges Grants and Grants and Ended For Services Contribution Contributions Taxes 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 $12,584,856 $695,987 $7,095,189 $6,791,284 * Data Not available prior to the implementation of GASB 34. _ _General Revenues __ Investment Income & Intergovernmental Miscellaneous Total $2,369,020 $575,076 $30,111,412 T CITY OF CLERMONT, FLORIDA GENERAL GOVERNMENTAL_ EXPENDITURES BY FUNCTION (11 LAST TEN FISCAL YEARS Fiscal General Public Physical Year Government Safety Environment 1995 $492,751 $1,063,691 $134,633 1996 561,876 1,257,255 112,794 1997 636,895 1,299,427 126,409 1998 808,901 1,633,630 152,476 1999 1,059,558 1,733,444 137,219 2000 942,498 3,049,106 134,486 2001 1,098,769 3,349,348 211,801 2002 2,143,890 3,397,986 41,611 2003 5,802,367 3,968,244 35,237 2004 2,062,832 4,681,145 292,898 (1) Includes General, Special Revenue, and Capital Projects Funds. Excludes Debt Service. (2) Community Development Block Grant expenditures were included in the 1995-96, 1996-97, 1997-98 and 1998-99 Fiscal Years. 71 (2) Economic Human Culture and Tranwortatio_n Environment Services Recreation Total $413,565 $10,895 $17,141 $934,829 $3,067,505 448,615 89,101 20,191 1,145,205 3,635,037 912,130 247,422 20,974 1,205,642 4,448,899 589,385 416,930 24,150 743,864 4,369,336 437,386 36,111 25,794 1,347,959 4,777,471 494,953 25,586 24,914 1,733,423 6,404,966 639,780 102,323 19,573 2,242,733 7,664,327 640,053 1,118,029 69,479 1,936,273 9,347,321 809,642 346,544 88,638 1,516,317 12,566,989 1,064,503 31,791 139,378 2,681,840 10,954,388 VA CITY OF CLERMONT, FLORIDA GENERAL GOVERNMENTAL REVENUE BY SOURCE t1 LAST TEN FISCAL YEARS Licenses Charges Fiscal and Inter- for Year Taxes Permits Governmental Services 1995 $2,142,822 $67,549 $576,484 $57,241 1996 2,377,962 84,260 665,899 32,537 1997 2,497,102 97,347 988,581 46,354 1998 2,769,826 133,595 1,012,582 42,459 1999 3,171,446 149,702 872,081 44,336 2000 3,911,066 188,517 959,751 60,148 2001 4,873,847 211,101 930,028 36,613 2002 5,677,448 252,702 1,407,363 367,279 2003 6,733,867 277,264 1,152,050 378,425 2004 6,791,284 466,422 2,758,120 380,669 (1) Includes General, Special Revenue, Debt Service and Capital Projects Funds. 73 Fines and Investment Impact Forfeitures Income Fees Miscellaneous Total $152,020 $86,600 $16,606 $510,081 $3,609,403 151,879 102,405 98,751 244,904 3,758,597 128,047 81,605 127,284 224,626 4,190,946 160,522 85,140 200,960 293,853 4,698,937 108,720 86,799 240,412 311,494 4,984,990 174,044 148,136 996,145 1,258,318 7,696,125 145,564 .241,756 944,819 1,157,372 8,541,100 111,517 140,425 1,314,171 177,322 9,448,227 114,013 144,130 1,424,349 218,885 10,442,983 124,755 107,363 1,592,057 541,208 12,761,878 74 CITY OF CLERMONT, FLORIDA PROPERTY TAX LEVIES, TAX COLLECTIONS AND ASSESSED VALUATIONS LAST TEN FISCAL YEARS (2) Estimated (1) (4) Fiscal Tax Actual Assessed Tax Year Year Value Valuation Rate 1995 1994 $206,921,182 $186,229,064 2.979 1996 1995 228,727,934 205,855,141 2.979 1997 1996 236,824,197 213,141,778 2.979 1998 1997 274,964,642 247,468,178 2.979 1999 1998 324,049,311 291,644,380 2.979 2000 1999 396,645,279 356,980,751 3.479 2001 2000 500,572,450 450,515,205 3.729 2002 2001 634,697,383 571,227,645 3.729 2003 2002 800,152,736 720,137,462 3.729 2004 2003 1,017,237,491 915,513,742 3.729 (1) Final gross taxable assessed valuation per Lake County Property Appraiser's form DR-422. (2) The Florida Department of Revenue has certified the Lake County tax rolls as being at least 90% of the estimated actual value of property within the County. Therefore, the estimated actual values shown are calculations based on the 90% certification. (3) Outstanding delinquent taxes are not available from the Lake County Property Appraiser's office. (4) Tax rate per $1,000 of taxable valuation. 