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Comprehensive Annual Financial Report - 2019-2020,(fc C L E. ANT -';; Choice of Champions COMPREHENSIVE ANNUAL FINANCIAL REPORT For Fiscal Year Ended September 50, 2020 City of Clermont, Florida k �1 CLERMONT -A600700hoice of Champions° Boating is a way of life for many Clermont residents. Special memories are made cruising along the pristine Clermont Chain of Lakes, soaking up the sun and admiring Clermont's beautiful hills on the horizon. When the city's new boat ramp opened in January 2020, boaters were delighted to have twice the launching pads, increased parking and added mooring slips. Valuable feedback from the community helped determine the best location at 140 East Ave., shifting motorized watercrafts away from those without motors. Several grants supported the project. The Clermont Boat Ramp's completion was another milestone in the city's Downtown -Waterfront Master Plan. www. ClermontFL.goy/MasterPlan CITY OF CLERMONT FLORIDA Comprehensive Annual Financial Report For The Year Ended September 30, 2020 C LEF (ON..Amlww� mm,00,T Choice of Champions' Prepared by: Finance Department City of Clermont, Clermont, Florida Table of Contents Page Introductory Section Letter of Transmittal 3 GFOA Certificate ofAchievementfor Excellence in Financial Reporting 8 Organization Chart 9 List of Elected and Appointed Officials 10 Financial Section Independent Auditor's Report 13 Management's Discussion and Analysis 17 Basic Financial Statements: Government -Wide Financial Statements: Statement of Net Position 29 Statement of Activities 30 Fund -Financial Statements: Balance Sheet- Governmental Funds 31 Statement of Revenues, Expenditures, and Changes in Fund Balance - Governmental Funds 32 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities 33 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - General Fund 34 Statement of Revenues, Expenditures, and Cahnges in Fund Balance - Budget and Actual - Infrastructure Special Revenue Fund 37 StatementofNetPosition - Proprietary Funds 38 Statement of Revenues, Expenses, and Changes in Fund Net Position - Proprietary Funds 41 Statement of Cash Flows - Proprietary Funds 42 Statementof Fiduciary Net Position - Fiduciary Funds 44 Statementof Changes in Fiduciary Net Position - Fiduciary Funds 45 Notes to the Financial Statements 49 Required Supplementary Information: Schedule of Changes in Net OPEB Liability and Related Ratios 85 Schedule of Changes in Net Pension Liability and Related Ratios - General Employees 86 Schedule of Changes in Net Pension Liability and Related Ratios - Police 87 Schedule of Changes in Net Pension Liability and Related Ratios - Fire 88 Schedule of Contributions and Investment Returns - General Employees 89 Schedule of Contributions and Investment Returns - Police 90 Schedule of Contributions and Investrnent Returns - Fire 91 Combining and Individual Fund Statements and Schedules: Major Governmental Funds Schedules of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Capital Projects Fund 96 Nonmajor Governmental Funds Combining Balance Sheet- Other Governmental Funds 98 Combining Statementof Revenues, Expenditures, and Changes in Fund Balance - Other Governmental Funds 100 City of Clermont, Clermont, Florida Table of Contents Page Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Recreation Impact Fee Special Revenue Fund 102 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Police Impact Fee Special Revenue Fund 103 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Fire Impact Fee Special Revenue Fund 104 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Building Services Special Revenue Fund 105 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Fire Inspection Special Revenue Fund 106 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Community Redevelopment Special Revenue Fund 107 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Cemetery Special Revenue Fund 108 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - Debt Service Fund 109 Fiduciary Funds Combining Statement of Fiduciary Net Position - Fiduciary Funds 111 Combining Statement of Changes in Fiduciary Net Position - Fiduciary Funds 112 Statistical Section Financial Trends: Net Position by Component 116 Changes in Net Position 118 Fund Balance - Governmental Funds 122 Changes in Fund Balances - Governmental Funds 124 Revenue Capacity: Governmental Activities Tax Revenues by Source 126 Assessed Value and Estimated Actual Value of Taxable Property 127 Property Tax Rates - Direct and Overlapping Governments 128 Principal Property Taxpayers 129 Property Tax Levies and Collections 130 Debt Capacity: Ratios of Outstanding Debt by Type 131 Direct and Overlapping Governmental Activities by Debt 132 Pledged -Revenue Coverage 133 Demographic and Economic Information: Demographic and Economic Statistics 138 Principal Employers 139 Principal Water Customers 140 Principal Sewer Customers 141 Operating Information: Full-time Equivalent City Government Employees by Function 142 Operating Indicators by Function 144 Capital Asset Statistics by Function 146 City of Clermont, Clermont, Florida Table of Contents Page Other Reports Independent Auditor's Reporton Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 151 Independent Auditor's Reporton Compliance for Each Major Federal Proram and Reporton Internal Control Over Compliance in Accordance with the Uniform Guidance Schedule of Expenditures of Federal Awards Notes to Schedule of Expenditures of Federal Awards Schedule of Findings and Questioned Costs Management Letter Independent Auditor's Report on Compliance with the Requirements of Section 218.415, Florida Statutes 153 155 156 157 158 160 INTRODUCTORY SECTION Page11 Page 12 BRIAN M. BULTHUIS CITY MANAGER DER C WON T Choice of Champions 352-241-7358 BBulthuis@Clermontfl.org December 20, 2021 Honorable Mayor Tim Murry, Council Members and Citizens of the City of Clermont, Florida Dear Mayor Murry, Council Members and the Citizens of the City of Clermont, Florida: We are pleased to present the Annual Comprehensive Financial Report (ACFR) of the City of Clermont, Florida, for the fiscal year ended September 30, 2020. State law requires that every general-purpose local government publish each fiscal year a complete set of audited financial statements. This report is published to fulfill that requirement for the fiscal year ended September 30, 2020. Management assumes full responsibility for the completeness and reliability of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Clermont has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft or misuse and to compile sufficient reliable information for the preparation of the City of Clermont's financial statements in conformity with Generally Accepted Accounting Principles in the United States of America (GAAP). Because the cost of internal controls should not exceed anticipated benefits, the City of Clermont's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Clermont's financial statements have been audited by McDirmit Davis & Company, LLC; a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of Clermont for the fiscal year ended September 30, 2020 are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unmodified opinion that the City of Clermont's financial statements for the fiscal year ended September 30, 2020 are fairly presented in conformity with GAAP. The independent auditor's report is presented as the first component of the financial section of this report. Management Discussion and Analysis (MD&A) immediately follows the independent auditor's report and provides narrative introduction, overview and analysis of the basic financial statements. The MD&A provides "financial highlights" and interprets the financial reports by analyzing trends and by explaining changes, fluctuations and variances in the financial data. In addition, the MD&A is intended to disclose 685 W. Montrose Street Clermont, FL 34711 www.ClermontFL.gov Page 13 any known significant events or decisions that affect the financial condition of the City. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. Profile of the City of Clermont The City was founded in 1884 and incorporated in 1916. The City currently has a land area of 19.1 square miles and a population of approximately 44,301. The City is located in south Lake County, approximately 22 miles west of the City of Orlando and about 25 miles northwest of Walt Disney World. Clermont, known as "Choice of Champions"', is truly the crossroads of Florida, at the intersection of State Road 50, which runs east and west across the state, and U.S. Highway 27, which runs north and south through the center of the state. Clermont is on a chain of 15 lakes connected by the winding Palatlakaha River in the Ocklawaha Basin of tributaries of the St. Johns River, the only river system in the United States that flows north. The lakes offer residents the opportunity for excellent fishing, boating, swimming and other water sports, including competitive rowing, skiing and wakeboarding offered by world -class instructional schools. The City of Clermont is known for its scenic beauty, relaxed lifestyle, recreational facilities and temperate climate. Residents have a wide variety of housing and property -ownership opportunities, including lakefront and lake -access property, golf -course communities, homes in existing neighborhoods, residential retirement communities and new subdivisions. The City of Clermont provides a full range of services as directed by its charter. These include police and fire protection, street and sidewalk maintenance, planning and development, code enforcement, recreational facilities and programs, cemetery and general administrative functions. The City also provides potable water, wastewater collection and treatment, reclaimed water production and distribution, stormwater treatment, solid waste collection and recycling services. The City operates according to a Council/Manager form of government, with an appointed City Manager, four elected City Council members and an elected Mayor. The governing body has legislative responsibilities, including setting policy, passing ordinances, adopting the budget, appointing committees and hiring the City Manager. The City Manager is responsible for carrying out the policies and ordinances of the governing body, overseeing the day-to-day operations of the government and hiring the directors of the various departments. The annual budget serves as the foundation for the City of Clermont's financial planning and control. All departments of the City of Clermont are required to submit requests for appropriations to the City Manager. The City Manager then uses these requests as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the Council for review. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than September 30, the close of the City of Clermont's fiscal year. The appropriated budget is prepared by fund (e.g. general fund), and department (e.g. police department). The City Manager may make transfers of appropriations within departments; however, any revisions that alter the total appropriations of a department must be approved by City Council. Original and final amended budget -to -actual comparisons are provided in this report for each individual governmental fund. The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of Clermont operates. 685 W. Montrose Street Clermont, FL 34711 www.ClermontFL.gov Page14 Local Economy The City of Clermont is essentially residential in character and its economy is centered in retail, real estate, personal services and healthcare. During the last 5 years, Clermont's population has increased by 9,634 residents or 27.79%. Clermont's economic factors for FY 2020 indicated impacts from the pandemic in both unemployment and per capita personal income levels. The per capita personal income levels have increased $598 or 2.02% over the last 5 years, however there was a 6.4% decline in this area compared to 2019. The City's unemployment rate also has increased from 4.4% to 6.7% over the last 5 years, this rate continues to be below the county, state and national averages. Both of these areas have been impacted by the pandemic. Educational institutions in Clermont, such as Lake -Sumter State College, St. Leo University and the University of Central Florida, assist in supplying a skilled labor force. One of the highlighted areas of change has been the increase in property values; this year had a 9.33% increase in taxable property values. Primarily due to this increase in property values, Clermont's property tax-millage rate of 4.2061 continues to be among the lowest of other comparable cities in the Central Florida region. The cost of living for the region is below the national average. There is no personal income tax, either locally or statewide. Sales tax, currently at 7%, is not charged on food or medicine. One cent of the sales tax charged within the county is limited to $50 per transaction (1% of $5,000). As discussed in the MD&A, this additional penny sales tax must be used for infrastructure including roads, buildings, land, land improvements and certain equipment. Long-term Financial Planning The City uses an extensive water and sewer master plan to manage growth in the water and sewer utility systems. The plan outlines water and sewer line size requirements for planned development with rough cost estimates. The plan also has benchmarks for plant expansions and additional well requirements. The Clermont City Council and management, through careful short- and long-range planning and sound management practices, are committed to budgeting and managing all resources in the most cost- effective manner. The City adopts a Five -Year Capital Plan as part of the annual budget process. The Capital Plan is a multi -year prioritized schedule that identifies future capital outlay by the year it is intended to be purchased or commenced, the amount to be spent per year, and the funding source. Relevant Financial Policies The City regularly reviews revenues and expenditures throughout the fiscal year. Quarterly budget reports are prepared and presented to the City Council. The reports show budget -to -actual for the city's top 10 revenues, total fund revenues, total fund expenditures, departmental expenditures and various department performance indicators. Through this process, if actual revenues are expected to fall short of the budgeted amount, expenditures are reduced to ensure that a shortage of funds or a significant use of fund balance does not occur. 685 W. Montrose Street Clermont, FL 34711 www.ClermontFL.gov Page 15 Major Initiatives The completion of several capital projects included in the award -winning Downtown Waterfront Master Plan continues to be the major emphasis of the City. The Master Plan offers an exciting view of the future of Clermont and how to protect the very charms that have drawn hundreds of thousands to this internationally recognized city that is one of the nation's top places to live, as well as a training ground for the world's elite athletes. The following capital projects are included in the Master Plan and are expected to be completed within the next two years. The listed projects below are being funded primarily from several grants and a loan. It is important to note that no General Fund reserves are being used to fund the construction of these projects. The Downtown Waterfront District area includes Montrose Street, Minneola Street and Osceola Street between 7th and 8t" streets. The proposed improvements consist of streetscapes, landscaping, bathrooms, lighting, upgrades for event lighting and music, banners and beautification. A focal point will be created at City Hall Park to anchor downtown visitors, creating a destination and meeting point in the heart of downtown Clermont. In addition, the city plans to demarcate the halfway point of the Coast -to -Coast Trail. Phase one of the project is under construction with expected completion in 2021. Phase two design is underway with construction starting in 2021 and phase three design beginning shortly after. The total project is anticipated to cost approximately $14 million. • The Public Services Facility Relocation project involves the expansion and relocation of the existing antiquated facility. The new facility is proposed to be relocated to the Hancock Road corridor, an area that will allow for a larger, more centralized Public Services Facility. The land acquisition has been completed and is currently in the final design phase with bidding and construction to follow. The project is anticipated to cost approximately $12 million. In addition to the Master Plan projects there is a major Utility Projects underway. The Wastewater Treatment Facility Expansion project is required in order to meet the increased demand generated within the service area. The project is currently in the design phase to take the facility from the existing permitted capacity of 4 MGD to 6.5 MGD with the design portion anticipated to be complete in early 2022 followed by construction starting during the summer of 2022. This project will not only allow the facility to maintain regulatory compliance, it will also allow the City to continue the history of responsibly utilizing water resources by expanding the volume of effluent that can be produced for public access reuse. This project has an estimated cost of $32 million. Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Clermont for its comprehensive annual financial report for the fiscal year ended September 30, 2019. This was the 32nd consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. 685 W. Montrose Street Clermont, FL 34711 www.ClermontFL.gov Page16 A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Credit must be given to the Mayor and the City Council for their support in maintaining the highest standards of professionalism in the management of the City of Clermont's finances. The preparation of this report would not have been possible without the efficient and dedicated services of the staff in the City Manager's Office and Finance Department. We would like to express our appreciation to all members of these departments who assisted and contributed to the preparation of this report. Respectfully submitted, Brian M. Bulthuis City Manager NA6 r,/ Pamela M. Brosonski Finance Director 685 W. Montrose Street i Clermont, FL 34711 www.ClermontFL.gov Page17 Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Clermont Florida For its Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2019 Executive Director/CEO Page18 Citizens Clermont City Council City Attorney City Manager Economic Development Building City Cl Finance re Human esourcE Committees Parks and Recreation Planning an Developmei Police Public Service Public Information Information Technology Procuremen k Services City of Clermont, Florida List of Elected and Appointed Officials For the Fiscal Year Ended September 30, 2020 Elected Officials Gail L. Ash Mayor Diane Travis Mayor Pro- Tem Timothy Bates Council Member Appointed Officials Darren S. Gray City Manager Susan Dauderis Assistant City Manager Dan Mantzaris City Attorney Tracy Ackroyd Howe City Clerk Kathryn Deen Communications Director Lisa Widican Building Services Director Curt Henschel Planning & Development Services Director Pam Bronsonski Finance Director Jim Purvis Council Member Vacant Council Member David Ezell Fire Chief Nadine Ohlinger Human Resources Director Don Dennis Information Technology Director Scott Davidoff Parks and Recreation Director Charles Broadway Police Chief Stoney Brunson Public Services Director Freddy Suarez Purchasing Director Page110 FINANCIAL SECTION Page111 Page112 McDirmit Davis INDEPENDENT AUDITOR'S REPORT Honorable Mayor and City Council City of Clermont, Florida 934 North Magnolia Avenue, Suite 100 Orlando, Florida 32803 407-843-5406 www.mcdirmitdavis.com Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of Clermont, Florida, as of and for the year ended September 30, 2020, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements City of Clermont's management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of City of Clermont, as of September 30, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the General Fund, and Infrastructure Special Revenue Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. the trusted partner Page113 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, the pension and other postemployment benefits disclosures on page 17 through 26 and 85 through 91 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise City of Clermont's basic financial statements. The introductory section, combining and individual fund financial statements and schedules, statistical section and the Schedule of Expenditures of Federal Awards (the Schedule) as required by the audit requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), are presented for purposes of additional analysis and are not a required part of the financial statements. The combining and individual nonmajor fund financial statements and schedules, and the Schedule are the responsibility of management and were derived from and related directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued a report dated December 20, 2021 on our consideration of City of Clermont's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City of Clermont's internal control over financial reporting and compliance. Orlando, FL December 20, 2021 Page114 MANAGEMENT'S DISCUSSION AND ANALYSIS Page115 Page116 City of Clermont, Clermont, Florida Management's Discussion and Analysis As management of the City of Clermont, Florida we offer readers of the City of Clermont's (the City) financial statements this narrative overview and analysis of the financial activities of the City of Clermont for the fiscal year ended September 30, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 3 through 7 of this report. Financial Highlights • The City of Clermont's assets and deferred outflows of resources exceeded its liabilities and deferred inflows at September 30, 2020 by $201,631,825 (net position). Of this amount, $52,602,444 (unrestricted net position) may be used to meet the City's ongoing obligations to citizens and creditors. • The City's total net position increased by $12,177,327 (or 6%) during fiscal year 2020 primarily due to an increase in total revenues, specifically, charges for services, property taxes, as well as an increase in capital assets. • At September 30, 2020, the City of Clermont's governmental funds reported combined ending fund balances of $39,397,411 an increase of $2,625,885 from the previous fiscal year. Of this amount $7,859,532 (unassigned fund balance) is available for spending at the government's discretion. • The General Fund, the City's primary operating fund, reported an unassigned fund balance of $7,859,532, which represents 25.1 % of total General Fund expenditures. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Clermont's basic financial statements. The City's basic financial statements are comprised of three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide financial statements The government -wide financial statements are designed to provide readers with a broad overview of the City of Clermont's financial position, in a manner similar to a private -sector business. They include a Statement of Net Position and a Statement of Activities. These statements appear on pages 29 and 30 of the report. The Statement of Net Position presents information on all of the City's assets and liabilities and deferred inflows/outflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City of Clermont that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of Clermont include general government, public safety, physical environment, transportation, economic environment, and culture and recreation. The business -type activities of the City of Clermont include water, sewer, sanitation, and stormwater utilities. The government -wide financial statements include only the City of Clermont itself (known as the primary government) and one blended component unit (The City of Clermont Community Redevelopment Trust Fund). Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Clermont, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the City of Clermont can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Page117 City of Clermont, Clermont, Florida Management's Discussion and Analysis Governmental Funds Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near - term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Clermont maintains eleven individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund, Capital Projects Fund, and Infrastructure Fund, which are considered to be major funds. Data from the other eight governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City of Clermont adopts an annual appropriated budget for all of its governmental funds. Budgetary comparison statements have been provided for the General Fund (pages 34 - 35), and the Infrastructure Fund (page 37) to demonstrate compliance with budgets. Other major and nonmajor funds comparisons can be found beginning on page 96. The basic governmental fund financial statements can be found on pages 31 - 37 of this report. Proprietary Funds The City of Clermont maintains two types of proprietary funds: enterprise and internal service, which can be found on pages 38 - 43 of this report. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City of Clermont uses enterprise funds to account for water, sewer, sanitation and stormwater utilities. Internal service funds are an accounting tool used to accumulate and allocate costs internally among various functions. The City utilizes an internal service fund for its health insurance. Because services accounted for in the internal service fund predominately benefit governmental rather than business -type functions, it has been included within the governmental activities in the government -wide financial statements. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for water, sewer, sanitation, and stormwater which are all considered to be major funds. Fiduciary Funds Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statements because the resources of those funds are not available to support the City of Clermont's own programs. The accounting used for fiduciary funds is much like that used for the proprietary funds. The basic fiduciary fund financial statements can be found on pages 44 - 45 of this report. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to financial statements can be found on pages 49 - 81 of this report. Other Information. The combining statements referred to earlier in connection with other governmental and proprietary funds are presented immediately following the notes to the financial statements. Combining and individual fund statements and schedules can be found on pages 96 - 112 of this report. Page118 City of Clermont, Clermont, Florida Management's Discussion and Analysis Government -Wide Financial Analysis The following is a summary of the City's net position for governmental and business -type activities for the current year as compared to the prior year. For more detail see the Statement of Net Position. Net Position Governmental Activities Business -type Activities Total 2019-20 2018-19 2019.20 2018-19 2019-20 2018.19 Assets: Current and other assets $48,259,851 $43,859,992 $ 59,233,295 $ 54,296,455 $107,493,146 $ 98,156,447 Capital assets 73,844,788 72,264,370 82,418,678 81,276,454 156,263,466 153,540,824 Total assets 122,104,639 116,124,362 141,651,973 135,572,909 263,756,612 251,697,271 Deferred Outflows of Resources: Deferred outflow of pension and OPEB earnings 5,838,788 7,210,014 544,970 643,035 6,383,758 7,853,049 Deferred charge of refunding - - 806,851 951,891 806,851 951,891 Total deferred outflows of resources 5,838,788 7,210,014 1,351,821 1,594,926 7,190,609 8,804,940 Liabilities: Long-term liabilities outstanding 40,889,219 42,323,904 19,750,335 20,714,765 60,639,554 63,038,669 Other liabilities 3,469,782 3,777,447 1,927,617 1,586,464 5,397,399 5,363,911 Total liabilities 44,359,001 46,101,351 21,677,952 22,301,229 66,036,953 68,402,580 Deferred Inflow of Resources: Deferred inflow of pension and OPEB earnings 3,185,495 2,531,261 92,948 113,872 3,278,443 2,645,133 Net investment in capital assets 44,045,257 40,317,634 68,309,917 66,103,888 112,355,174 106,421,522 Restricted 12,479,307 9,588,877 24,194,900 20,362,482 36,674,207 29,951,359 Unrestricted 23,874,367 24,795,253 28,728,077 28,286,364 52,602,444 53,081,617 Total net position $ 80,398,931 $ 74,701,764 $121,232,894 $114,752,734 $ 201,631,825 $189,454,498 The City's total net position at September 30, 2020 was $201,631,825.Of the City's total net position $112,355,174 (55.7%) reflects its investment in capital assets (e.g., land, buildings, improvements, infrastructure and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Clermont's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's total net position, $36,674,207 (18.2%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of the City's total net position, $52,602,444 (26.1%) is unrestricted. These assets may be used at the City's discretion in meeting its ongoing obligations to citizens and creditors. The City's net position increased by $12,177,327 during the current fiscal year. Major components of this increase are discussed in the Governmental and Business -Type Activities sections to follow. Restricted reserves represent the accumulation of impact fee funds for upcoming and ongoing capital projects. The following is a summary of the City's governmental and business -type activities for fiscal year 2019-20, including revenues and expenses, with a comparison to the prior year. For more detail see the Statement of Activities. Page119 City of Clermont, Clermont, Florida Management's Discussion and Analysis Changes in Net Position Governmental Activities Business -type Activities Total 2019-20 2018-19 2019.20 2018.19 2019-20 2018-19 Revenues: Program revenues - Charges forservices $ 7,319,562 $ 6,984,137 $ 20,461,143 $ 18,719,668 $ 27,780,705 $ 25,703,805 Operating grants and contributions 3,307,146 2,061,400 583 47,346 3,307,729 2,108,746 Capital grants and contributions 625,000 625,000 6,574,550 4,691,099 7,199,550 5,316,099 General revenues - Property Taxes 13,089,628 11,944,977 - 13,089,628 11,944,977 Business Taxes 161,849 157,103 161,849 157,103 Franchise Fees 3,202,523 3,142,014 3,202,523 3,142,014 Utility Taxes 4,201,714 3,872,099 4,201,714 3,872,099 Intergovernmental 8,403,161 8,138,703 8,403,161 8,138,703 Investment income andmisoellaneous 1,255,270 1,441,891 953,526 1,294,462 2,208,796 2,736,353 Gain on sale of capital assets 193,446 28,679 150,266 28,679 343,712 Total revenues 41,565,853 38,560,770 28,018,481 24,902,841 69,584,334 63,463,611 Expenses: General government 5,677,795 5,023,225 5,677,795 5,023,225 Public safety 22,732,773 22,103,605 22,732,773 22,103,605 Physical environment 2,470,157 863,346 2,470,157 863,346 Transportation 1,843,193 2,387,307 1,843,193 2,387,307 Economic environment 846,818 532,152 846,818 532,152 Culture and recreation 3,722,518 5,954,052 3,722,518 5,954,052 Interest on long-term debt 752,672 835,497 752,672 835,497 Water 6,424,688 6,215,346 6,424,688 6,215,346 Sewer 7,741,759 7,372,654 7,741,759 7,372,654 Sanitation 3,293,726 3,026,816 3,293,726 3,026,816 Stormwater 1,900,908 1,613,761 1,900,908 1,613,761 Total expenses 38,045,926 37,699,184 19,361,081 18,228,577 57,407,007 55,927,761 Increase (Decrease) in Net Position Before Transfers 3,519,927 861,586 8,657,400 6,674,264 12,177,327 7,535,850 Transfers 2,177,240 2,106,377 (2,177,240) (2,106,377) Increase in Net Position 5,697,167 2,967,963 6,480,160 4,567,887 12,177,327 7,535,850 Net Position - Beginning 74,701,764 71,733,801 114,752,734 110,184,847 189,454,498 181,918,648 NetPosition- Ending $80,398,931 $74,701,764 $121,232,894 $114,752,734 $201,631,825 $189,454,498 Governmental Activities Governmental activities increased the City of Clermont's net position by $5,697,167. This change is primarily due to increased general government revenues, as well as a decrease in culture and recreation expenses. The following graph is a comparison of program revenues and program expenses for all governmental activities. This chart is intended to give the reader an idea of the degree to which governmental activities are self-supporting. Page120 City of Clermont, Clermont, Florida Management's Discussion and Analysis $25,000,000 $20,000,000 $15,000,000 $10,000,000 $5,000,000 $0 Expenses and Program Revenues - Governmental Activities General government Public Safety Transpertation/ppbll, Works &recreation Physic,,,environmeInterest nt and Other n 1 ong term debt The following pie chart illustrates the composition of governmental activities revenue and its percent in relation to total governmental activities revenues. Revenues by Source - Governmental Activities ■ Intergovernmental ■ Charges for services Operating grants and contributions ■ Investment income and miscellaneous ■ Other taxes Capital grants and contributions Property taxes Property taxes, 31 Capital grants and contributions, 1.5% Other taxes, 18.2 Intergovernmental, 20.2% iarges for services, 17.6 % Investment income and Operating grants and miscellaneous, 3.0% contributions, 8.0% Business -Type Activities Business -type activities increased the City of Clermont's net position by $6,480,160. This change is primarily due to increased revenue from services, and capital contributions of water and sewer impact fees paid by developers. Page121 City of Clermont, Clermont, Florida Management's Discussion and Analysis The following graph is a comparison of program revenues and program expenses for all business -type activities. This chart is intended to give the reader an idea of the degree to which business -type activities are self-supporting. $14, 000, 000 $12,000,000 $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 $0 Expenses and Program Revenues - Business Type Activities Water Sewer Sanitation Stormwater The following pie chart illustrates the composition of business -type activities revenue and its percent in relation to total business -type activities revenues. Revenues by Source - Business Activities ■ Investment income and miscellaneous ■ Operating grants and contributions ❑ Charges for Services ■ Capital Grants and Contributions Capital Grants and )utions, 23.5% Investment income and miscellaneous , 3.4% Operating grants and contributions, 0.0% Charges foi 73. ,u Page122 City of Clermont, Clermont, Florida Management's Discussion and Analysis Financial Analysis of the City's Funds As noted earlier, the City of Clermont uses fund accounting to ensure and demonstrate compliance with finance -related requirements. Governmental Funds. The focus of the City's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Clermont's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of September 30, 2020, the City of Clermont's governmental funds reported combined ending fund balances of $39,397,411 an increase of $2,625,885 in comparison with the prior year. This increase is primarily due to receiving grant CARES funds from Lake County as a result of the pandemic that are part of a spending plan for 2021 and additional collection of impact fees tied to new development in the City. Of the governmental funds combined ending fund balances, $7,859,532 (20%) represents unassigned fund balance, which is available for spending at the City's discretion. An additional $18,702,447 (assigned fund balance) has been set aside for planned master plan project expenditures and the use of CARES funds in 2021. Restricted fund balances totaling over $12.4 million include funds required for debt service, as well as funds collected for specific purposes such as impact fees and community redevelopment. The remainder of fund balance is nonspendable ($365,331) to indicate that it is not available for spending because it has already been committed for prepaids and inventories. The General Fund is the chief operating fund of the City of Clermont. As of September 30, 2020, the fund balance in the General Fund was $11,801,460 an increase of $3,113,383 primarily from an increase in revenues; intergovernmental, property taxes and utility taxes all surpassed the 2019 amounts. The change in fund balance was more than the anticipated amount of the original budget by $3,113,383 and $3,526,936 more than the revised budget. Revenues were more than budgeted by $1,994,896, due to increases in intergovernmental, this was due to the CARES Act grant funds received from Lake County to assist with pandemic related expenses.. Departmental expenditures came in less than anticipated resulting in no use of reserves in 2020. Of the total fund balance in the General Fund, $7,859,532 (66.6%) is unassigned fund balance. As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 25.1 % of total General Fund expenditures, while total fund balance represents 37.7% of that same amount. The City has a Capital Projects Fund that is considered a major fund under criteria set forth by GASB Statement No. 34. This fund is used to account for the acquisition of capital assets or construction of major capital projects not being financed by proprietary funds. Funds have been accumulated so projects can be completed on a pay-as-you-go basis. The fund balance in this fund decreased by $3,224,396 in fiscal year 2020, primarily due to spending of proceeds from the Master Plan Capital Projects Revenue Note. The City has an Infrastructure Fund that is considered a major fund under criteria set forth by GASB Statement No. 34. This fund was established to account for the proceeds of the Local Government Infrastructure Surtax. The proceeds and interest accrued thereto, by law are only to be used to finance, plan and construct infrastructure. The fund balance in this fund increased by $1,129,144 in fiscal year 2020 primarily due to the delay in road resurfacing projects and acquisition of vehicles and other equipment due to the pandemic. The remainder of the change of $1,607,754 to the governmental fund balance was from the non -major governmental funds. Recreation, Police and Fire Impact Fee fund balances combined for an increase of $1,639,176 in fiscal year 2020 primarily due to the collection of impact fees on new development within the City. The Building Services fund balance decreased $111,553 due to revenues exceeding expenditures. The fund balances in the remaining nonmajor funds increased a total of $80,131 due to an increase in both the cemetery and debt service funds. Page123 City of Clermont, Clermont, Florida Management's Discussion and Analysis Proprietary Funds Proprietary funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. The City's major proprietary funds are water, sewer, sanitation and stormwater. The Water Fund accounts for the provision of potable water and reclaimed irrigation services to City and non -City residents. All activities necessary to the provision of these services are accounted for in this fund, including, but not limited to administration, plant and line maintenance. As of September 30, 2020, the City of Clermont's Water Fund reported total net position of $44,467,739, an increase of $2,162,690 in comparison with the prior year. This increase in net position was due to operating income and non -operating incomes as well as the capital contributions of water impact fees on new development in the City. The Sewer Fund accounts for the provision of sewer services to City and non -City residents. All activities necessary to the provision of these services are accounted for in this fund, including, but not limited to administration, plant and line maintenance. As of September 30, 2020, the City of Clermont's Sewer Fund reported total net position of $63,128,458, an increase of $4,255,500 in comparison with the prior year. This increase in net position was primarily due to the capital contributions of sewer impact fees on new development in the City. The Sanitation Fund accounts for the provision of garbage and trash collection, recycling, and composting services to City residents. All activities necessary to the provision of these services are accounted for in this fund. As of September 30, 2020, the City of Clermont's Sanitation Fund reported total net position of $6,303,135, an increase of $430,943 in comparison with the prior year. This increase in net position is due to net operating income. The Stormwater Fund accounts for the management of the City's stormwater drainage system. All activities necessary to the provision of these services are accounted for in this fund. As of September 30, 2020, the City of Clermont's Stormwater Fund reported total net position of $7,382,158, a decrease of $147,108 in comparison with the prior year. The decrease in net position is primarily due to increased costs for personnel and other operating expenditures. General Fund Budgetary Highlights During the year, there was a $779,136 increase in appropriations between the original and final amended budget. Significant components of the increase are as follows: • $252,083 Economic Development's Wellness Way consulting services • $185,230 Police officers' and sergeants' MOU wage agreement • $160,143 various departments' revised pay and classification schedule changes • $71,511 Police forfeiture expenditures • $42,730 Fire purchase new vehicle for Fire Chief In addition, General Fund budgeted revenues increased by $365,588 between the original and final budget. Significant components of the increase are as follows: • $100,833 partial reimbursements from Lake County for Wellness Way $170,331 increased State Revenue Sharing estimates • $65,190 increase in Police forfeiture revenues as related to the above mentioned appropriation increase. Considering the above noted increases in General Fund budgeted appropriations, actual expenditures were less than budgeted by $1,255,619. Page124 City of Clermont, Clermont, Florida Management's Discussion and Analysis Capital Assets The following is a summary of the City of Clermont's capital assets, net of depreciation for governmental and business -type activities for the current year with a comparison to the prior year. Additional information on the City of Clermont's capital assets can be found in Note 6 of this report. Land Buildings Infrastructure Machinery and Equipmen Intangibles Construction in Progress Total Capital Assets (net of depreciation) Governmental Activities Business -type Activities 2019-20 2018-19 2019-20 2018-19 $ 25,345,300 $ 25,308,076 19,052,904 19,593,711 17,444,678 15,556,191 t 6,340,602 7,318,348 92,403 51,557 5,568,901 4,436,487 $ 1,511,807 $ 1,511,807 873,451 911,058 67,425,101 70,741,991 5,166,510 4,245,300 188,435 228,334 7,253,374 3,637,964 Total 2019-20 2018-19 $ 26,857,107 $ 26,819,883 19,926,355 20,504,769 84,869,779 86,298,182 11,507,112 11,563,648 280,838 279,891 12,822,275 8,074,451 $ 73,844,788 $ 72,264,370 $ 82,418,678 $ 81,276,454 $156,263,466 $153,540,824 The City of Clermont's investment in capital assets for its governmental and business -type activities as of September 30, 2020, amounts to $156,263,466 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements/infrastructure, machinery and equipment and intangibles. The total change in the