75 Ratio Ratio of Current Tax (3) Total Tax Collections Delinquent Total Collections Tax Current Tax to Total Tax Tax to Total Levy Collections Levy Collections Collections Tax Lew $554,776 $538,217 97.0% $893 $539,110 97.2% 613,242 592,529 96.6% 2,406 594,935 97.0% 634,949 608,205 95.8% 9,224 617,429 97.2% 737,207 700,112 95.0% 9,841 709,953 96.3% 868,809 836,304 96.3% 1,604 837,908 96.4% 1,241,936 1,200,779 96.7% 4,492 1,205,271 97.0% 1,679,971 1,606,686 95.6% 9,190 1,615,876 96.2% 2,130,108 2,022,265 94.9% 16,263 2,038,529 95.7% 2,685,393 2,583,380 96.2% 7,995 2,591,375 96.5% 3,413,951 3,290,066 96.4% 14,666 3,304,731 96.8% 76 CITY OF CLERMONT, FLORIDA PROPERTY TAX RATES - DIRECT AND ALL OVERLAPPING GOVERNMENTS 1 LAST TEN FISCAL YEARS (2) Lake County Fiscal Tax Lake MSTU Year Year Citv Count Stormwater 1995 1994 2.979 5.135 0.000 1996 1995 2.979 4.927 0.000 1997 1996 2.979 4.909 0.000 1998 1997 2.979 4.733 0.000 1999 1998 2.979 4.733 0.000 2000 1999 3.479 4.733 0.100 2001 2000 3.729 5.117 0.200 2002 2001 3.729 5.117 0.300 2003 2002 3.729 5.917 0.400 2004 2003 3.729 5.917 0.500 (1) Information was obtained from the City of Clermont tax rolls, as prepared by the Lake County Property Appraiser's office. (2) Tax rate per $1,000 of taxable valuation. 77 Lake County Lake County South Lake St. Johns River School Water Hospital Water Management District Authority District District Total 8.515 0.4000 2.0000 0.482 19.5110 9.678 0.3840 2.0000 0.482 20.4500 9.228 0.3840 2.0000 0.482 19.9820 9.100 0.3840 2.0000 0.482 19.6780 9.190 0.3840 2.0000 0.482 19.7680 8.742 0.5000 1.0000 0.482 19.0360 8.495 0.5000 1.5500 0.472 20.0630 8.202 0.5000 1.5289 0.462 19.8389 8.395 0.4819 1.5289 0.462 20.9138 8.440 0.4080 1.5289 0.462 20.9849 to CITY OF CLERMONT, FLORIDA COMPUTATION OF DIRECT AND OVERLAPPING GENERAL OBLIGATION DEBT September 30, 2004 The City of Clermont did not have any overlapping debt at the above fiscal year end. 79 CITY OF CLERMONT, FLORIDA DEMOGRAPHIC STATISTIC LAST TEN FISCAL YEARS (2) (3) Fiscal (1) School Unemployment Year Pow Enrollment Rate 1995 7,233 1,787 5.0% 1996 7,291 2,381 5.2% 1997 7,582 2,180 3.1 % 1998 8,202 2,412 2.2% 1999 8,861 3,683 2.7% 2000 9,455 3,841 2.6% 2001 10,571 4,500 3.4% 2002 13,718 4,616 4.7% 2003 15,391 4,630 4.6% 2004 17,654 5,219 4.0% DATA SOURCES: (1) College of Business Administration, University of Florida - Bureau of Economic and Business Research. (2) Figures represent grades K-9 in public schools. Source - Lake County School Board (3) Information available on countywide basis only. Data was obtained from the Florida Agency for Workforce Innovation, Labor Market Statistics, Local Area Unemployment Statistics Program, in cooperation with the U.S. Department of Labor, Burieau of Labor Statistics. CITY OF CLERMONT, FLORIDA PROPERTY VALUE, CONSTRUCTION AND BANK DEPOSITS LAST TEN FISCAL YEARS (1) (1) Commercial Residential Construction Construction Fiscal # of # of Year Units Value Units Value 1995 2 $450,000 19 $1,412,837 1996 17 6,735,881 157 10,386,535 1997 14 3,340,805 289 17,797,703 1998 13 24,686,500 333 21,414,385 1999 5 17,725,000 492 34,375,122 2000 11 22,396,000 711 58,829,964 2001 17 17,264,099 884 82,040,352 2002 39 52,342,866 829 77,470,156 2003 22 18,757,595 959 124,837,420 2004 24 14,271,550 1,155 158,457,544 DATA SOURCES: (1) City of Clermont zoning clearances. (2) Information available on countywide basis only. Data was obtained from the Federal Deposit Insurance Corporation (FDIC) (3) Taxable assessed valuation per Lake County