City's investment in capital assets for the current fiscal year was $2,722,642. Following are the significant capital asset events that occurred during the current fiscal year: • Completion of Boat Ramp/Restrooms, $499,835 was added and prior year's Construction in Progress in the amount of $2,327,349 was moved to Infrastructure for a total project cost of $2,827,184. • Completion of Kehlor Recreation Center, $85,414 was added and prior year's Construction in Progress in the amount of $396,659 was moved to Building for a total project cost of $482,073. • Completion of Boat Ramp Water, Sewer and Stormwater Systems, $80,017 was added and prior year's Construction in Progress in the amount of $155,277 was moved to Infrastructure for a total project cost of $235,294. • Completion of Public Wi-Fi project with prior year's Construction in Progress moved to Infrastructure for a total project cost of $217,699. • Completion of Heritage Hills and Barbados Loop Sewer Force Mains, $139,267 was added and prior year's Construction in Progress in the amount of $226,730 was moved to Infrastructure for a total project cost of $365,997. • Completion of Sewer Filters Project, $177,835 was added and prior year's Construction in Progress in the amount of $238,553 was moved to Infrastructure for a total project cost of $416,388. • Purchase of 3 Sanitation vehicles for a total of $893,137. • Purchase of 3 Sewer portable generator/trailers for $350,112. • Purchase of 5 vehicles for a total of $158,789 (2 for Fire). • Purchase of 2 Sewer diesel generators for $127,661. • Purchase of Sewer SCADA System of $97,530. • Purchase 58 laptops/desktops/tough-books for $91,782 (13 for Fire and 10 for Police) • Upgrading Sewer radio system costing $75,000. • Purchase a Sewer Genie Boom Lift for $51,000. Page125 City of Clermont, Clermont, Florida Management's Discussion and Analysis Construction in progress as of September 30, 2020 includes the following projects: City Fiber Optic Network, Boathouse Improvements, Fire Hawk Boathouse, Fire Station #2 expansion, Meet us in the Middle, Streetscapes & Montrose Street Improvements, Artwalk, Lake Hiawatha Pier Replacement, Public Works Hancock Facility, John's Lake Water Main Replacement, West Side Water Loop, Sunburst Barrier Wall, CDBG Disston to School, Asset Management Software, Utility Extensions (South Sector, 12th St & W Desoto, Juniata & West Street), John's Lake Rd Reuse, Utility Master Plan Updates, Manhole & Lift Station Upgrades and Pump Replacements, Security Upgrades, SCADA, Lower Floridan Well, Rib Rerate and Stormwater Master Plan for Lake Minnehaha. Debt Administration The following is a summary of the City's long-term debt for governmental and business -type activity for the current year with a comparison to the prior year. Additional information on long-term debt can be found in Note 8 of this report. Outstanding Debt Governmental Activities 2019-20 2018-19 Revenue bonds payable $ - $ - Notes payable 29,045,267 31,108,991 Capital leases 754,264 837,745 Business -type Activities 2019-20 2018-19 $ 10,634,000 $ 11,462,000 5,620,934 5,979,845 Total 2019-20 2018-19 $ 10,634,000 $ 11,462,000 34,666,201 37,088,836 754,264 837,745 Total $ 29,799,531 $ 31,946,736 $ 16,254,934 $ 17,441,845 $ 46,054,465 $ 49,388,581 As of September 30, 2020, total outstanding debt was $46,054,465, which includes both revenue bonds payable and notes payable. The outstanding debt amount decreased $3,334,116 over the previous year. Next Year's Budgets and Rates The fiscal year 2021 budget was approved and required the use of $1,880,139 in reserves to balance the General Fund budget while maintaining the same property tax millage for the sixth consecutive year. Clermont's 4.2601 millage continues to be one of the lowest of comparable cities in the region. Property values continued to increase in fiscal year 2021 in the amount of 10.18% due to commercial and residential growth in the City. Pursuant to a utility rate study performed by a private consulting firm, the Clermont City Council adopted a resolution in December 2017 that provided for an increase to stormwater rates in January 2018. This resolution also provided for inflation based increases to the water, sewer, stormwater, and sanitation rates every October 1st, starting October 1, 2018. The increase is based on the Florida Public Service Commission Annual Deflator Index and are necessary, primarily to provide funding for the future planned capital projects. The 2021 budget includes these rate increases in the Proprietary Funds. Requests for Information This financial report is designed to provide a general overview of the City of Clermont's finances for all those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Finance Director, City of Clermont, P.O. Box 120219, Clermont, Florida 34712. Page126 BASIC FINANCIAL STATEMENTS Page127 Page128 City of Clermont, Florida Statement of Net Position September 30, 2020 Primary Government Governmental Business -type Activities Activities Total Assets: Cash and cash equivalents $ 9,930,142 $ 20,483,484 $ 30,413,626 Investments 18,338,519 19,551,624 37,890,143 Receivables, net 1,014,908 996,786 2,011,694 Inventories 14,430 7,888 22,318 Due from other governments 2,721,398 - 2,721,398 Internal balances (348,531) 348,531 - Prepaid costs 355,504 180,963 536,467 Restricted assets: Cash and cash equivalents - 1,847,149 1,847,149 Investments 11,819,727 15,761,047 27,580,774 Interest receivable 27,592 55,823 83,415 Net pension asset 4,386,162 - 4,386,162 Capital assets not being depreciated 30,914,201 8,765,181 39,679,382 Capital assets being depreciated, net of accumulated depreciation 42,930,587 73,653,497 116,584,084 Total assets 122,104,639 141,651,973 263,756,612 Deferred Outflows of Resources: Deferred outflow of pension earnings 4,048,078 - 4,048,078 Deferred outflow related to OPEB 1,790,710 544,970 2,335,680 Deferred charge on refunding - 806,851 806,851 Total deferred outflows of resources 5,838,788 1,351,821 7,190,609 Liabilities: Accounts payable and accrued expenses 3,454,464 1,927,617 5,382,081 Unearned revenue 15,318 - 15,318 Noncurrent liabilities: Due within one year 2,354,927 1,268,424 3,623,351 Due in more than one year 38,534,292 18,481,911 57,016,203 Total liabilities 44,359,001 21,677,952 66,036,953 Deferred Inflows of Resources: Deferred inflow of pension earnings 2,887,252 - 2,887,252 Deferred inflow related to OPEB 298,243 92,948 391,191 Total deferred inflows of resources 3,185,495 92,948 3,278,443 Net Position: Net investment in capital assets 44,045,257 68,309,917 112,355,174 Restricted for: Capital Improvements - 24,194,900 24,194,900 Community redevelopment 471,896 - 471,896 Public safety 2,713,199 2,713,199 Culture and recreation 2,264,294 2,264,294 Infrastructure 1,922,956 1,922,956 Debt service 1,807,978 1,807,978 Building services 1,842,892 1,842,892 Transportation 24,742 24,742 Cemetery 1,431,350 - 1,431,350 Unrestricted 23,874,367 28,728,077 52,602,444 Total net position $ 80,398,931 $ 121,232,894 $ 201,631,825 The accompanying Notes to Financial Statements are an integral part of this statement. Page 129 City of Clermont, Florida Statement of Activities Year Ended September 30, 2020 Functions/Programs: Governmental Activities: General government Public safety Physical environment Transportation/public works Economic environment Culture and recreation Interest on long-term debt Total governmental activities Business -type Activities Water Sewer Sanitation Stormwater Total business -type activities Total primary government Expenses Net (Expense) Revenue and Changes in Net Position Program Revenue Primary Government Charges for Operating Grants Capital Grants and Governmental Business -type Services and Contributions Contributions Activities Activities Total $ 5,677,795 $ 3,377,133 $ - $ $ (2,300,662) 22,732,773 1,854,226 2,674,824 (18,203,723) 2,470,157 - 18,663 (2,451,494) 1,843,193 522,208 (1,320,985) 846,818 - 85,000 (761,818) 3,722,518 2,088,203 6,451 625,000 (1,002,864) 752,672 - - - (752,672) 38,045,926 7,319,562 3,307,146 625,000 (26,794,218) 6,424,688 7,631,321 20 1,620,076 7,741,759 7,572,657 7 4,954,474 3,293,726 3,561,804 287 - 1,900,908 1,695,361 269 - 19,361,081 20,461,143 583 6,574,550 $ 57,407,007 $ 27,780,705 $ 3,307,729 $ 7,199,550 (26,794,218) General Revenues: Property taxes Business taxes Franchise fees Utility taxes Intergovernmental - unrestricted Unrestricted investment earnings Miscellaneous Gain on sale of capital assets Transfers Total general revenues and transfers Change in net position Net Position - beginning Net Position - ending 13,089,628 161,849 3,202,523 4 201 714 $ (2,300,662) (18,203,723) (2,451,494) (1,320,985) (761,818) (1,002,864) (752,672) (26,794,218) 2,826,729 2,826,729 4,785,379 4,785,379 268,365 268,365 (205,278) (205,278) 7,675,195 7,675,195 7,675,195 (19,119,023) 13,089,628 161,849 3,202,523 4 201 714 8,403,161 - 8,403,161 632,101 953,526 1,585,627 623,169 - 623,169 - 28,679 28,679 2,177,240 (2,177,240) - 32,491,385 (1,195,035) 31,296,350 5,697,167 6,480,160 12,177,327 74,701,764 114,752,734 189,454,498 $ 80,398,931 $ 121,232,894 $ 201,631,825 The accompanying Notes to Financial Statements are an integral part of this statement. Page 130 City of Clermont, Florida Balance Sheet Governmental Funds September 30, 2020 Assets: Cash and cash equivalents Investments Receivables, net Inventories, at cost Due from other governments Prepaid costs Restricted Investments Total assets Liabilities: Capital General Projects Infrastructure Other Total Special Governmental Governmental Revenue Funds Funds $ 1,410,628 $ 1,273,372 $ 1,140,555 $ 5,763,054 $ 9,587,609 9,263,111 2,873,201 556,908 4,686,147 17,379,367 1,026,698 2,440 1,118 6,524 1,036,780 14,430 - - - 14,430 2,480,598 240,800 - 2,721,398 341,695 - - 9,206 350,901 - 11,819,727 - 11,819,727 $ 14,537,160 $ 15,968,740 $ 1,939,381 $ 10,464,931 $ 42,910,212 Accounts payable $ 1,058,582 $ 493,185 $ 16,425 $ 214,025 $ 1,782,217 Due to other funds 397,127 - - - 397,127 Accrued liabilities 1,149,628 53,466 1,203,094 Unearned revenue 13,133 - - - 13,133 Total liabilities 2,618,470 493,185 16,425 267,491 3,395,571 Deferred Inflows of Resources: Unavailable revenue - liens, forfeitures and rents 117,230 117,230 Total deferred inflows of resources 117,230 117,230 Fund Balances: Nonspendable 356,125 - 9,206 365,331 Restricted 358,911 - 1,922,956 10,188,234 12,470,101 Assigned 3,226,892 15,475,555 - - 18,702,447 Unassigned 7,859,532 - - - 7,859,532 Total fund balances 11,801,460 15,475,555 1,922,956 10,197,440 39,397,411 Total liabilities, deferred inflows of resources, and fund balances $ 14,537,160 $ 15,968,740 $ 1,939,381 $ 10,464,931 Amounts reported for governmental activities in the Statement of Net Position are different Capital assets used in governmental activities are not financial resources and are not reported in the funds. 73,844,788 Accrued interest payable is not due in the current period and therefore is not reported in the funds. (260,165) Other long-term assets are not available to pay for current period expenditures and, therefore are deferred in the funds. 117,230 Deferred inflows and outflows of resources related to pension earnings are not recognized in governmental funds, however, they are recorded in net position under full accrual accounting. 2,653,293 Net pension assets are not current financial resources and therefore are not reported in the funds 4,354,687 The assets and liabilities of certain internal service funds are not included in the fund financial statement, but are included in the governmental activities of the Statement of Net Position. 1,149,431 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. (40,857,744) Net Position of Governmental Activities in the Statement of Net Position. $ 80,398,931 The accompanying Notes to Financial Statements are an integral part of this statement. Page131 City of Clermont, Florida Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds Year Ended September 30, 2020 Infrastructure Other Total Capital Special Governmental Governmental General Projects Revenue Funds Funds Revenues: Taxes $ 17,070,072 $ $ $ 383,119 $ 17,453,191 Franchise fees 3,202,523 - 3,202,523 Licenses and permits 364,674 1,325,841 1,690,515 Intergovernmental revenues 8,034,069 625,000 3,603,194 80,000 12,342,263 Charges for services 2,221,841 - - 261,420 2,483,261 Fines and forfeitures 240,993 - 240,993 Impact fees/special assessments - - - 2,530,154 2,530,154 Investment earnings 281,828 196,202 16,897 119,927 614,854 Miscellaneous 940,117 34,082 - 3,420 977,619 Total revenues 32,356,117 855,284 3,620,091 4,703,881 41,535,373 Expenditures: Current: General government 4,803,861 956 87,030 - 4,891,847 Public safety 19,655,357 - 82,022 1,714,258 21,451,637 Physical environment 2,323,412 7,550 119,085 99,760 2,549,807 Transportation 1,503,972 - 42,482 - 1,546,454 Economic environment 265,922 1,000 - 519,519 786,441 Culture and recreation 2,724,180 - 23,531 153,506 2,901,217 Debt Service: Principal retirement - 83,481 2,063,724 2,147,205 Interest and fiscal charges 4,522 - 22,604 744,546 771,672 Capital Outlay: Physical environment - 114,432 - - 114,432 Economic environment - 3,955,742 - - 3,955,742 Total expenditures 31,281,226 4,079,680 460,235 5,295,313 41,116,454 Excess (Deficiency) of Revenues Over Expenditures 1,074,891 (3,224,396) 3,159,856 (591,432) 418,919 Other Financing Sources (Uses): Transfers in 2,305,557 - 2,846,107 5,151,664 Transfers out (296,791) (2,030,712) (646,921) (2,974,424) Sale of general capital assets 29,726 - 29,726 Total other financing sources (uses) 2,038,492 - (2,030,712) 2,199,186 2,206,966 Net Change in Fund Balances 3,113,383 (3,224,396) 1,129,144 1,607,754 2,625,885 Fund Balances - beginning 8,688,077 18,699,951 793,812 8,589,686 36,771,526 Fund Balances - ending $ 11,801,460 $ 15,475,555 $ 1,922,956 $ 10,197,440 $ 39,397,411 The accompanying Notes to Financial Statements are an integral part of this statement. Page132 City of Clermont, Florida Reconcliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities Year Ended September 30, 2020 Net Change in Fund Balances - total governmental funds: $ 2,625,885 Amounts reported for Governmental Activities in the Statement of Activities are different because: Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the Statement of Activities reports only a portion of the outlay as expense. The outlay is allocated over the assets' estimated useful lives as depreciation expense for the period. 1,615,205 The net effect of various miscellaneous transactions involving capital assets (i.e. sales, trade- ins and disposals) is to decrease net position. (34,787) Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the Statement of Activities when earned. 13,233 Cash pension contributions reported in the funds were more than the calculated pension expense on the statement of activities, and therefore increased net position. 839,850 Governmental funds report note proceeds as current financial resources. In contrast, the Statement of Activities treats such issuance of debt as a liability. Governmental funds report repayment of note principal as an expenditure, In contrast, the Statement of Activities treats such repayments as a reduction in long-term liabilities. This is the amount by which reoavments exceeded proceeds. 2,147,205 Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. (957,734) Internal service funds are used by management to charge the costs of certain activities, such as health insurance, to individual funds. The net revenue (expense) of certain internal service funds is reported with governmental activities. (551,690) Change in Net Position of Governmental Activities $ 5,697,167 The accompanying Notes to Financial Statements are an integral part of this statement. Page133 City of Clermont, Florida Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual General Fund Year ended September 30, 2020 Variance with Final Budget - Actual Amounts, Positive Budgeted Amounts Budgetary Basis (Negative) Original Final Revenues: Taxes $ 16,661,183 $ 16,661,183 $ 17,070,072 $ 408,889 Franchise fees 3,270,000 3,270,000 3,202,523 (67,477) Licenses and permits 359,000 359,000 364,674 5,674 Intergovernmental revenues 6,476,135 6,657,917 8,034,069 1,376,152 Charges for services 2,112,683 2,112,683 2,221,841 109,158 Fines and forfeitures 101,000 166,190 240,993 74,803 Investment earnings 175,000 175,000 281,828 106,828 Miscellaneous 857,665 959,248 940,117 (19,131) Total revenues 30,012,666 30,361.221 32.356,117 1,994,896 Expenditures: Current: General government: City council 40,652 40,652 38,011 2,641 City clerk 344,793 355,383 348,377 7,006 City manager 560,840 669,780 666,688 3,092 Finance 1,040,131 1,053,013 965,279 87,734 Legal services 100,000 100,000 96,013 3,987 Planning & zoning 815,678 802,493 857,417 (54,924) Information technology 771,919 859,357 833,008 26,349 Human resources 485,424 553,123 477,071 76,052 Purchasing 341,507 307,175 301,269 5,906 Other general government 198,905 241,549 220,728 20,821 4,699,849 4,982,525 4,803,861 178,664 Public safety: Law enforcement 9,439,583 9,692,556 9,285,643 406,913 Fire control 10,328,784 10,409,036 10,369,714 39,322 19,768,367 20,101,592 19,655,357 446,235 Physical environment 2,505,332 2,487,456 2,323,412 164,044 Transportation 1,578,792 1,565,874 1,503,972 61,902 Economic environment 146,841 292,913 265,922 26,991 Culture and recreation 3,136,847 3,184,804 2,724,180 460,624 Interest and fiscal charges - - 4,522 (4,522) Total expenditures 31,836,028 32,615,164 31,281,226 1,333,938 Excess (deficiency) of revenues over expenditures (1,823,362) (2,253,943) 1,074,891 3,328,834 The accompanying Notes to Financial Statements are an integral part of this statement. Page134 City of Clermont, Florida Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual General Fund Year ended September 30, 2020 Other Financing Sources (Uses): Transfers In 2,026,829 2,043,862 2,305,557 261,695 Transfers Out (218,467) (218,472) (296,791) (78,319) Sale of General Capital Assets 15,000 15,000 29,726 14,726 Total other financing sources (uses) 1,823,362 1,840,390 2,038,492 198,102 Net Change in Fund Balance - (413,553) 3,113,383 3,526,936 Fund Balance - beginning 8,688,077 8,688,077 8,688,077 - Fund Balance - ending $ 8,688,077 $ 8,274,524 $ 11,801,460 $ 3,526,936 The accompanying Notes to Financial Statements are an integral part of this statement. Page135 Page 136 City of Clermont, Florida Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Infrastructure Special Revenue Fund Year ended September 30, 2020 Revenues: Intergovernmental revenues Investment earnings Total revenues Expenditures: Current: General government Public safety: Police Fire control Physical Environment Transportation Culture and recreation Debt Service: Principal Interest Total expenditures Excess (deficiency) of revenues over expenditures Other Financing Uses: Transfers out Total other financing uses Net Change in Fund Balances Fund Balances - beginning Fund Balances - ending Budgeted Amounts Original Final Variance with Final Budget - Positive Actual Amounts (Negative) $ 3,809,553 $ 3,809,553 $ 3,603,194 $ (206,359) 8,000 8,000 16,897 8,897 3,817,553 3,817,553 3,620,091 (197,462) 153,977 389,316 87,030 302,286 236,500 236,500 69,187 167,313 253,574 253,574 12,835 240,739 490,074 490,074 82,022 408,052 153,260 257,393 119,085 138,308 861,500 924,522 42,482 882,040 189,000 189,000 23,531 165,469 81,827 83,483 83,481 2 24,262 22,606 22,604 2 106,089 106,089 106,085 4 1,953,900 2,356,394 460,235 1,896,159 1,863,653 1,461,159 3,159,856 1,698,697 (2,030,697) (2,030,712) (2,030,712) (2,030,697) (2,030,712) (2,030,712) (167,044) (569,553) 1,129,144 793,812 793,812 793,812 $ 626,768 $ 224,259 $ 1,922,956 1,698,697 $ 1,698,697 The accompanying Notes to Financial Statements are an integral part of this statement. Page137 City of Clermont, Florida Statement of Net Position Proprietary Funds September 30, 2020 Assets: Current assets: Cash and cash equivalents Investments Restricted cash and cash equivalents Accounts receivable, net Inventories Prepaid expenses Total current assets Noncurrent assets: Restricted investments Advances to other funds Interest receivable Capital assets: Land, buildings and equipment Construction in progress Less accumulated depreciation Total capital assets (net of accumulated depreciation) Total noncurrent assets Total assets Deferred Outflows of Resources: Deferred charge on refunding Deferred outflows related to OPEB Total deferred outflows of resources Governmental Business -type Activities -Enterprise Funds Activities - Internal Service IA1..4... C........ C....:4..4:.... Q4.-.w.....4 - T-4-1 C-A $ 7,244,579 $ 10,635,991 $ 2,061,730 $ 541,184 $ 20,483,484 $ 342,533 10,361,103 6,954,627 2,235,894 - 19,551,624 959,152 826,017 720,927 70,233 229,972 1,847,149 - 322,726 416,236 166,538 91,286 996,786 5,138 7,888 - - - 7,888 - 79,475 60,594 25,956 14,938 180,963 4,603 18,841,788 18,788,375 4,560,351 877,380 43,067,894 1,311,426 2,374,497 12,277,200 1,109,350 - 15,761,047 - - 275,000 397,127 672,127 - 20,871 31,217 3,735 - 55,823 582 43,542,016 69,600,604 5,512,649 16,315,636 134,970,905 - 2,051,003 4,819,225 177,171 205,975 7,253,374 (16,838,994) (34,661,324) (3,252,877) (5,052,406) (59,805,601) 28,754,025 39,758,505 2,436,943 11,469,205 82,418,678 31,149,393 52,341,922 3,947,155 11,469,205 98,907,675 582 49,991,181 71,130,297 8,507,506 12,346,585 141,975,569 1,312,008 287,977 518,874 - - 806,851 - 185,552 153,481 143,528 62,409 544,970 - 473,529 672,355 143,528 62,409 1,351,821 The accompanying Notes to Financial Statements are an integral part of this statement. Page138 Liabilities: Current liabilities: Accounts payable Salaries payable Accrued interest payable Due to other funds Compensated absences Customer deposits payable Unearned revenue Revenue bonds and notes payable -current Total current liabilities Noncurrent liabilities: Compensated absences Other post employment benefits Notes payable Revenue bonds payable Total noncurrent liabilities Total liabilities Deferred Inflows of Resources: Deferred inflows related to OPEB Total deferred inflows of resources Net Position: Net investment in capital assets Restricted for capital improvements Unrestricted Total net position 314,894 630,230 116,940 30,623 1,092,687 206,017 98,581 90,553 59,935 31,713 280,782 2,971 30,371 53,992 11,608 37,673 133,644 - - - - 275,000 275,000 18,063 17,486 7,449 2,053 45,051 420,504 - - - 420,504 - - - - - - 2,185 307,800 547,200 86,735 281,638 1,223,373 - 1,190,213 1,339,461 282,667 658,700 3,471,041 211,173 162,565 157,369 67,041 18,472 405,447 - 1,090,326 894,512 736,467 323,598 3,044,903 - - 1,236,711 4,015,850 5,252,561 3,520,440 6,258,560 - - 9,779,000 4,773,331 7,310,441 2,040,219 4,357,920 18,481,911 - 5,963,544 8,649,902 2,322,886 5,016,620 21,952,952 211,173 33,427 24,292 25,013 10,216 92,948 33,427 24,292 25,013 10,216 92,948 25,213,762 33,471,619 2,222,847 7,401,689 68,309,917 5,548,421 18,646,479 - - 24,194,900 - 13,705,556 11,010,360 4,080,288 (19,531) 28,776,673 1,100,835 $ 44,467,739 $ 63,128,458 $ 6,303,135 $ 7,382,158 121,281,490 $ 1,100,835 The assets and liabilities of certain internal service funds are not included in the fund financial statement, but are included in the Business Activities of the Statement of Net Position. (48,596) Total Net Position per Government -Wide Financial Statements $ 121,232,894 The accompanying Notes to Financial Statements are an integral part of this statement. Page139 Page140 City of Clermont, Florida Statement of Revenues, Expenses, and Changes in Fund Net Position Proprietary Funds Year Ended September 30, 2020 Governmental Business -type Activities -Enterprise Funds Activities - Internal Service Water Sewer Sanitation Stormwater Total Fund Operating Revenues: Charges for services $ 7,344,342 $ 7,566,154 $ 3,550,386 $ 1,695,361 $ 20,156,243 $ 4,867,944 Miscellaneous 286,979 6,503 11,418 - 304,900 66,704 Total operating revenues 7,631,321 7,572,657 3,561,804 1,695,361 20,461,143 4,934,648 Operating Expenses: Personnel services 1,974,603 1,940,769 1,307,706 703,750 5,926,828 49,510 Utilities 560,420 890,079 1,647 10,734 1,462,880 - Dump fees 14,606 288,160 571,468 13,970 888,204 Administrative services 484,958 412,035 212,436 135,771 1,245,200 Repairs and maintenance 741,157 278,175 144,310 62,401 1,226,043 Depreciation and amortization 1,668,598 2,892,156 585,619 680,194 5,826,567 - Professional services 155,459 122,857 45,131 17,019 340,466 60,042 Insurance claims and expenses 122,513 190,767 52,389 36,318 401,987 5,615,898 Other supplies and expenses 493,283 400,070 307,350 73,555 1,274,258 - Total operating expenses 6,215,597 7,415,068 3,228,056 1,733,712 18,592,433 5,725,450 Operating income (loss) 1,415,724 157,589 333,748 (38,351) 1,868,710 (790,802) Nonoperating Revenues (Expenses): Investment income 349,023 516,243 83,984 4,276 953,526 17,247 Interest expense (142,241) (255,125) (35,195) (114,222) (546,783) - Grants 20 7 287 269 583 Gain (loss) on disposal of capital assets 9,500 15,200 3,979 - 28,679 - Total nonoperating revenue (expenses) 216,302 276,325 53,055 (109,677) 436,005 17,247 Income (loss) before contributions and transfers 1,632,026 433,914 386,803 (148,028) 2,304,715 (773,555) Capital contributions 1,620,076 4,954,474 - - 6,574,550 Transfers in 18,689 2,781 44,140 920 66,530 Transfers out (1,108,101) (1,135,669) - - (2,243,770) Change in net position 2,162,690 4,255,500 430,943 (147,108) 6,702,025 (773,555) Total Net Position - Beginning 42,305,049 58,872,958 5,872,192 7,529,266 1,874,390 Total Net Position - Ending $ 44,467,739 $ 63,128,458 $ 6,303,135 $ 7,382,158 $ 1,100,835 Change in Net Position, per above 6,702,025 Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue (expense) of certain internal service funds is reported with Business Activities. (221,865) Change in Business -Type Activities in Net Position per Government -Wide Financial Statements $ 6,480,160 The accompanying Notes to Financial Statements are an integral part of this statement. Page 141 City of Clermont, Florida Statement of Cash Flows Proprietary Funds Year Ended September 30, 2020 Cash Flows from Operating Activities: Receipts from customers Receipts from internal services provided Payments to suppliers Payments to employees Net cash provided (used) by operating activities Cash Flows from Non -Capital Financing Activities: Due from other funds Due to other funds Operating grants Transfers in Transfers out Net cash provided (used) by non -capital financing. activities Cash Flows from Capital and Related Financing Activities: Governmental Activities - Business -Type Activities -Enterprise Funds Internal Service Water Sewer Sanitation Stormwater Total Fund $ 7,661,986 $ 7,543,002 $ 3,558,970 $ 1,709,190 $ 20,473,148 $ - - - - - - 4,932,738 (2,481,873) (2,370,972) (1,328,344) (421,200) (6,602,389) (5,725,424) (1,870,229) (1,807,818) (1,216,276) (652,066) (5,546,389) (46,539) 3,309,884 3,364,212 1,014,350 635,924 8,324,370 (839,225) 110,000 110,000 20 7 287 269 583 18,689 2,781 44,140 920 66,530 (1,108,101) (1,135,669) - - (2,243,770) (1,089,392) (1,132,881) 154,427 1,189 (2,066,657) Acquisition of capital assets (1,806,235) (4,042,954) (952,990) (166,612) (6,968,791) Sale of capital assets 9,500 15,200 3,979 28,679 Interest paid on long-term debt (96,142) (170,917) (35,936) (116,628) (419,623) Principal paid on debt (298,080) (529,920) (84,540) (274,371) (1,186,911) Capital grants - - 400,000 400,000 Fees and assessments received 1,620,076 4,954,474 - 6,574,550 Net cash provided (used) by capital and related financing activities (570,881) 225,883 (1,069,487) (157,611) (1,572,096) The accompanying Notes to Financial Statements are an integral part of these statements. Page142 Cash Flows from Investing Activities: Sale (purchase) of investments Investment income Net cash provided by investing activities Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents - beginning Cash and Cash Equivalents - end Classified As: Cash and cash equivalents Restricted cash and cash equivalents Total Reconciliation of Operating Income (Loss) to Net Cash Provided by Operating Activities Operating income (loss) Adjustments Not Affecting Cash: Depreciation and amortization Change in Assets and Liabilities: Decrease (Increase) in accounts receivable Increase in unearned revenue Increase in customer deposits Decrease in prepaid costs Decrease (Increase) in inventory Increase (Decrease) in accounts payable Increase in OPEB Increase in accrued liabilities Total adjustments Net Cash Provided (Used) by Operating Activities Noncash Investing, Capital, and Financing Activities: Increase (Decrease) in Fair Value of Investments 197,165 292,788 5,815 495,768 (2,846) 308,195 455,176 93,781 4,276 861,428 17,441 505,360 747,964 99,596 4,276 1,357,196 14,595 2,154,971 3,205,178 198,886 483,778 6,042,813 (824,630) 5,915,625 8,151,740 1,933,077 287,378 16,287,820 1,167,163 $ 8,070,596 $ 11,356,918 $ 2,131,963 $ 771,156 $ 22,330,633 $ 342,533 $ 7,244,579 $ 10,635,991 $ 2,061,730 $ 541,184 $ 20,483,484 $ 342,533 826,017 720,927 70,233 229,972 1,847,149 - $ 8,070,596 $ 11,356,918 $ 2,131,963 $ 771,156 $ 22,330,633 $ 342,533 $ 1,415,724 $ 157,589 $ 333,748 $ (38,351) $ 1,868,710 $ (790,802) 1,668,598 2,892,156 585,619 680,194 5,826,567 35,186 (29,655) (2,834) 13,829 16,526 (4,095) - - - 2,185 (4,521) (4,521) - (30,014) (17,224) (6,263) (3,352) (56,853) (3,904) 10,765 - - 10,765 109,772 228,395 12,650 (68,080) 282,737 (45,580) 79,581 85,167 63,049 36,256 264,053 - 24,793 47,784 28,381 15,428 116,386 2,971 1,894,160 3,206,623 680,602 674,275 6,455,660 (48,423) $ 3,309,884 $ 3,364,212 $ 1,014,350 $ 635,924 $ 8,324,370 $ (839,225) $ 47,786 $ 71,475 $ (8,552) $ - $ 110,709 $ The accompanying Notes to Financial Statements are an integral part of these statements. Page143 City of Clermont, Florida Statement of Fiduciary Net Position Fiduciary Funds September 30, 2020 Total Employee Pension Funds Assets: Cash and cash equivalents $ 1,871,283 Investments: U.S. Government & other debt securities 16,860,404 Equities 39,837,474 Total investments 56,697,878 Total assets 58,569,161 Liabilities: Refunds payable and other - Total liabilities - Net Position Restricted for Pensions $ 58,569,161 The accompanying Notes to Financial Statements are an integral part of this statement. Page144 City of Clermont, Florida Statement of Changes in Fiduciary Net Position Fiduciary Funds Year Ended September 30, 2020 Additions: Contributions: Employer Plan members State Total Employee Pension Funds $ 3,472,675 458,532 Total contributions 3,931,207 Investment earnings Net increase in fair value of investments 5,824,964 Investment expense (7,500) Total net investment earnings 5,817,464 Total additions 9,748,671 Deductions: Benefits/distributions 3,059,586 Administrative 134,239 Total deductions 3,193,825 Change in Net Position 6,554,846 Net Position - beginning 52,014,315 Net Position - ending $ 58,569,161 The accompanying Notes to Financial Statements are an integral part of this statement. Page145 Page146 NOTES TO FINANCIAL STATEMENTS Page147 Page148 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Reporting Entity The City of Clermont, Florida (the City) is a political subdivision of the State of Florida located in Lake County. The City of Clermont was incorporated under State law in December 1916 and operates under the council-manager form of government under its charter adopted pursuant to H.B. 2223, Ch.67-1217 Special Acts, of the State of Florida. The legislative branch of the City is composed of a Mayor and four (4) members elected Council. The City Council is responsible for the establishment and adoption of policy. The execution of such policy is the responsibility of the Council appointed City Manager. In evaluating how to define the government, for financial reporting purposes, the City has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or to impose specific financial burdens on, the primary government. A primary government may also be financially accountable for governmental organizations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of, or the level of services performed or provided by, the organization. A financial benefit or burden relationship exists if the primary government (a) is entitled to the organizations' resources; (b) is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; or (c) is obligated in some manner for the debt of the organization. In applying the above criteria, the City has one blended component unit as follows: The City of Clermont Community Redevelopment Fund., The City of Clermont created the Downtown Redevelopment Agency in May of 1997. This is a dependent taxing district established in accordance with Chapter 163, Part III, Florida Statutes. Notification to affected taxing agency was done in compliance with Chapter 163.346, Part III, Florida Statutes. The incremental annual increase in tax over the base years will be used to fund projects designed to enhance and improve the described area. The City Council, being the duly elected governmental body for the designated area, passed Resolution 97-950, which established the City of Clermont as the Redevelopment Agency for the purpose of carrying out the community redevelopment programs and plans within the area. Through Ordinance 359-M the City established the Community Redevelopment Trust Fund to account for all transactions generated by this special revenue fund. The City of Clermont Community Redevelopment Fund is presented as a blended component unit. The CRA is governed by a board of seven- the five members of the Clermont City Council and two individuals appointed by the City Council. On December 8, 2015, Ordinance No. 2015-77 passed and modification of the Community Redevelopment Plan was approved. Because the governing body of the CRA is substantively the same as the City and the City has operational responsibility for the CRA, the CRA is presented as a blended component unit of the City. Government -Wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Page149 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The government reports the following funds: Major Governmental Funds The General Fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Capital Projects Fund accounts for financial resources segregated for the acquisition or construction of major capital facilities. Infrastructure Special Revenue Fund accounts for the proceeds of the Local Government Infrastructure Surtax. The proceeds and interest accrued thereto, by law are only to be used to finance, plan and construct infrastructure. Nonmajor Governmental Fund Types Special Revenue Funds account for the proceeds of specific revenue sources that are legally restricted or committed to expenditures for specified purposes other than debt service or capital projects. The Debt Service Fund was established to account for the accumulation of resources and payment of bond principal and interest from governmental resources. Major Proprietary Funds Water Fund is used to account for the operations of the City's water system, which is financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Sewer Fund is used to account for the operations of the City's sewer system, which is financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Sanitation Fund is used to account for the fiscal activities of the City's refuse collection and disposal operation. Stormwater Fund (Enterprise Fund) is used to account for the fiscal activities of the City's stormwater drainage operation, as well as the funding and payment of related debt. Page150 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Nonmajor Proprietary Funds Internal Service Fund is used to account for the costs of group insurance which are charged to other departments on a cost reimbursement basis. Fiduciary Funds Pension Trust Funds account for activities of police officers, firefighters and general employees retirement plans which accumulate resources for pension benefit payments to qualified employees. As a general rule the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are other charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water, sewer, sanitation and stormwater utility funds are charges to customers for sales and services. The City also recognizes as operating revenue the meter fees intended to recover the cost of connecting new customers to the system. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Assets, Liabilities, Deferred Outflowsllnf lows and Net Position/Fund Balance: Deposits and Investments The government's cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Investments of the City are reported at fair value and are categorized within the fair value hierarchy established in accordance with GASB Statement No. 72, Fair Value Measurement and Application. The City's investments consist of investments authorized per their investment policy adopted in accordance with Section 218.415, Florida Statutes. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the noncurrent portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances". Advances between funds, as reported in the fund financial statements, are offset by a non -spendable fund balance in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. Page151 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) All receivables are shown net of an allowance for uncollectibles. The County bills and collects property taxes and remits them to the City. City property tax revenues are recognized when levied to the extent that they result in current receivables. All property is reassessed according to its fair value on the lien date, or January 1 of each year. Taxes are levied on October 1 of each year. Discounts are allowed for early payment at the rate of 4% in the month of November, 3% in the month of December, 2% in the month of January, and 1% in the month of February. The taxes paid in March are without discount. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. On or around May 31 following the tax year, certificates are sold for all delinquent taxes on real property. Inventories and Prepaid Items All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. These are recorded as expenditures when consumed rather than when purchased. Restricted Assets Certain proceeds of the City's enterprise fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because they are maintained in separate accounts and their use is limited by applicable bond covenants. Assets so designated are identified as restricted assets on the balance sheet. Capital Assets Capital assets, which include property, plant, equipment, intangible and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of $1,000 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. Capital assets of the City are depreciated using the straight line method over the following estimated useful lives: Assets Years Buildings 10-50 Improvements 15-50 Infrastructure 30-50 Equipment& Machinery 3-15 Intangible Assets 3-15 Page152 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All vacation pay is accrued when incurred in the government -wide and proprietary financial statements. A portion of sick pay is accrued for employees with at least ten (10) years of service. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. For governmental activities, compensated absences, net pension obligations, and net other postemployment benefit obligations are generally liquidated by the general fund. Long -Term Obligations In the government -wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has three items that qualify for reporting in this category. The deferred charge on refunding, deferred outflows of pension earnings and deferred outflow related to OPEB reported in the government -wide statement of net position and the statement of net position - proprietary funds. A deferred charge on refunding results from the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has only one type of item, which arises only under a modified accrual basis of accounting that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues from several sources: liens, forfeitures and rental income. These amounts are deferred and recognized as an inflow of sources in the period that the amounts become available. The City also has deferred inflows of pension earnings and OPEB reported in the government -wide statement of net position. Net Position Flow Assumptions Sometimes the City will fund outlays for a particular purpose from both restricted (e.g., restricted bond or grant proceeds) and unrestricted resources. In order to calculate the amounts to report as restricted net position and unrestricted net position in the government -wide and proprietary fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the City's policy to consider restricted net position to have been depleted before unrestricted net position is applied. Fund Balance Flow Assumptions Sometimes the City will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned, and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned, and unassigned fund balance in the governmental fund financial statements a flow assumption must be made about the order in which the resources are considered to be applied. It is the government's policy to consider restricted fund balance to have been depleted before using any of the components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. Page153 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Fund Balance Policies Fund balance of governmental funds is reported in various categories based on the nature of any limitations requiring the use of resources for specific purposes. The City itself can establish limitations on the use of resources through either a commitment (committed fund balance) or an assignment (assigned fund balance). The committed fund balance classification includes amounts that can be used only for the specific purposes determined by a formal action of the City's highest level of decision -making authority. The Council is the highest level of decision -making authority for the City that can, by adoption of a resolution prior to the end of the fiscal year, commit fund balance. Once adopted, the limitation imposed by the resolution remains in place until a similar action is taken (the adoption of another resolution) to remove or revise the limitation. Amounts in the assigned fund balance classification are intended to be used by the City for specific purposes but do not meet criteria to be classified as committed. The Council has maintained authority to assign fund balance. The Council may also assign fund balance as it does when appropriating fund balance to cover a gap between estimated revenue and appropriations in the subsequent year's appropriated budget. Unlike commitments, assignments generally only exist temporarily. In other words, an additional action does not normally have to be taken for the removal of an assignment. Conversely, as discussed above, an additional action is essential to either remove or revise a commitment. New GASB Statements Implemented In fiscal year 2020, the City implemented GASB Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance. This Statement provides temporary relief to governments and other stakeholders in light of the COVID-19 pandemic by postponing the effective dates of provisions in certain other statements. There was no effect on