Property Appraiser's form DR-422. (4) Non-taxable assessed valuation per Lake County Property Appraiser's office. F Assessed Taxable (2) Property Value Bank (3) (4) Deposits Taxable Nontaxable $1,718,591,000 $186,229,064 $56,910,019 1,776,670,000 205,855,141 58,399,561 2,035,941,000 213,141,778 65,771,140 2,421,416,000 247,468,178 75,608,647 2,563,111,000 291,644,380 82,258,004 2,793,537,000 356,980,751 88,776,967 3,011,000,000 450,515,205 105,296,517 3,158,000,000 571,227,645 128,221,920 3,411,000,000 720,137,462 166,209,240 3,613,000,000 915,513,742 238,373,202 m CITY OF CLERMONT, FLORIDA WATER AND SEWER CUSTOMER DATA LAST TEN FISCAL YEARS Annual Number of Customers Water Fiscal Water Sewer Usage Year Residential Commercial Residential Commercial (Gal) 1995 3136 392 1978 350 482,962,000 1996 3483 391 2334 358 630,763,000 1997 3987 439 2770 386 833,834,000 1998 4549 447 3099 388 1,087,078,000 1999 5009 490 3328 443 1,146,663,000 2000 5992 531 3928 458 1,394,359,000 2001 7303 579 5001 511 1,365,196,000 2002 8461 644 6243 581 1,299,701,000 2003 10529 723 7650 673 1,338,818,000 2004 12751 817 9217 767 1,655,203,000 Source: Water and Sewer Customer Data Reports as of September 30 CITY OF CLERMONT, FLORIDA PRINCIPAL TAXPAYERS Taxpayer South Lake Hospital, Inc. PO Box 562008 Orlando, FL 32856 Lennar Homes, Inc. North Florida Land Division 151 S Wymore Rd Ste 4000 Altamonte Springs, FL 32714 Target Corporation PO Box 9456 Minneapolis, MN 55440 Sundance Clermont LLC 5405 Cypress Center Dr Ste 320 Tampa, FL 33609 Clermont Center LTD 18205 Biscayne Blvd #2202 Aventura, FL 33160 Village at East Lake Ltd Partnership 300 East Lombard St Ste 1200 Baltimore, MD 21202 Lucas Clermont Limited Partnership 401 N Cattleman Rd Ste 108 Sarasota, FL 34232 John P Adams & Ann D Adams Family LP PO Box 1667 Winter Haven, FL 33880 Sprint -Florida Incorporated PO Box 12913 Shawnee Mission, KS 66212 Assessed Valuation as of January 1, 2004 $16,485,846 16,065,488 11,916,743 11,256,859 9,549,354 8,980,573 8,423,628 7,966,530 Chester C Fosgate Co 7,178,058 PO Box 568821 Orlando, FL 32856 TOTAL $109,722,947 Source: 2004 City of Clermont Tax Roll, prepared by the Lake County Property Appraiser's office. 84 Percentage of Tota I Assessed Valuation 1.80% 1.75% 1.30% 1.30% 1.23% 1.04% 0.98% 0.92% 0.87% 0.78% 11.98% CITY OF CLERMONT, FLORIDA MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2004 Date of Incorporation Present Charter Adopted Form of Government Number of Council Members Term of Office Mayor/Council Members City Manager Area of City Municipal Boundaries Miles of Streets Number of Streetlights Cemetery Fire Protection Number of Stations Number of Volunteer Firefighters Number of Part-time Firefighters Number of Full-time Firefighters Number of Fire Hydrants Police Protection Number of Stations Number of Sworn Personnel Education Number of Schools: Elementary Middle Number of Teachers Number of Students Municipal Water Department Number of Customers Average Daily Consumption Miles of Water Mains Wastewater and Sanitary Sewers Miles of Sanitary Sewer Lines Miles of Storm Sewer Lines 1916 1962 Council -Manager Five (5) Two Years (2) Appointed 11.58 square miles 97.00 1,106 1 3 34 6 18 1,500 2 34 3 2 338 5,219 13,568 4,534,803 gallons 92.94 41.15 9.53 R CITY OF CLERMONT, FLORIDA MISCELLANEOUS STATISTICAL DATA -CONTINUED Recreation and Culture Number of Parks Scenic Linear Trail Fishing Piers Number of Libraries City Employees Full -Time Part -Time SEPTEMBER 30, 2004 22 with 101.5 acres 3.5 miles 4 191 14 0 CITY OF CLERMONT, FLORIDA UTILITY REVENUE BOND COVERAGE - ALL UTILITY REVENUE BONDS LAST TEN FISCAL YEARS Total (1) Fiscal System