beginning balances of the City. NOTE 2 RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government -Wide Statement of Activities The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances - total governmental funds and changes in net position of governmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains that "Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this difference are as follows: Capital Outlay $ 5,429,054 Depreciation Expense (3,813,849) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities $ 1,615,205 Page154 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 2 RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS (CONTINUED) Another element of that reconciliation states that "The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position." The details of this difference are as follows: Principal Repayment $ 2,147,205 Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities $ 2,147,205 Another element of that reconciliation states that "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this difference are as follows: Compensated Absences $ (100,658) Other Post Employment Benefits (876,076) Accrued Interest Payable 19,000 Net adjustment to decrease n et changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities $ (957,734) NOTE 3 STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Budgetary Information The City follows these procedures in establishing the budgetary data reflected in the financial statements: • Prior to the end of the fiscal year, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following October 1. The operating budget includes proposed expenditures and the means of financing them. • Budget workshops are scheduled as needed. • The general summary of the budget and notice of public hearing is published in the local newspaper. • Public hearings are conducted to obtain taxpayer comments. • Prior to October 1, the budgets are legally enacted through passage of a resolution. • The City Manager is authorized to transfer budgeted amounts within departments; however, any revisions that alter the total appropriations of any department must be approved by the City Council. • The level of classification detail at which expenditures may not legally exceed appropriations is the department level. • Appropriations lapse at the close of the fiscal year to the extent they have not been expended. Encumbrance accounting is employed in governmental funds. Encumbrances (e.g., purchase orders and contracts) outstanding at year end are reported as assigned fund balances and do not constitute expenditures or liabilities because the commitments will be re -appropriated and honored during the subsequent year. • Budgets are adopted for the general fund, special revenue funds, debt service funds and the capital projects fund on a basis consistent with generally accepted accounting principles, except as described below under Budget Basis of Accounting. Budgets are also adopted for the enterprise funds: however, budgetary comparisons are not presented since they are not required under generally accepted accounting principles. • The City Council, by Ordinance or Resolution, may make supplemental appropriations in excess of those originally estimated for the year up to the amount of available revenues. Budgeted amounts presented in the accompanying financial statements have been adjusted for legally authorized revisions. Page155 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 3 STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY (CONTINUED) Budgetary Basis of Accounting The City includes a portion of the prior year's fund balances represented by unappropriated liquid assets remaining in the fund as budgeted revenue in the succeeding year. The results of operations on a GAAP basis do not recognize the fund balance allocation as revenue as it represents prior periods' excess of revenues over expenditures. The City does not budget for capital outlay expenditures and other financing sources related to the acquisition of assets through notes payable. Expenditures in Excess of Appropriations Expenditures exceeded appropriations in various departments of the General Fund, Capital Projects Fund, Fire Inspection Special Revenue Fund, and Debt Service Fund. Theses excess expenditures were funded by greater than anticipated revenues and available fund balance. NOTE 4 CASH AND INVESTMENTS Deposits All bank deposits were fully covered by federal depository insurance or by collateral held in banks that are members of the State of Florida's Collateral Pool as specified under Florida law. Florida Statutes provide for collateral pooling by banks and savings and loans. This limits local government deposits to "authorized depositories". Investments Investments in all fund types are stated at fair value, which is the amount for which an investment could be exchanged in a current transaction between willing parties, other than in a forced liquidation sale. Fair value is based on quoted market prices. Changes in the fair value of investments are recognized as revenue and included in investment income. The City's investment policies are governed by state statute and city ordinance. Authorized investments are: • The Local Government Surplus Funds Trust (SBA). • SEC registered money market funds. • Interest -bearing time deposits or savings accounts in qualified public depositories. • Direct obligations of the U.S. Treasury. • Federal agencies and instrumentalities. • Securities of, or other interests in, any open-end or closed -end management -type investment company or investment trust registered under the Investment Company Act of 1940. • Repurchase Agreements. • Other investments authorized by ordinance. The assets of the City's general employees defined benefit pension fund, are invested in the pooled investment fund for the Florida Municipal Pension Trust Fund (FMPTF). Investments held in this fund consist of corporate bonds and stocks and cash equivalents. The fund is stated at fair value, and investment earnings are allocated to participants in the fund based on their equity in this pooled investment account as provided by the Florida Municipal Pension Fund. Page156 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 4 CASH AND INVESTMENTS (CONTINUED) Investments made by the City of Clermont at September 30, 2020 are summarized below. Defined benefit pension plan investments, other than $39,837,474 in mutual funds, investing in equity securities, are included below. In accordance with GASB 31, investments are reported at fair value. Weighted Average Investment Type Fair Value Credit Rating Maturity Federal Agency Bond $ 4,879,457 AA+ 2.48 years Federal Agency Mortgage -Backed Securities 951,264 AA+ 9.13 years Federal Agency Colataralized Mortgage Obligation 1,769,798 AA+ 3.43 years US Treasury Notes 6,535,435 AA+ 1.74 years Supra -National Agency Bond/Note 712,435 AAA 2.33 years Corporate Note 6,509,629 BBB+/AA 1.95 years Asset Backed Security 4,305,753 AAA/NR 3.3 years Municipal Bonds 1,014,150 AAA 2.75 years FL Palm 38,792,992 AAAm N/A Pension Fixed Income Securities 16,860,404 various 2 - 8 years $ 82,331,317 Credit Risk The City's investment policy limits credit risk by restricting authorized investments to those described above. Custodial Credit Risk: In the case of deposits, this is the risk that in the event of a bank failure, the City's deposits may not be returned to it. The City's investment policy requires that bank deposits be secured as provided by Chapter 280, Florida Statutes. This law requires local governments to deposit funds only in financial institutions designated as qualified public depositories by the Chief Financial Officer of the State of Florida, and creates the Public Deposits Trust Fund, a multiple financial institution pool with the ability to assess its member financial institutions for collateral shortfalls if a default or insolvency has occurred. At September 30, 2020, all of the city's bank deposits were in qualified public depositories. For an investment, this is the risk that, in the event of the failure of the counterparty, the government will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. At September 30, 2020, none of the investments listed are exposed to custodial credit risk because their existence is not evidenced by securities that exist in physical or book entry form. Concentration of Credit Risk: The City's investment policy requires diversification but does not specify limits on types of investments. Interest Rate Risk: The City's investment policy does not specifically address interest rate risk, however the general investment policy is to apply the prudent -person rule: Investments are made as a prudent person would be expected to act, with discretion and intelligence, to seek reasonable income, preserve capital, and in general, avoid speculative investments. The City manages its exposure to declines in fair values by investing primarily in pooled investments that have a weighted average maturity of less than three months. Page157 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 4 CASH AND INVESTMENTS (CONTINUED) Fair Value The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The fair value is the price that would be received to sell an asset, or paid to transfer a liability, in an orderly transaction between market participants at the measurement date. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. The City uses a market approach in measuring fair value that uses prices and other relevant information generated by market transactions involving identical or similar assets liabilities, or groups of assets and liabilities. Assets or liabilities are classified into one of three levels. Level 1 is the most reliable and is based on quoted price for identical assets, or liabilities, in an active market. Level 2 uses significant other observable inputs when obtaining quoted prices for identical or similar assets, or liabilities, in markets that are not active. Level 3 is the least reliable, and uses significant unobservable inputs that uses the best information available under the circumstances, which includes the City's own data in measuring unobservable inputs. The City has the following recurring fair value measurements as of September 30, 2020: Investments Valued by Fair Value Level Federal Agency Bond $ 4,879,457 Federal Agency Colataralized Mortgage Obligation 1,769,798 Federal Agency Mortgage -Backed Securities 951,264 US Treasury Notes 6,535,435 Supra -National Agency Bond/Note 712,435 Corporate Note 6,509,629 Asset Backed Security 4,305,753 Municipal Bonds 1,014,150 Pension Fixed Income Securities 16,860,404 Pension Equity Securities 39,837,474 $ 83,375,799 Quoted Prices in Active Markets for Identical Assets (Level 11 6,535,435 $ 6,535,435 Significant Other Observable Inputs (Level 2) $ 4,879,457 1,769,798 951,264 712,435 6,509,629 4,305,753 1,014,150 16,860,404 39,837,474 $ 76,840,364 Page158 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 5 RECEIVABLES Receivables as of year end for the City's individual major funds and nonmajor funds, including the applicable allowances for uncollectible accounts, are as follows: Less Allowance for Uncollectible Accounts Taxes Other Accounts Total General Fund $2,613,100 $154,923 $789,250 $ (2,530,575) $1,026,698 Capital Projects Fund - 2,440 2,440 Infrastructure Special Revenue Fund - 1,118 1,118 Water Fund 322,144 66,408 (44,955) 343,597 Sewer Fund 565,177 31,217 (148,941) 447,453 Sanitation Fund 218,495 4,224 (52,446) 170,273 Stormwater Fund 116,522 326 (25,562) 91,286 Nonmajor Governmental Funds - 6,524 6,524 Internal Service Fund 5,720 5,720 $ 3,835,438 $154,923 $ 907,227 $ (2,802,479) $ 2,095,109 NOTE 6 CAPITAL ASSETS Capital asset activity for the year ended September 30, 2020 was as follows: Beginning Balance Increases Decreases Ending Balance Governmental Activities: Capital Assets, not being depreciated: Land $ 25,308,076 $ 37,224 $ - $ 25,345,300 Construction in progress 4,436,487 4,659,370 (3,526,956) 5,568,901 Total capital assets, not being depreciated 29,744,563 4,696,594 (3,526,956) 30,914,201 Capital Assets, being depreciated: Buildings Improve ments/intrastructu re Machinery and equipment Intangibles Total capital assets being depreciated Less Accumulated Depreciation for: Buildings Improvements/infrastructure Machinery and equipment Intangibles Total accumulated depreciation Total capital assets being depreciated, net Governmental activities capital assets, net 30,802,433 501,789 31,304,222 28,370,288 3,105,728 (349,915) 31,126,101 17,302,226 592,539 (1,202,224) 16,692,541 503,044 65,619 (13,718) 554,945 76,977,991 4,265,675 (1,565,857) 79,677,809 (11,208,722) (1,042,596) - (12,251,318) (12,814,097) (1,217,241) 349,915 (13,681,423) (9,983,878) (1,535,498) 1,167,437 (10,351,939) (451,487) (24,773) 13,718 (462,542) (34,458,184) (3,820,108) 1,531,070 (36,747,222) 42,519,807 445,567 (34,787) 42,930,587 $ 72,264,370 $5,142,161 $(3,561,743) $ 73,844,788 Page159 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 6 CAPITAL ASSETS (CONTINUED) Increases in accumulated depreciation for governmental activities includes accumulated depreciation on assets transferred from business -type activities, therefore total increases in accumulated depreciation is not the same as depreciation expense. This difference is $6,259. Business -type Activities: Capital Assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital Assets, being depreciated: Buildings Improvements/infrastructure Machinery and equipment Intangibles Total capital assets being depreciated Less Accumulated Depreciation for: Buildings Improvements/infrastructure Machinery and equipment Intangibles Total accumulated depreciation Total capital assets being depreciated, net Business -type activities capital assets, net Beginning Balance Increases Decreases Ending Balance $ 1,511,807 $ - $ - $ 1,511,807 3,637,964 4,633,088 (1,017,678) 7,253,374 5,149,771 4,633,088 (1,017,678) 8,765,181 989,780 - 989,780 119,583,409 1,373,307 120,956,716 9,306,013 1,980,074 (199,727) 11,086,360 426,242 - 426,242 130,305,444 3,353,381 (199,727) 133,459,098 (78,722) (37,607) (116,329) (48,841,418) (4,690,197) - (53,531,615) (5,060,713) (1,058,864) 199,727 (5,919,850) (197,908) (39,899) - (237,807) (54,178,761) (5,826,567) 199,727 (59,805,601) 76,126,683 (2,473,186) - 73,653,497 $81,276,454 $2,159,902 $(1,017,678) $ 82,418,678 Depreciation expense was charged to functions/programs as follows: Governmental Activities General government $ 633,757 Public safety 1,572,443 Physical env ironment/transportation 232,400 Economic environment 390,138 Culture and recreation 985,111 Total Depreciation Expense - governmental activities $ 3,813,849 Business -type Activities Water $ 1,668,598 Sewer 2,892,156 Sanitation 585,619 Storrrwater 680,194 Total Depreciation Expense - business -type activities $ 5,826,567 Page160 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 7 CAPITAL LEASES The City has entered into lease agreements for financing the acquisition of communications equipment. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. The assets acquired through capital leases are as follows: Machinery & equipment Less: accumulated depreciation Total Governmental Activities $ 919,125 (172,622) $ 746,503 Amortization of equipment leased and capital leases is included in depreciation expense. The future minimum lease obligations and the net present value of these minimum payments as of September 30, 2020 were as follows: Year Ending September 30 Governmental Activities 2021 $ 106,086 2022 106,086 2023 106,086 2024 106,086 2025 106,086 Thereafter 318,258 Total minimum lease payments 848,688 Less: amountrepresenting interest (94,424) $ 754,264 NOTE 8 LONG-TERM DEBT Bonds Payable- Public Offering The City issues bonds to provide funds for the acquisition and construction of major capital assets. In the event of default, bondholders may take any remedies legally appropriate, and declare all principal and accrued interest is due and payable immediately. Bonds have been issued for business -type activities. The 2009 Water and Sewer Revenue and Refunding Bonds are secured by net revenue of the water and sewer system. The bonds were paid off during the year. For the fiscal year, principal and interest paid on this series was $747,863 and total pledged revenue was $6,999,333. In a prior year, the City issued Water and Sewer Revenue and Refunding Bonds, Series 2017 in the amount of $10,817,000 with interest of 2.38% to partially refund the Water and Sewer Revenue and Refunding Bond Series 2009. This bond is secured by the net revenue of the water and sewer system. The total principal and interest remaining to be paid on this series is $12,085,087. For the fiscal year, principal and interest paid on this series was $347,196 and total pledged revenue was $6,999,333. Page161 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 8 LONG-TERM DEBT (CONTINUED) The original amount of revenue bonds issued in prior years is described below. Revenue bonds outstanding at year end are as follows: Business -Type Activities Water and Sewer Revenue Refunding Bonds, Series 2017 Balance Interest Rates Original September 30, and Dates Maturity Amount 2020 2.38% 12/1/2018 to (6/1 & 12/1) 12/1/2030 $ 10,817,000 $ 10,634,000 $ 10,634,000 Annual debt service requirements to maturity for revenue bonds are as follows: Business - Type Activities Year Ending September 30, Principal Interest 2021 $ 855,000 $ 242,915 2022 879,000 222,280 2023 900,000 201,110 2024 920,000 179,452 2025 943,000 157,283 2026-2030 5,056,000 435,183 2031 1,081,000 12,864 Total $ 10,634,000 $ 1,451,087 Notes Payable- Direct Borrowing The City issued Public Improvement Refunding Revenue Note, Series 2016 in the amount of $5,331,196 with interest of 2.03% to refund the Public Improvement Revenue Note, Series 2013. This note is secured by public services taxes and communications service tax. Total principal and interest remaining to be paid on this series is $4,288,208. For the fiscal year, principal and interest paid on this series was $476,895 and total pledged revenue was $5,434,491. In the event of default, the lender may seek enforcement of all remedies available under the law. Any amounts due on the note that remain unpaid shall bear interest at the default rate until all amounts then due are paid in full. The City issued Infrastructure Sales Surtax Revenue Note, Series 2016 in the amount of $5,300,000 with interest of 2.12% to finance the costs of the acquisition and construction of a new municipal police station. This note is secured by the infrastructure sales surtax. Total principal and interest remaining to be paid on this series is $4,601,540. For the fiscal year, principal and interest paid on this series was $418,797 and total pledged revenue was $3,603,194. In the event of default, the lender may seek enforcement of all remedies available under the law. Any amounts due on the note that remain unpaid shall bear interest at the default rate until all amounts then due are paid in full. The City issued Master Plan Capital Projects Revenue Note, Series 2017 in the amount of $30,000,000 with interest of 2.63% to fund master plan projects, Victory Pointe, Boat Ramp Relocation, Downtown Waterfront District Revitalization, Legacy Loop Trail Spur, Public Wi-Fi Network, Public Works Complex, and City Limits Entryway Signs. This note is secured by a covenant to budget and appropriate. Total principal and interest remaining to be paid on this series is $31,450,522. For the fiscal year, principal and interest paid on this series was $2,424,053. In the event of default, the lender may seek enforcement of all remedies available under the law. Any amounts in the project fund shall be applied to repayment of principal and interest. Page162 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 8 LONG-TERM DEBT (CONTINUED) Revenue notes outstanding at year end are as follows: Balance Interest Rates Original September 30, Governmental Activities and Dates Maturity Amount 2020 Public Improvement Refunding 2.03% 12/1/2016 Revenue Note, Series 2016 (6/1 & 12/1) to 12/1/2028 $ 5,331,196 3,919,507 Infrastructure Sales Surtax 2.12% 12/1/2016 Revenue Note, Series 2016 (6/1 & 12/1) to 12/1/2030 $ 5,300,000 4,104,694 Master Plan Capital Projects 2.63% 12/1/2018 Revenue Note, Series 2017 (6/1 & 12/1) to 12/1/2032 $ 23,670,559 21,021,066 $ 29,045,267 Business -Type Activities Master Plan Capital Projects 2.63% 12/1/2018 Revenue Note, Series 2017 (6/1 & 12/1) to 12/1/2032 $ 6,329,441 $ 5,620,934 Annual debt service requirements to maturity for revenue notes are as follows: Governmental Activities Business -Type Activities Year Ending September 30, Principal Interest Principal Interest 2021 $ 2,114,207 $ 693,695 $ 368,373 $ 142,987 2022 2,164,966 641,584 377,868 133,174 2023 2,218,409 588,188 387,995 123,103 2024 2,272,175 533,472 398,122 112,765 2025 2,327,849 477,405 408,671 102,156 2026-2030 12,035,447 1,501,403 2,209,608 341,647 2031-2033 5,912,214 223,814 1,470,297 58,675 Total $ 29,045,267 $ 4,659,561 $ 5,620,934 $ 1,014,507 Page163 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 8 LONG-TERM DEBT (CONTINUED) Changes in Long -Term Liabilities Long-term liability activity for the year ended September 30, 2020 was as follows: Governmental Activities Public improvement revenue notes Infrastructure revenue notes Capital Projects revenue notes Capital Leases Other post employment benefits Net pension liability Compensated absences Governmental activity long-term liabilities Business -type Activities Bonds payable - Revenue bonds Premium Total bonds payable Capital Projects revenue notes Other post employment benefits Compensated absences