Operating Year Revenues Expenses 1995 $1,569,180 $948,234 1996 1,997,673 1,038,809 1997 2,277,479 1,240,707 1998 2,641,987 1,514,280 1999 2,968,098 1,737,216 2000 3,832,369 2,122,938 2001 5,082,750 2,236,146 2002 5,473,607 2,952,556 2003 6,178,579 3,461,216 2004 7,546,012 4,339,959 (1) Excludes interest expense and depreciation. (2) Maximum debt service in any subsequent year is $1,304,315 87 (2) Debt Net Service Revenues Requirements Coverage $620,946 $326,420 1.90% 958,864 509,355 1.88% 1,036,772 708,660 1.46% 1,127,707 711,250 1.59% 1,230,882 726,858 1.69% 1,709,431 724,400 2.36% 2,846,604 932,127 3.05% 2,521,051 932,128 2.70% 2,717,363 1,007,128 2.70% 3,206,053 1,066,328 3.01 % :: This page intentionally left blank. CITY OF CLERMONT, FLORIDA LARGEST EMPLOYERS Employer South Lake Hospital Lake County School System Target City of Clermont Publix Home Depot CBS Builders Supply Inc. Westminister Care of Clermont Winn Dixie K Mart Number of Indust Emalgvees Health Care 815 Education 537 Retail 315 Municipality 205 Grocery 200 Retail 200 Construction Supplies 200 Retirement and Nursing 189 Grocery 125 Retail 100 5.81 CITY OF CLERMONT, FLORIDA SCHEDULE OF INSURANCE COVERAGES SEPTEMBER 30, 2004 Policy Expiration Type of Coverage & Insurer Number Date Liability Florida Municipal Liability FMIT 101 9/30/2004 Self Insurer's Program Workers Compensation Florida Municipal Self FMIT 101 9/30/2004 Insurers Fund Fire and Extended Coverage Florida Municipal Property FMIT 101 9/30/2004 Self -Insurers Program 0 Details Limits General Liability $100,000/Person Bodily Injury Liability $200,000/Occurrence Auto Liability Law Enforcement Liability Specific Excess Liability $1,500,000/Occurrence Public Officials Errors $1,500,000/Occurrence and Omissions Liability Finance Director -Bond $100,000 Public Employees Blanket Bond $5,000 Accidental Death-Police/Fire $50,000 Statutory Workers Compensation $100,000/500,000 per Schedule Blanket Building and Property $38,280,700 a This page intentionally left blank. MCDIRMIT /// DAVIS CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Honorable Mayor and City Council City of Clermont, Florida We have audited the basic financial statements of the City of Clermont, Florida, as of and for the year ended September 30, 2004, and have issued our report thereon dated January 21, 2005. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance - As part of obtaining reasonable assurance about whether the City of Clermont, Florida's basic financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. However, we noted certain immaterial instances of noncompliance that we have reported to management of the City of Clermont, Florida in a separate letter dated January 21, 2005. Internal Control Over Financial Reporting - In planning and performing our audit, we considered the City of Clermont, Florida's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the basic financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the basic financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to management of the City of Clermont, Florida in a separate letter dated January 21, 2005. MCDIRMIT DAVIS & COMPANY, LLC 605 E. ROBINSON STREET. SUITE 635 • ORLANDO, FLORIDA 32801 TELEPHONE 407-843-5406 • FAx 407-649-9339 • EMAIL: INFO tn�t MCDIRMITDAVIS.COM ME NIB ERS: PRIVATE COMPANIES PRACTICE SECTION • ANIERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS 92 This report is intended solely for the information and use of management, the City Council and the Auditor General of the State of Florida and is not intended to be, and should not be used by anyone other than these specified parties. i January 21, 2005 93