Business -type activity long-term liabilities Beginning Ending Due Within Balance Additions Deductions Balance One Year $ 4,312,844 $ $ (393,337) $ 3,919,507 $ 401,322 4,432,992 (328,298) 4,104,694 335,258 22,363,155 (1,342,089) 21,021,066 1,377,627 837,745 (83,481) 754,264 85,734 8,888,217 620,136 9,508,353 - 39,749 (8,274) 31,475 - 1,449,202 245,578 (144,920) 1,549,860 154,986 $42,323,904 $ 865,714 $ (2,300,399) $40,889,219 $ 2,354,927 $11,462,000 $ $ (828,000) $10,634,000 $ 855,000 5,420 (5,420) - 11,467,420 (833,420) 10,634,000 855,000 5,979,845 (358,911) 5,620,934 368,373 2,857,991 186,912 3,044,903 - 409,509 81,940 (40,951) 450,498 45,051 $20,714,765 $ 268,852 $ (1,233,282) $19,750,335 $ 1,268,424 NOTE 9 INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS Interfund transfers for the year ended September 30, 2020 consisted of the following: Transfers Out: General Fund Infrastructure Fund Water Fund Sewer Fund Nonmajor Governmental Transfers In General Fund Water Fund Sewer Sanitation Stormwater Nonmajor Fund Fund Fund Govt Total $ $ 17,943 $ 2,781 $ 44,140 $ 920 $ 231,007 $ 296,791 - - - - 2,030,712 2,030,712 1,108,101 - - 1,108,101 1,134,923 746 - 1,135,669 62,533 - 584,388 646,921 $2,305,557 $ 18,689 $ 2,781 $ 44,140 $ 920 $2,846,107 $5,218,194 The majority of the transfers were to fund other capital projects and debt service payments. Transfers from the Water Fund and Sewer Fund to the General Fund were based on a percentage of water and sewer sales. Page164 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 9 INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS (CONTINUED) The composition of interfund advances as of September 30, 2020 is as follows: Receivable Fund Sewer Fund Sanitation Fund Payable Fund Amount Stormwater Fund $ 275,000 General Fund 397,127 $ 672,127 The balance due to the Sanitation fund from the General Fund is a result of an interfund loan for the purchase of a fire truck to be repaid over ten years. The balance due to the Sewer fund from the Stormwater fund is for the upfront construction costs on the Victory Pointe project that will be funded from various grants upon the completion of the project. NOTE 10 RETIREMENT PLANS The City maintains three separate single -employer, defined benefit plans for general employees, sworn police officers and firefighters, as well as a defined contribution plan for general employees. The investment and administrative agent for the general employees defined benefit plan is the Florida Municipal Pension Trust Fund, an agent of the multiple -employer Public Employee Retirement System. The assets and benefits of the general employees defined contribution plan are administered by the Florida League of Cities. The plan administration for the police and firefighters pension plans is the Pension Resource Center. With recent adoption by the Florida Legislation of Chapter 2015-39, Laws of Florida, a separate Defined Contribution component of the Police and Fire Retirement Plans was established on October 1, 2015 and will provide special benefits in the form of a supplemental retirement, termination, death and disability benefits to be funded solely and entirely by premium tax monies. The Share Plan benefits are additional to the benefits currently provided by the defined benefit component currently provided. Funds will be allocated to eligible members on each valuation date. Defined Benefit Pension Plans Each plan is independently governed by separate boards of trustees. Assets may not be transferred between plans, or used for any purpose other than to benefit each plan's participants as defined in their authorizing ordinances. The general employee's plan board contracts with the Florida Municipal Pension Trust Fund (FMPTF), a private, not -for -profit corporation established by the Florida League of Cities (FLC) for FLC members who wish to use its services. The FMPTF acts as a common investment and administrative agent for its members, contracting with a bank custodian, investment manager and actuary to provide a commingled investment fund and plan valuation services. This plan is included as part of the City's reporting entity in Pension Trust Funds. The Clermont City Council adopted and may amend plan provisions by resolution. The Police and Firefighters' Pension Plans are administered by a Pension Resource Center. These plans do not issue stand alone audit reports. Stand-alone audited financial statements of the FMPTF are maintained on file at the FLC offices in Tallahassee, Florida, and are available upon request to the Pension Services Division. General Employees Contributions The City's actuarially determined contribution rate per the October 1, 2018 actuarial valuations is $11,018 for general employees. Administrative costs are deducted from the net position of the plan. Summary of Significant Accounting Policies Plan Description - The general employees defined benefit pension plan is for general employees hired prior to September 30, 1985. Plan Administration - The General Employees' Pension is administered by a Board of Trustees. Page165 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Plan Membership - At September 30, 2020 plan membership consisted of the following: Inactive Plan Members or Beneficiaries Currently Receiving Benefits Inactive Plan Members Entitled to but Not Yet Receiving Benefits Active Plan Members 7 7 Net Pension Liability of the City The City's net pension liability was measured as of September 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The components of the net pension liability (asset) of the sponsor on September 30, 2020 were as follows: Total Pension Liability $ 305,055 Plan Fiduciary Net Position (273,580) Sponsor's Net Pension Liability (Asset) $ 31,475 Plan Fiduciary Net Position as a Percentage of Total Pension Liability (Asset) 89.68% Actuarial Assumptions The total pension liability was determined by an actuarial valuation as of October 1, 2018, updated September 30, 2020 using the following actuarial assumptions: Inflation 2.77% Salary Increases 0.00% Investment Rate of Return 7.00% Mortality rates were based on the sex -distinct rates set forth in the RP-2000 Combined Mortality Table with full generational improvements in mortality using Scale BB. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best - estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce the long term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of September 30, 2020 are summarized in the following table: Asset Class Core Bonds Core Plus U.S. Large Cap Equity U.S. Small Cap Equity Non-U.S. Equity Core real estate Total Target Allocation 100% Long Term Expected Real Rate of Return 1.60% 2.10% 4.60% 5.50% 6.70% 5.00% Page166 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Discount rate The discount rate used to measure the total pension liability was 7%. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that sponsor contributions will be made at rates equal to the difference between the actuarially determined contribution rates and the member rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Changes in Net Pension Liability Increase (Decrease) Total Pension Plan Fiduciary Net Liability Position Net Pension Liability (a) (b) (a) - (b) Balance at September 30, 2019 $ 333,418 $ 293,669 $ 39,749 Changes Due to: Service Cost - - - Expected interest growth 21,619 19,304 2,315 Unexpected investment income - (2,984) 2,984 Demographic experience - - - Employer contributions - 11,018 (11,018) Benefit payments and refunds (49,982) (42,156) (7,826) Administrative expenses - (5,271) 5,271 Assumption changes - - - Balance at September 30, 2020 $ 305,055 $ 273,580 $ 31,475 Sensitivity of the Net Pension Liability to changes in the Discount Rate Current Discount 1 % Decrease Rate 1 % Increase 6.00% 7.00% 8.00% General Pension Plan Net Pension Liability $ 46,044 $ 31,475 $ 18,195 Deferred outflows and inflows of resources For the year ended September 30, 2020 the City will recognize a pension expense of ($3,912). On September 30, 2020 the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Deferred Inflows of Resources Resources Differences Between Expected and Actual Experience $ - $ Net Difference Between Projected and actual Earnings on Pension Plan Investments 1,282 $ 1,282 $ Page167 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended September 30 2021 $ (2,753) 2022 1,499 2023 1,940 2024 596 2025 Thereafter Police Officers' Retirement - The police officers' defined benefit pension plan is a local law, single employer, defined benefit pension plans as defined under Florida Statutes, Chapters 175 and 185, which covers all sworn police officers. Employees are eligible to participate in the plan immediately upon employment with the City, and they are vested in the plan after ten years of service. The plan is administered by a board of Trustees. Contributions The City's actuarially determined contribution rate per the October 1, 2018 actuarial valuation. Employees must contribute 3% of pensionable earnings prior to October 29, 2018, 4% of pensionable earnings for the period October 29, 2018 through September 29, 2019, and 5% of pensionable earnings thereafter. Administrative costs are deducted from the net position of the plan. Contributions from the State received under Florida State Statutes 175 and 185 amounted to $0 in 2020 and were recorded as revenue and expenditures in the general fund. Benefits Provided The plan provides retirement, disability, and pre -retirement death benefits. Normal retirement is defined as the attainment of age 55 and 10 years of service, or 20 years of service, regardless of age. The normal retirement benefit is the number of years of credited service prior to October 1, 2002 multiplied by 2.25%, and the number of years of credited service after October 1, 2002 multiplied by 3%, and multiplied by the average final monthly compensation. Early retirement is defined as attainment of age 50 and 10 years of service; however, the early retirement benefit is reduced by 3% for each year before the normal retirement date. Employees are 50% vested after five years of service, increasing at the rate of 10% per year, up to 100% vesting after 10 years of service. Disability benefits are the larger of the basic pension formula or 42% of average earnings for service connected disabilities. For non -service connected disabilities, benefits are the larger of the basic pension formula or 25% of average earnings, and require 10 years of service. Disability pension is offset as necessary to preclude the total of the participant's worker's compensation, disability pension, and other City -financed disability or salary continuation benefit (excluding social security benefits) from exceeding average earnings. Pre -retirement death benefits for vested members are the vested portion of the basic pension formula, reduced for payment prior to normal retirement age (payable for 10 years certain to the beneficiary of a vested participant). For non -vested participants, the benefit is the return of accumulated employee contributions. Plan Membership At September 30, 2020 plan membership consisted of the following: Inactive Plan Members or Beneficiaries Currently Receiving Benefits 19 Inactive Plan Members Entitled to but Not Yet Receiving Benefits 16 Active Plan Members 72 107 Page168 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Net Pension Liability of the City The City's net pension liability was measured as of September 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The components of the net pension liability (asset) of the sponsor on September 30, 2020 were as follows: Total Pension Liability $ 20,888,384 Plan Fiduciary Net Position (23,237,027) Sponsor's Net Pension Liability (Asset) $ (2,348,643) Plan Fiduciary Net Position as a Percentage of Total Pension Liability (Asset) 111.24% * does not include Share Plan balances or excess chapter 175/185 contributions Actuarial Assumptions The total pension liability was determined by an actuarial valuation as of October 1, 2018, updated September 30, 2020 using the following actuarial assumptions: Inflation 2.77% Salary Increases 5.50% Investment Rate of Return 7.00% Mortality rates were based on the sex -distinct rates set forth in the RP-2000 Blue Collar Mortality Table, with full generational improvements in mortality using Scale BB. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best - estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce the long term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of September 30, 2020 are summarized in the following table: Asset Class Core Bonds Core Plus U.S. Large Cap Equity U.S. Small Cap Equity Non-U.S. Equity Core real estate Total Target Allocation 15% 15% 34% 11% 15% 10% 100% Long Term Expected Real Rate of Return 1.60% 2.10% 4.60% 5.50% 6.70% 5.00% Page169 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Discount rate The discount rate used to measure the total pension liability was 7%. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that sponsor contributions will be made at rates equal to the difference between the actuarially determined contribution rates and the member rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Changes in Net Pension Liability Increase (Decrease) Total Pension Plan Fiduciary Net Liability Position Net Pension Liability (a) (b) (a) - (b) Balance at September 30, 2019 $ 18,985,282 $ 20,217,453 $ (1,232,171) Changes Due to: Service Cost 1,048,755 - 1,048,755 Expected interest growth 1,300,909 1,438,396 (137,487) Unexpected investment income - 907,675 (907,675) Demographic experience - - Employer contributions - 943,063 (943,063) Employee contributions - 238,416 (238,416) Benefit payments and refunds (446,562) (446,562) - Administrative expenses - (61,414) 61,414 Assumption changes - - - Balance at September 30, 2020 $ 20,888,384 $ 23,237,027 $ (2,348,643) Sensitivity of the Net Pension Liability to changes in the Discount Rate Current Discount 1 % Decrease Rate 1 % Increase 6.00% 7.00% 8.00% Police Pension Net Pension Liability (Asset) $ 665,844 $ (2,348,643) $ (4,802,171) Deferred outflows and inflows of resources For the year ended September 30, 2020 the City will recognize a pension expense of $594,569. On September 30, 2020 the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ - $ 721,796 Changes of assumptions 1,523,224 - Net difference between projected and actual earnings on pension plan investments - 951,094 $ 1,523,224 $ 1,672,890 Page170 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended September 30: 2021 $ (99,385) 2022 79,987 2023 90,489 2024 (128, 345) 2025 (86,367) Thereafter (6,045) Deferred Retirement Option Program (DROP) DROP is available to participants who have attained their normal retirement age and individuals may participate in the DROP for up to 60 months; DROP accounts are credited with interest at the rate of 6.50% per annum. The Police DROP balance as of September 30, 2020 is $127,712. Firefighters' Retirement The firefighters' defined benefit pension plan is a local law, single employer, defined benefit pension plans as defined under Florida Statutes, Chapters 175 and 185, which covers all full time and volunteer firefighters employed by the City. Employees are eligible to participate in the plan immediately upon employment with the City, and they are vested in the plan after ten years of service. The plan is administered by a board of Trustees. Contributions The City's actuarially determined contribution rate per the October 1, 2018 actuarial valuation. Employees must contribute 4% of pensionable earnings. Administrative costs are deducted from the net position of the plan. Contributions from the State received under Florida State Statutes 175 and 185 amounted to $0 in 2020 and were recorded as revenue and expenditures in the general fund. Benefits Provided The plan provides retirement, disability, and pre -retirement death benefits. Normal retirement is defined as the attainment of age 55 and 10 years of service, or 20 years of service, regardless of age. The normal retirement benefit is the number of years of credited service prior to October 1, 2002 multiplied by 2.25%, and the number of years of credited service after October 1, 2002 multiplied by 3%, and multiplied by the average final monthly compensation. Volunteer firefighters earn a minimum benefit of $5 for each year of service. Early retirement is defined as attainment of age 50 and 10 years of service; however, the early retirement benefit is reduced by 3% for each year before the normal retirement date. Employees are 50% vested after five years of service, increasing at the rate of 10% per year, up to 100% vesting after 10 years of service. Disability benefits are the larger of the basic pension formula or 42% of average earnings for service connected disabilities. For non -service connected disabilities, benefits are the larger of the basic pension formula or 25% of average earnings, and require 10 years of service. Disability pension is offset as necessary to preclude the total of the participant's worker's compensation, disability pension, and other City -financed disability or salary continuation benefit (excluding social security benefits) from exceeding average earnings. Pre -retirement death benefits for vested members are the vested portion of the basic pension formula, reduced for payment prior to normal retirement age (payable for 10 years certain to the beneficiary of a vested participant). For non -vested participants, the benefit is the return of accumulated employee contributions. Page171 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Plan Membership At September 30, 2020 plan membership consisted of the following: Inactive Plan Members or Beneficiaries Currently Receiving Benefits 3 Inactive Plan Members Entitled to but Not Yet Receiving Benefits 62 Active Plan Members 72 137 Net Pension Liability of the City The City's net pension liability was measured as of September 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The components of the net pension liability (asset) of the sponsor on September 30, 2020 were as follows: Total Pension Liability $ 20,734,056 Plan Fiduciary Net Position (22,771,575) Sponsor's Net Pension Liability (Asset) $ (2,037,519) Plan Fiduciary Net Position as a Percentage of Total Pension Liability (Asset) 109.83% * does not include Share Plan balances or excess chapter 175/185 contributions Actuarial Assumptions The total pension liability was determined by an actuarial valuation as of October 1, 2018, updated September 30, 2020 using the following actuarial assumptions: Inflation 2.77% Salary Increases 5.50% Investment Rate of Return 7.00% Mortality rates were based on the sex -distinct rates set forth in the RP-2000 Combined Mortality Table, with full generational improvements in mortality using Scale BB. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best - estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce the long term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Page172 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Best estimates of arithmetic real rates of return for each major asset class included in the pension plan's target asset allocation as of September 30, 2020 are summarized in the following table: Asset Class Core Bonds Core Plus U.S. Large Cap Equity U.S. Small Cap Equity Non-U.S. Equity Core real estate Total Target Allocation 15% 15% 34% 11% 15% 10% 100% Long Term Expected Real Rate of Return 1.60% 2.10% 4.60% 5.50% 6.70% 5.00% Discount rate The discount rate used to measure the total pension liability was 7%. The projection of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that sponsor contributions will be made at rates equal to the difference between the actuarially determined contribution rates and the member rate. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Changes in Net Pension Liability Balance at September 30, 2019 Changes Due to: Service Cost Expected interest growth Unexpected investment income Demographic experience Employer contributions Employee contributions Benefit payments and refunds Administrative expenses Assumption changes Balance at September 30, 2020 Increase (Decrease) Total Pension Plan Fiduciary Net Liability Position Net Pension Liability (a) (b) (a) - (b) $ 18,435,970 $ 18,988,865 $ (552,895) 1,313,842 - 1,313,842 1,272,336 1,381,370 (109,034) - 885,731 (885,731) - 1,649,080 (1,649,080) - 220,098 (220,098) (288,092) (288,092) - - (65,477) 65,477 $ 20,734,056 $ 22,771,575 $ (2,037,519) Page173 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Sensitivity of the Net Pension Liability to changes in the Discount Rate Current Discount 1 % Decrease Rate 1 % Increase 6.00% 7.00% 8.00% Fire Pension Net Pension Liability (Asset) $ 1,111,994 $ (2,037,519) $ (4,585,386) Deferred outflows and inflows of resources For the year ended September 30, 2020 the City will recognize a pension expense of $1,172,655. On September 30, 2020 the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual experience $ 278,443 $ 290,169 Changes of assumptions 2,245,129 - Net difference between projected and actual earnings on pension plan investments - 924,194 $ 2,523,572 $ 1,214,363 Amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended September 30 2021 $ 156,468 2022 314,729 2023 326,525 2024 220,437 2025 241,257 Thereafter 49,793 Deferred Retirement Option Program (DROP) DROP is available to participants who have attained their normal retirement age and individuals may participate in the DROP for up to 60 months; DROP accounts are credited with interest at the rate of 6.50% per annum. The Fire DROP balance as of September 30, 2020 is $0. General Employee Defined Contribution Pension Plan The defined Contribution Pension Plan for General Employees of the City of Clermont was established October 1, 1985, as defined in Chapter 16, Article IV, of the Clermont Code, and is available to all permanent general employees of the City, once they have completed one year of employment. Employees are fully vested in the plan after ten years of service. In a defined contribution plan, benefits depend solely on amounts contributed to the plan, plus investment earnings. Contributions for, and interest forfeited by, employees who terminate employment before five years of service are used to reduce the City's current period contributions. Covered payroll for this Plan for fiscal year 2020 was $8,590,053; the City's total payroll for City employees was $19,973,032. Page174 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) The City contributes annually to the pension account of each active participant an amount equal to ten percent (10%) of the employee's annual compensation. No contribution is required by employees. The City of Clermont City Council adopted and may amend plan provision by resolution. The actual contribution made by the City for fiscal year 2020 was $858,493. Aggregate Amounts of All Pension Plans The aggregate amounts for all of the City's defined benefit pension plans at September 30, 2020 are as follows: Governmental Activities Net Pension Asset (Liability) Deferred Inflows Deferred Outflows Expense General Employees Pension Plan $ (31,475) $ - $ 1,282 $ (3,912) Police Pension Plan 2,348,643 (1,672,890) 1,523,224 594,569 Firefighters Pension Plan 2,037,519 (1,214,362) 2,523,572 1,172,654 $ 4,354,687 $ (2,887,252) $ 4,048,078 $ 1,763,311 Individual Fiduciary Fund Statements Individual statements of net position for the four plans included in the City of Clermont fiduciary funds are as follows: City of Clermont, Florida Individual Statements of Fiduciary Net Position September 30, 2020 Assets: Cash and cash equivalents Investments: U.S. Government& other debt securities Equities Total Investments Total assets Liabilities: Refunds payable and other Total liabilities General Employees Police Officers Firefighters Total Defined Defined Pension Pension Employee Benefit Contribution Trust Trust Pension Funds $ 2,188 $ - $ 742,373 $ 1,126,722 $ 1,871,283 76,329 - 8,538,692 8,245,383 16,860,404 195,063 9,714,707 15,497,786 14,429,918 39,837,474 271,392 9,714,707 24,036,478 22,675,301 56,697,878 273,580 9,714,707 24,778,851 23,802,023 58,569,161 Net Position Restricted for Pensions $ 273,580 $ 9,714,707 $ 24,778,851 $ 23,802,023 $ 58,569,161 Page175 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 10 RETIREMENT PLANS (CONTINUED) Individual statements of the changes in fiduciary net position are as follows: City of Clermont, Florida Individual Statements of Changes in Fiduciary Net Position Year Ended September 30, 2020 General Employees Police Officers Firefighters Total Defined Defined Pension Pension Employee Benefit Contribution Trust Trust Pension Funds Additions: Contributions: Employer $ 22,036 $ 858,493 $ 943,066 $ 1,649,080 $ 3,472,675 Plan members - - 238,434 220,098 458,532 State - - - - - Total contributions 22,036 858,493 1,181,500 1,869,178 3,931,207 Investment earnings: Net increase (decrease) in fair value of investments 16,320 947,625 2,490,535 2,370,484 5,824,964 Investment expense - - (5,000) (2,500) (7,500) Total net investment earnings 16,320 947,625 2,485,535 2,367,984 5,817,464 Total additions 38,356 1,806,118 3,667,035 4,237,162 9,748,671 Deductions: Benefits/distributions 42,156 2,129,605 470,626 417,199 3,059,586 Administrative expenses 5,271 9,577 56,414 62,977 134,239 Total deductions 47,427 2,139,182 527,040 480,176 3,193,825 Change in Net Position (9,071) (333,064) 3,139,995 3,756,986 6,554,846 Net Position Restricted for Pensions Beginning of Year 282,651 10,047,771 21,638,856 20,045,037 52,014,315 End of Year $ 273,580 $ 9,714,707 $ 24,778,851 $ 23,802,023 $ 58,569,161 NOTE 11 OTHER POST EMPLOYMENT BENEFITS In accordance with Florida Statutes Section 112.0801, the City makes continued group health and dental insurance through the city's current provider available to retirees and eligible dependents provided certain service requirements and normal age retirement requirements have been met. This plan is a single employer plan. The City is self -insured with respect to these benefits and provides an explicit subsidy for coverage to retirees and their spouses based on the coverage selected. This plan does not issue stand-alone financial statements. As of October 1, 2018, the valuation date, there were 346 active employees and 11 inactive employees currently receiving benefits. The OPEB liability of $12,553,256 was measured as of September 30, 2020 and was determined by the actuarial valuation. The covered payroll was $19,075,627, and the ratio of Net OPEB liability as a percentage of covered payroll was 65.81 %. Page176 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 11 OTHER POST EMPLOYMENT BENEFITS (CONTINUED) Summary of Actuarial Methods & Assumptions Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The Other Postemployment Benefits Liability and Related Ratios Schedule, immediately following the notes to the financial statements as required supplementary information, presents multi -year trend information about whether the actuarial value of the plan assets is increasing or decreasing over time. The schedule includes one year. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. The Total liability was determined using the following actuarial assumptions and other inputs, applied to all periods include in the measurement unless otherwise specified: Initial Health Care Cost Trend Rate Ultimate Health Care Cost Trend Rate Fiscal Year the Ultimate Rate is Reached Additional Information Valuation Date Actuarial Cost Method Discount Rate* Inflation Rate Salary Rate Increase Funded Ratio (Fiduciary Net Position as a percentage of Total OPEB Liability) Covered Payroll Net OPEB Liability as a Percentage of Covered Payroll 8.50% 5.00% Fiscal year 2029 October 1, 2018 Entry Age Normal 2.66% 0.00% 2% NA 19,075,627 65.81 % * The discount rate was based on the index provided by Bond Buyer 20-Bond General Obligation Index based on the 20 year AA municipal bond rate as of September 30, 2019. Page177 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 11 OTHER POST EMPLOYMENT BENEFITS (CONTINUED) Below are the details regarding the Total OPEB liability for the measurement period from October 1, 2019, to September 30, 2020. Total OPEB Liability Balance as of9/30/2019 $ 11,746,208 Changes for the year: Service Cost 740,666 Interest 309,219 Difference Between Expected & Actual Experience - Changes of Assumptions and Other Inputs Benefit Payments(') (242,837) Other Changes - Net Changes $ 807,048 Balance as of 9/30/2020 $ 12,553,256 (1) Includes the Implicit Rate Subsidy. The following table presents the total OPEB liability of the City, as well as what the City's total OPEB liability would be if it were calculated using a discount rate that is 1 percentage point lower or 1 percentage higher than the current discount rate: Decrease Discount Rate Increase 1.66% 2.66% 3.66% Total OPEB Liability $ 14,895,654 $ 12,553,256 $ 10,677,100 The following presents the total OPEB liability of the city, as well as what the City's OPEB liability would be if it were calculated using healthcare trend rates that are 1 percentage point lower and 1 percentage point higher than the current healthcare cost trend rates: Decrease Health Care Increase 1% Trend 1% Total OPEB Liability $ 10,393,549 $ 12,553,256 $ 15,275,896 For the fiscal year ended September 30, 2020, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Difference between expected and actual experience Changes of assumptions Total Deferred Outflows of Deferred Inflows of Resources Resources $ 748,458 $ - 1,587,222 391,191 $ 2,335,680 $ 391,191 Page178 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 11 OTHER POST EMPLOYMENT BENEFITS (CONTINUED) Amounts reported as deferred outflows or resources and deferred inflows of resources related to OPEB will be recognized in OPEB expenses as follows: Fiscal Year Ending September 30, 2021 $ 333,081 2022 333,081 2023 333,081 2024 333,081 2025 333,081 Thereafter 279,084 Postemployment benefits (OPEB's) The City provides optional postemployment healthcare and dental insurance coverage to eligible individuals. Eligible individuals - Employees of the City who are eligible for retirement or disability retirement under the City's retirement plans may elect to participate in the City -sponsored insurance plans (healthcare and dental) at their cost. Retiree monthly premiums for postemployment insurance coverage - retirees must pay monthly contributions in accordance with City Resolution #2013-06 based upon plan costs as determined by the City in conjunction with insurance carriers. Failure to pay insurance premiums will result in termination of insurance coverage without the ability to reinstate such coverage. NOTE 12 RISK MANAGEMENT During fiscal year 1990, the City established an internal service fund to account for its uninsured risk of loss for employee medical and dental coverage. Under this program, the fund provides coverage for the first $181,500 per year in medical, dental, or prescription claims for each covered employee. The City purchases commercial insurance for claims in excess of coverage provided by the fund with a total aggregate stop -loss of $4,895,468. There has been no reduction in insurance coverage from that carried in the prior year. Claims provided have not exceeded insurance coverage in any of the past three fiscal years. The general, water, sewer, sanitation and stormwater funds participate in the program and make payments to the internal service fund based on the number of employees budgeted in each fund. The claims liability of $206,017 represents claims processed through October 2020 which were applicable to the current fiscal year and any additional claims are deemed immaterial. Changes to the current claims liability are as follows: 2020 2019 Claims Liabilities, beginning of year $ 251,597 $ 223,114 Incurred Claims 5,615,898 4,489,860 Payments on Claims (5,661,478) (4,461,377) Claims Liabilities, end of year $ 206,017 $ 251,597 Page179 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 13 COMMITMENTS AND CONTINGENCIES Litigation The City is engaged in various liability claims incidental to the conduct of its general government operations at September 30, 2020. While the ultimate outcome of the litigation cannot be determined at this time, management believes that any amounts not covered by insurance, if any, resulting from these lawsuits would not materially affect the financial position of the City. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the City carries commercial insurance. The City has obtained excess insurance coverage with varying retentions and limits to further limit exposure to large losses. There have been no significant reductions in insurance coverage from the prior year and settlements have not exceeded insurance coverage during the past three years. NOTE 14 FUND BALANCES The City classifies the components of fund balance based on the classifications described below: Nonspendable Nonspendable funds include fund balance amounts that are (a) not in spendable form or (b) legally or contractually required to be maintained intact. Spendable Fund Balance Restricted includes fund balance amounts that can be spent only for specific purposes stipulated by (a) external resource providers such as creditors (by debt covenants), grantors, contributors, or laws and regulations of other governments; or (b) imposed by law through constitutional provisions or enabling legislation. Committed includes fund balance amounts that can be used only for the specific purposes determined by formal action of the City Council, the City's highest level of decision making authority, with formal action occurring prior to the fiscal year end. Commitments may be changed or lifted only by the City Council taking the same formal action (Resolution) that imposed the constraint originally. Assigned includes spendable fund balance amounts that are intended to be used for specific purposes that are neither considered restricted or committed. The City Council is authorized to assign amounts for a specific purpose. Page180 City of Clermont, Clermont, Florida Notes to Financial Statements Year Ended September 30, 2020 NOTE 14 FUND BALANCES (CONTINUED) Unassigned includes residual positive fund balance within the General Fund which has not been classified within the other above mentioned categories. Unassigned fund balance may also include negative balances for any governmental fund if expenditures exceed amounts restricted, committed, or assigned for those specific purposes. The City considers restricted amounts to be spent first when both restricted and unrestricted fund balance is available unless there are legal documents/contracts that prohibit doing this, such as in grant agreements requiring dollar for dollar spending. Additionally, the City would first use committed, then assigned, and lastly unassigned amounts of unrestricted fund balance when expenditures are made. At September 30, 2020, the City's governmental fund balances were as follows: Infrastructure Other Capital Special Governmental General Fund Projects Revenue Fund Funds Total Fund Balances Nonspendable Inventory/prepaids $ 356,125 $ $ $ 9,206 $ 365,331 Spendable Restricted for: Police 180,426 973,502 1,153,928 Fire - 1,559,271 1,559,271 Transportation 24,742 24,742 Tree replacement 153,743 153,743 Building Services - 1,837,195 1,837,195 Culture and recreation 2,110,551 2,110,551 Community redevelopment 468,672 468,672 Infrastructure 1,922,956 - 1,922,956 Debt service - 1,807,978 1,807,978 Cemetery 1,431,065 1,431,065 Assigned for: Capital projects - 15,475,555 - 15,475,555 Police/fire donations 3,362 3,362 Subsequentyear expenditures 3,223,530 - 3,223,530 Unassigned 7,859,532 7,859,532 $ 11,801,460 $15,475,555 $ 1,922,956 $ 10,197,440 $39,397,411 Page181 Page182 REQUIRED SUPPLEMENTAL INFORMATION Page 183 Page 184 City of Clermont, Clermont, Florida Schedule of Changes in Net OPEB Liability and Related Ratios Year Ended September 30, 2020 Total OPEB Liability Service cost Interest Differences between expected and actual experience Changes of assumptions Benefit Payments (2) Other changes Net change in total OPEB liability Total OPEB liability, beginning (1) Total OPEB liability, ending Plan fiduciary net position as a percentage of total OPEB liability Covered payroll 9/30/2020 9/30/2019 9/30/2018 $ 740,666 $ 721,475 $ 496,316 309,219 288,724 312,754 - 181,592 - 2,106,772 (662,223) (242,837) (236,545) (109,600) 807,048 3,062,018 37,247 11,746,208 8,684,190 8,646,943 $ 12,553,256 $ 11,746,208 $ 8,684,190 0.00% 0.00% 0.00% $ 19,075,627 $ 18,701,595 $ 14,293,247 Net OPEB liability as a percentage of covered payroll 65.81% 62.81% 60.76% Notes to Schedule: (1) Fiscal Year 2016 results calculated one year later using a 3.35% Discount Rate index as of 9/30/2017. (2) Includes the Implicit Rate Subsidy. Page185 City of Clermont, Clermont, Florida Schedule of Changes in Net Pension Liability and Related Ratios - General Employees Year Ended September 30, 2020 Total Pension Liability Service Cost Interest Differences Between Expected and Actual Experience Changes of Assumptions Benefit Payments, including refunds of employee contributions Net Change in Total Pension Liability Total Pension Liability -beginning Total Pension Liability -ending (a) Plan Fiduciary Net Position Contributions -employer Contributions -state Contributions -employee Net Investment Income Benefit Payments, including refunds of employee contributions Administrative Expense Other Net Change in Plan Fiduciary Net Position Plan Fiduciary Net Position - beginning Plan Fiduciary Net Position - ending (b) Net Pension Liability - ending (a)- (b) Plan Fiduciary Net Position as a Percentage of Total Pension Liability Covered Payroll Net Pension Liability as a Percentage of Covered Payroll 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 21,619 21,414 23,435 22,569 22,224 29,060 28,229 - 33,131 - 17,118 12,118 40,676 - - 28,462 31,161 (10,549) (49,982) (53,410) (51,013) (57,338) (61,435) (63,484) (56,412) (28,363) 1,135 (27,578) 10,811 4,068 (4,297) (28,183) 333,418 332,283 359,861 349,050 344,982 349,279 377,462 $ 305,055 $ 333,418 $ 332,283 $ 359,861 $ 349,050 $ 344,982 $ 349,279 11,018 11,018 8,767 8,767 - - - 16,320 14,396 24,889 44,469 29,829 2,613 40,560 (42,156) (53,410) (57,338) (57,338) (61,435) (63,484) (66,212) (5,271) (1,597) (1,681) (5,457) (1,757) (6,508) (3,136) (20,089) (29,593) (25,363) (9,559) (33,363) (67,379) (28,788) 293,669 323,262 348,625 358,184 391,547 458,926 487,714 $ 273,580 $ 293,669 $ 323,262 $ 348,625 $ 358,184 $ 391,547 $ 458,926 $ 31,475 $ 39,749 $ 9,021 $ 11,236 $ (9,134) $ (46,565) $ (109,647) 89.68% 88.08% 97.29% 96.88% 102.62% 113.50% 131.39% N/A N/A N/A N/A N/A N/A N/A Page186 City of Clermont, Clermont, Florida Schedule of Changes in Net Pension Liability and Related Ratios - Police Year Ended September 30, 2020 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 Total Pension Liability Service Cost $ 1,048,755 $ 1,048,755 $ 941,659 $ 941,659 $ 836,661 $ 560,680 $ 524,531 Interest 1,300,909 1,290,431 1,170,292 1,049,633 749,652 860,884 723,246 Changes in Excess State Money - - - - - - - Diiferences Between Expected and Actual Experience (610,614) (108,041) (204,387) (211,987) (162,697) Changes of Assumptions 576,133 3,155,202 Benefit Payments, including refunds of employee contributions (446,562) (403,441) (381,207) (640,378) (342,697) (298,559) (532,943) Assumption changes - 1,209 - - - - - NetChange in Total Pension Liability 1,903,102 1,326,340 1,622,703 1,722,660 4,186,831 960,308 714,834 Total Pension Liability -beginning 18,985,282 17,658,942 16,036,239 14,313,579 10,126,748 9,166,440 8,451,606 Total Pension Liability -ending (a) $ 20,888,384 $ 18,985,282 $ 17,658,942 $ 16,036,239 $ 14,313,579 $ 10,126,748 $ 9,166,440 Plan Fiduciary Net Position Contributions -employer 943,063 891,380 944,540 756,302 632,411 281,722 411,953 Contributions -state - - - - - 240,486 217,653 Contributions -employee 238,416 175,526 120,269 116,332 108,806 99,188 95,733 Net Investment Income 2,346,071 1,330,033 1,245,288 1,908,188 1,115,432 (14,779) 1,043,670 Benefit Payments, including refunds of employee contributions (446,562) (403,441) (381,207) (640,378) (342,697) (298,559) (334,599) Administrative Expense (61,414) (102,202) (51,400) (49,645) (30,651) (54,494) (31,851) Other - - - - - - - Net Change in Plan Fiduciary Net Position 3,019,574 1,891,296 1,877,490 2,090,799 1,483,301 253,564 1,402,559 Plan Fiduciary Net Position - beginning 20,217,453 18,326,157 16,448,667 14,357,868 12,874,567 12,621,003 11,218,444 Plan Fiduciary Net Position - ending (b) $ 23,237,027 $ 20,217,453 $ 18,326,157 $ 16,448,667 $ 14,357,868 $ 12,874,567 $ 12,621,003 Net Pension Liability - ending (a) - (b) $ (2,348,643) $ (1,232,171) $ (667,215) $ (412,428) $ (44,289) $ (2,747,819) $ (3,454,563) Plan Fiduciary Net Position as a Percentage of Total Pension Liability 111.24% 106.49% 103.78% 102.57% 100.31 % 127.13% 137.69% Covered Payroll $ 3,813,876 $ 3,813,876 $ 3,366,613 $ 3,366,613 $ 3,366,613 $ 3,108,552 $ 2,424,191 Net Pension Liability as a Percentage of Covered Payroll -61.58% -32.31% -19.82% -12.25% -1.32% -88.40% -142.50% Page187 City of Clermont, Clermont, Florida Schedule of Changes in Net Pension Liability and Related Ratios - Fire Year Ended September 30, 2020 Total Pension Liability Service Cost Interest Changes in Excess State Money Differences Between Expected and Actual Experience Changes of Assumptions Benefit Payments, including refunds of employee Net Change in Total Pension Liability Total Pension Liability -beginning Total Pension Liability -ending (a) Plan Fiduciary Net Position Contributions -employer Contributions -state Contributions -employee Net Investment Income Benefit Payments, including refunds of employee Administrative Expense Other Net Change in Plan Fiduciary Net Position Plan Fiduciary Net Position - beginning Plan Fiduciary Net Position - ending (b) Net Pension Liability - ending (a) - (b) 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 $ 1,313,842 $ 1,313,842 $ 1,025,516 $ 1,025,516 $ 784,710 $ 524,325 $ 596,543 1,272,336 1,141,847 996,576 782,004 515,458 553,753 530,089 (158,435) (121,553) 633,143 (208,729) (67,286) 1,079,623 634,356 2,505,255 - (288,092) (99,705) (25,120) (4,513) (1,324) (945) (81,466) 2,298,086 3,277,172 1,875,419 3,070,506 3,595,370 1,009,847 1,045,166 18,435,970 15,158,798 13,283,379 10,212,873 6,617,503 5,607,656 4,562,490 $ 20,734,056 $ 18,435,970 $ 15,158,798 $ 13,283,379 $ 10,212,873 $ 6,617,503 $ 5,607,656 1,649,080 1,585,514 1,278,757 797,699 491,818 646,065 438,902 - - - - - 181,292 175,931 220,098 231,935 200,118 238,785 279,064 141,632 86,520 2,267,101 1,240,965 1,063,078 1,599,687 858,136 (32,699) 704,467 (288,092) (99,705) (25,120) (4,513) (1,324) (945) (756) (65,477) (98,170) (35,839) (49,761) (28,346) (40,885) (24,109) 3,782,710 2,860,539 2,480,994 2,581,897 1,599,348 894,460 1,380,955 18,988,865 16,128,326 13,647,332 11,065,435 9,466,087 8,571,627 7,190,672 $ 22,771,575 $ 18,988,865 $ 16,128,326 $ 13,647,332 $ 11,065,435 $ 9,466,087 $ 8,571,627 $ (2,037,519) $ (552,895) $ (969,528) $ (363,953) $ (852,562) $ (2,848,584) $ (2,963,971) Plan Fiduciary Net Position as a Percentage of Total 109.83% 103.00% 106.40% 102.74% 108.35% 143.05% 152.86% Covered Payroll $ 4,438,530 $ 4,438,530 $ 3,602,745 $ 3,602,745 $ 2,798,049 $ 2,798,049 $ 2,798,049 Net Pension Liability as Percentage of Covered Payroll-45.91%-12.46%-26.91%-10.10%-30.47%-101.81%-105.93% Page188 City of Clermont, Clermont, Florida Schedule of Contributions and Investment Returns — General Employees Year Ended September 30, 2020 Actuarially Determined Contribution Contributions in Relation to the Actuarially Determined Contribution Contribution Deficiency (Excess) Covered Payroll Contributions as a Percentage of Covered Payroll 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 $ 11,018 $ 11,018 $ 81767 $ 8,767 $ - $ - $ - 11,018 11,018 8,767 8,767 N/A N/A N/A N/A N/A N/A N/A Valuation Date 10/1/2018 Actuarially determined contribution rates are calculated as of October 1, two years prior to the end of the fiscal year in which contributions are reported Methods and assumptions used to determine contribution rates Actuarial Cost Method Aggregate Amortization Method Level Percentage of Pay, open Remaining Amortization Period 30 years Asset Valuation Method Market Value Inflation 2.77% Salary Increases N/A Interest Rate 7% per year, compounded annually, net of investment expenses Schedule of Investment Returns 9130/2020 9/30/2019 9/30/2018 913012017 9/3012016 Annual money -weighted rate of return, net of investment expenses 4.23% 4.23% 7.00% 4.08% 4.08% 9/30/2015 9/30/2014 5.48% 8.55% Page189 City of Clermont, Clermont, Florida Schedule of Contributions and Investment Returns — Police Year Ended September 30, 2020 Actuarially Determined Contribution Contributions in Relation to the Actuarially Determined Contribution Contribution Deficiency (Excess) Covered Payroll Contributions as a Percentage of Covered Payroll 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 $ 985,611 $ 936,834 $ 905,229 $ 875,593 $ 640,139 $ 583,559 $ 629,606 943,063 891,380 944,540 756,302 632,411 522,208 670,126 $ 42,548 $ 45,454 $ (39,311) $ 119,291 $ 7,728 $ 61,351 $ (40,520) $ 3,813,876 $ 3,813,876 $ 3,366,613 $ 3,366,613 $ 3,366,613 $ 3,108,552 $ 3,108,552 24.73% 23.37% 28.06% 22.46% 18.78% 16.80% 21.56% Valuation Date 10/1/2018 Actuarially determined contribution rates are calculated as of October 1, two years prior to the end of the fiscal year in which contributions are reported. Methods and assumptions used to determine contribution rates: Actuarial Cost Method Aggregate Amortization Method Level Percentage of Pay, open Remaining Amortization Period 30 Years AssetValuation Method Market Value Salary Increases 5.50% per annum Interest Rate 7% per annum (2.77% per annum is attributable to long-term inflation); this rate was used to discount all future benefit payments Retirement 20% of eligible participants are assumed to retire at each of ages 52 through 54 and 100% of eligible participants are assumed to retire at normal retirement age Other Decrements Assumed employment termination is based on age and ranges from 5.00% atage 20 to 0.00% atage 50 Assumed disability is based on age and ranges from 0.03% atage 20 to 0.18% at age 50; 75% of disabilities are assumed to be service -connected Mortality Sex -distinct rates set forth in the RP-2000 Blue Collar Mortality Table, with full generational improvements in mortality using Scale BB Non -investment Expenses Liabilities have been loaded by 1.50% to account for non -investment expenses Future Contributions Contributions from the employer and employees are assumed to be made as legally required. Schedule of Investment Returns 9/30/2020 9130/2019 9130/2018 9/30/2017 9130/2016 9/3012015 Annual money -weighted rate of return, net of investment expenses 4.23% 4.23% 7.00% 4.08% 4.08% 5.48% 9/30/2014 8.55% Page190 City of Clermont, Clermont, Florida Schedule of Contributions and Investment Returns — Fire Year Ended September 30, 2020 Actuarially Determined Contribution Contributions in Relation to the Actuarially Determined Contribution Contribution Deficiency (Excess) Covered Payroll Contributions as a Percentage of Covered Payroll 9/30/2020 9/30/2019 9/30/2018 9/30/2017 9/30/2016 9/30/2015 9/30/2014 $ 1,648,674 $ 1,585,514 $ 1,284,255 $ 1,113,095 $ 647,476 $ 603,000 $ 614,833 1,649,080 1,585,514 1,278,757 797,699 491,818 827,357 668,800 $ (406) $ - $ 5,498 $ 315,396 $ 155,658 $ (224,357) $ (53,967) 4,438,530 4,438,530 3,602,745 3,602,745 2,798,049 2,798,049 2,798,049 37.15% 35.72% 35.49% 22.14% 17.58% 29.57% 23.90% Valuation Date 10/1/2018 Actuarially determined contribution rates are calculated as of October 1, two years prior to the end of the fiscal year in which contributions are reported Methods and assumptions used to determine contribution rates: Actuarial Cost Method Aggregate Amortization Method Level Percentage of Pay, Open Remaining Amortization Period 30 Years AssetValuation Method Market Value Salary Increases 5.50% per annum Interest Rate 7% per annum (2.77% per annum is attributable to long-term inflation); this rate was used to discount all future benefit payments Retirement 20% of eligible participants are assumed to retire ateach of ages 52 through 54 and 100% ofeligible participants are assumed to retire atnormal retirementage Other Decrements Assumed employment termination is based on age and ranges from 4.30% at age 20 to 0.00% at age 50 Assumed disability is based on age and ranges from 0.03% at age 20 to 0.18% at age 50; 75% of disabilities are assumed to be service -connected Mortality Sex -distinct rates setforth in the RP-2000 Blue Collar Mortality Table, with full generational improvements in mortality using Scale BB Non -investment Expenses Liabilities have been loaded by 1.75% to account for non -investment expenses Future Contributions Contributions from the employer and employees are assumed to be made as legally required. Schedule of Investment Returns 9/30/2020 9130/2019 9/30/2018 9/30/2017 9/30/2016 9/3012015 9130/2014 Annual money -weighted rate of return, net of investment expenses 4.23% 4.23% 7.00% 4.08% 4.08% 5.48% 8.55% Page191 Page192 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES Page 193 Page 194 City of Clermont, Clermont, Florida Major Governmental Funds Year Ended September 30, 2020 Capital Projects Funds Capital projects funds are used to account for financial resources that are restricted, committed, or assigned to expenditures for capital outlays, including the acquisition or construction of capital facilities and other capital assets. Capital Projects Fund This fund was established to account for financial resources segregated for the acquisition or construction of major capital projects. Page195 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Capital Projects Fund Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Intergovernmental revenues $ 950,000 $ 1,025,000 $ 625,000 $ (400,000) Investment earnings 400,000 400,000 196,202 (203,798) Miscellaneous - - 34,082 34,082 Total revenues 1,350,000 1,425,000 855,284 (569,716) Expenditures: Current: General government 7,000 7,000 956 6,044 Physical environment - - 7,550 (7,550) Economic environment - - 1,000 (1,000) Capital Outlay: Physical environment 6,981,000 7,550,951 114,432 7,436,519 Economic environment 5,870,000 6,695,300 3,955,742 2,739,558 Total expenditures 12,858,000 14,253,251 4,079,680 10,173,571 Excess (deficiency) of revenues over expenditures (11,508,000) (12,828,251) (3,224,396) 9,603,855 Net Change in Fund Balance (11,508,000) (12,828,251) (3,224,396) 9,603,855 Fund Balances - beginning 18,699,951 18,699,951 18,699,951 - FundBalances- ending $ 7,191,951 $ 5,871,700 $ 15,475,555 $ 9,603,855 Page196 City of Clermont, Clermont, Florida Other Governmental Funds Year Ended September 30, 2020 Special Revenue Funds Special revenue funds are used to account for specific revenue sources that are restricted, committed, or assigned to expenditures for particular purposes. Recreation Impact Fees Fund Police Impact Fees Fund Fire Impact Fee Fund Building Services Fund Fire Inspection Fund Community Redevelopment Fund Cemetery Fund This fund was established to account for recreation impact fees collected from new developments constructed in the City. This fund was established to account for police impact fees collected from new developments constructed in the City. This fund was established to account for fire impact fees collected from new developments constructed in the City. This fund was established to account for the operations of the City's building services department which are restricted for use in providing building permitting and inspection services. This fund was established to account for the operations of the City's fire prevention and inspection services. Fund closed in FY2020. This fund was established as a dependent taxing district. The incremental annual increase in tax over the base years will be used to fund projects designed to enhance and improve the described area. This fund was established to account for the operations and maintenance of the City's cemetery. Debt Service Fund Debt service funds are used to account for financial resources that are restricted, committed, or assigned to expenditures for principal and interest. Debt Service Fund This fund was established to account for the accumulation of resources and payment of bond principal and interest from governmental resources. Page197 City of Clermont, Florida Combining Balance Sheet Nonmajor Governmental Funds September 30, 2020 Assets: Cash and cash equivalents Investments Other receivables Prepaid costs Total assets Liabilities and Fund Balances: Liabilities: Accounts payable Accrued liabilities Total liabilities Fund balances Special Revenue Recreation Police Impact Fire Impact Building Impact Fees Fees Fees Services $ 1,199,839 $ 569,880 $ 749,389 $ 746,029 910,392 431,846 808,987 1,182,972 1,390 795 924 1,323 - - - 5,697 $ 2,111,621 $ 1,002,521 $ 1,559,300 $ 1,936,021 $ 1,070 $ 29,019 1,070 29,019 $ 29 $ 49,240 - 43,889 29 93,129 Nonspendable - - - 5,697 Restricted 2,110,551 973,502 1,559,271 1,837,195 Total fund balances 2,110,551 973,502 1,559,271 1,842,892 Total liabilities and fund balances $ 2,111,621 $ 1,002,521 $ 1,559,300 $ 1,936,021 Page198 Special Revenue Community Total Nonmajor Redevelopment Total Special Governmental Fire Inspection Special Revenue Cemetery Revenue Funds Debt Service Funds $ $ 284,625 $ 445,852 $ 3,995,614 $ 1,767,440 $ 5,763,054 322,064 989,348 4,645,609 40,538 4,686,147 595 1,497 6,524 - 6,524 3,224 285 9,206 - 9,206 $ $ 610,508 $ 1,436,982 $ 8,656,953 $ 1,807,978 $ 10,464,931 $ $ 132,486 $ 2,181 $ 214,025 $ $ 214,025 6,126 3,451 53,466 53,466 138,612 5,632 267,491 267,491 3,224 285 9,206 9,206 468,672 1,431,065 8,380,256 1,807,978 10,188,234 471,896 1,431,350 8,389,462 1,807,978 10,197,440 $ $ 610,508 $ 1,436,982 $ 8,656,953 $ 1,807,978 $ 10,464,931 Page199 City of Clermont, Florida Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds Year Ended September 30, 2020 Special Revenue Recreation Police Impact Fire Impact Building Impact Fees Fees Fees Services Revenues: Taxes $ $ $ $ - Licenses and permits 1,325,841 Intergovernmental revenues - Charges for services 49,370 Impact fees/special assessments 1,529,037 436,670 564,447 - Investment earnings 23,953 12,551 18,183 26,777 Miscellaneous - - - - Total revenues 1,552,990 449,221 582,630 1,401,988 Expenditures: Current: Public safety - 108,795 98,976 1,506,487 Physical environment - - - Economic environment - Culture and recreation 153,506 Debt Service: Principal - Interest and fiscal charges - - - - Total expenditures 153,506 108,795 98,976 1,506,487 Excess (Deficiency) of Revenues Over Expenditures 1,399,484 340,426 483,654 (104,499) Other Financing Uses: Transfers in - - - 9,979 Transfers out (569,628) (14,760) (17,033) Total other financing uses (569,628) (14,760) - (7,054) Net Change in Fund Balances 829,856 325,666 483,654 (111,553) Fund Balances - beginning 1,280,695 647,836 1,075,617 1,954,445 Fund Balances - ending $ 2,110,551 $ 973,502 $ 1,559,271 $ 1,842,892 Page1100 Special Revenue Community Total Nonmajor Redevelopment Total Special Governmental Fire Inspection Special Revenue Cemetery Revenue Funds Debt Service Funds $ $ 383,119 $ $ 383,119 $ $ 383,119 - 1,325,841 1,325,841 80,000 80,000 80,000 - 212,050 261,420 261,420 - - 2,530,154 2,530,154 11 9,550 25,106 116,131 3,796 119,927 - - 3,420 3,420 - 3,420 11 472,669 240,576 4,700,085 3,796 4,703,881 - - - 1,714,258 - 1,714,258 - 99,760 99,760 99,760 519,519 - 519,519 519,519 - 153,506 - 153,506 - 2,063,724 2,063,724 - - - 744,546 744,546 - 519,519 99,760 2,487,043 2,808,270 5,295,313 11 (46,850) 140,816 2,213,042 (2,804,474) (591,432) - 2,556 - 12,535 2,833,572 2,846,107 (45,500) - (646,921) - (646,921) (45,500) 2,556 - (634,386) 2,833,572 2,199,186 (45,489) (44,294) 140,816 1,578,656 29,098 1,607,754 45,489 516,190 1,290,534 6,810,806 1,778,880 8,589,686 $ $ 471,896 $ 1,431,350 $ 8,389,462 $ 1,807,978 $ 10,197,440 Page1101 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Recreation Impact Fees Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Impact fees/special assessments $ 900,000 $ 900,000 $ 1,529,037 $ 629,037 Investment earnings 10,000 10,000 23,953 13,953 Total revenues 910,000 910,000 1,552,990 642,990 Expenditures: Current: Culture and recreation 293,468 508,062 153,506 354,556 Total expenditures 293,468 508,062 153,506 354,556 Excess (deficiency) of revenues over expenditures 616,532 401,938 1,399,484 997,546 Other Financing Uses Transfers out (569,636) (569,636) (569,628) 8 Total other financing uses (569,636) (569,636) (569,628) 8 Net Change in Fund Balances 46,896 (167,698) 829,856 997,554 Fund Balances - beginning 1,280,695 1,280,695 1,280,695 - Fund Balances - ending $ 1,327,591 $ 1,112,997 $ 2,110,551 $ 997,554 Page1102 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Police Impact Fees Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Impact fees/special assessments $ 325,200 $ 325,200 $ 436,670 $ 111,470 Investment earnings 6,000 6,000 12,551 6,551 Total revenues 331,200 331,200 449,221 118,021 Expenditures: Current: Public Safety: Law enforcement 301,308 344,808 108,795 236,013 Total expenditures 301,308 344,808 108,795 236,013 Excess (deficiency) of revenues over expenditures 29,892 (13,608) 340,426 354,034 Other Financing Sources (Uses) Transfers out (14,763) (14,763) (14,760) 3 Total other financing sources (uses) (14,763) (14,763) (14,760) 3 Net Change in Fund Balances 15,129 (28,371) 325,666 354,037 Fund Balances - beginning 647,836 647,836 647,836 - Fund Balances - ending $ 662,965 $ 619,465 $ 973,502 $ 354,037 Page1103 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Fire Impact Fees Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Impact fees/special assessments $ 385,000 $ 385,000 $ 564,447 $ 179,447 Investment earnings 6,000 6,000 18,183 12,183 Total revenues 391,000 391,000 582,630 191,630 Expenditures: Current: Public safety: Fire control 24,184 320,825 98,976 221,849 Total expenditures 24,184 320,825 98,976 221,849 Excess (deficiency) of revenues over expenditures 366,816 70,175 483,654 413,479 Net Change in Fund Balances 366,816 70,175 483,654 413,479 Fund Balances - beginning 1,075,617 1,075,617 1,075,617 - Fund Balances - ending $ 1,442,433 $ 1,145,792 $ 1,559,271 $ 413,479 Page1104 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Building Services Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Licenses and permits $ 1,175,000 $ 1,175,000 $ 1,325,841 $ 150,841 Charges for services 64,000 64,000 49,370 (14,630) Investment earnings 12,000 12,000 26,777 14,777 Total revenues 1,251,000 1,251,000 1,401,988 150,988 Expenditures: Current: Public safety 1,490,493 1,541,583 1,506,487 35,096 Total expenditures 1,490,493 1,541,583 1,506,487 35,096 Excess (deficiency) of revenues over expenditures (239,493) (290,583) (104,499) 186,084 Other Financing Uses: Transfers in 9,979 9,979 Transfers out (17,033) (17,033) - Total other financing sources (17,033) (7,054) 9,979 Net Change in Fund Balances (239,493) (307,616) (111,553) 196,063 Fund Balances - beginning 1,954,445 1,954,445 1,954,445 - Fund Balances - ending $ 1,714,952 $ 1,646,829 $ 1,842,892 $ 196,063 Page1105 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Fire Inspection Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Investment earnings $ $ $ 11 $ 11 Total revenues 11 11 Expenditures: Current: Public safety Total expenditures - - Excess (deficiency) of revenues over expenditures 11 11 Other Financing Sources: Transfers out (45,500) (45,500) Total other financing sources (45,500) (45,500) Net Change in Fund Balances - - (45,489) (45,489) Fund Balances - beginning 45,489 45,489 45,489 Fund Balances - ending $ 45,489 $ 45,489 $ - $ (45,489) Page1106 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Community Redevelopment Special Revenue Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Taxes $ 334,793 $ 383,119 $ 383,119 $ - Intergovernmental revenues - - 80,000 80,000 Investment earnings 4,500 4,500 9,550 5,050 Total revenues 339,293 387,619 472,669 85,050 Expenditures: Current: Economic development 347,230 658,512 519,519 138,993 Total expenditures 347,230 658,512 519,519 138,993 Excess (deficiency) of revenues over expenditures (7,937) (270,893) (46,850) 224,043 Other Financing Sources: Transfers in 2,556 2,556 Total other financing sources 2,556 2,556 Net Change in Fund Balances (7,937) (270,893) (44,294) 226,599 Fund Balances - beginning 516,190 516,190 516,190 - Fund Balances - ending $ 508,253 $ 245,297 $ 471,896 $ 226,599 Page1107 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Cemetery Year ended September 30, 2020 Variance with Final Budget - Positive Budgeted Amounts Actual Amounts (Negative) Original Final Revenues: Charges for services $ 100,000 $ 100,000 $ 212,050 $ 112,050 Investment earnings 12,000 12,000 25,106 13,106 Miscellaneous - - 3,420 3,420 Total revenues 112,000 112,000 240,576 128,576 Expenditures: Current: Physical environment 110,787 111,735 99,760 11,975 Total expenditures 110,787 111,735 99,760 11,975 Excess (deficiency) of revenues over expenditures 1,213 265 140,816 140,551 Net Change in Fund Balances 1,213 265 140,816 140,551 Fund Balances - beginning 1,290,534 1,290,534 1,290,534 - Fund Balances - ending $ 1,291,747 $ 1,290,799 $ 1,431,350 $ 140,551 Page1108 City of Clermont, Florida Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Debt Service Year ended September 30, 2020 Revenues: Investment earnings Total revenues Expenditures: Current: General government Debt Service: Principal Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other Financing Sources: Transfers in Total other financing sources Net Change in Fund Balances Fund Balances - beginning Fund Balances - ending Budgeted Amounts Original Final Variance with Final Budget - Positive Actual Amounts (Negative) $ 7,000 $ 7,000 $ 3,796 $ (3,204) 7,000 7,000 3,796 (3,204) 500 500 500 2,063,724 2,063,724 2,063,724 - 744,544 744,544 744,546 (2) 2,808,768 2,808,768 2,808,270 498 (2,801,768) (2,801,768) (2,804,474) (2,706) 2,833,562 2,833,562 2,833,572 10 2,833,562 2,833,562 2,833,572 10 31,794 31,794 29,098 (2,696) 1,778,880 1,778,880 1,778,880 $ 1,810,674 $ 1,810,674 $ 1,807,978 $ (2,696) Page1109 City of Clermont, Clermont, Florida Fiduciary Funds Year Ended September 30, 2020 Agency funds are used to account for short-term custodial collections on resources on behalf of another individual, entity, or government. Pension Trust Funds General Employees' Pension Trust Fund To account for the accumulation of resources to be used for retirement annuity payments at the appropriate amounts and times in the future. Resources are contributed at rates in accordance with an actuarial study, whereas, a fixed percentage of employees' salaries is used in determining the annual contribution to the defined contribution plan. Police Officers' Pension Trust Fund To account for the accumulation of resources to be used for the retirement annuities of all police officers. The state contributes money based upon the insurance premiums and the City contributes an amount determined by an actuarial study. Firefighters' Pension Trust Fund To account for the accumulation of resources to be used for the retirement annuities of all firefighters. The state contributes money based upon the fire insurance premiums and the City contributes an amount determined by an actuarial study. Page1110 City of Clermont, Florida Combining Statement of Fiduciary Net Position Fiduciary Funds September 30, 2020 General Employees Police Officers Firefighters Total Defined Defined Pension Pension Employee Benefit Contribution Trust Trust Pension Funds Assets: Cash and cash equivalents $ 2,188 $ $ 742,373 $ 1,126,722 $ 1,871,283 Investments: U.S. Government & other debt securities 76,329 - 8,538,692 8,245,383 16,860,404 Equities 195,063 9,714,707 15,497,786 14,429,918 39,837,474 Total Investments 271,392 9,714,707 24,036,478 22,675,301 56,697,878 Total assets 273,580 9,714,707 24,778,851 23,802,023 58,569,161 Liabilities: Refunds payable and other - - - - Total liabilities - - - - - Net Position Restricted for Pensions $ 273,580 $ 9,714,707 $ 24,778,851 $ 23,802,023 $ 58,569,161 Page1111 City of Clermont, Florida Combining Statement of Changes in Fiduciary Net Position Fiduciary Funds Year Ended September 30, 2020 Additions: Contributions: Employer Plan members State Total contributions Investment earnings: Net increase (decrease) in fair value of investments Investment expense Total net investment earnings Total additions Deductions: Benefits/distributions Administrative expenses Total deductions Change in Net Position Net Position Restricted for Pensions Beginning of Year End of Year General Employees Police Officers Firefighters Total Defined Defined Pension Pension Emolovee $ 22,036 $ 858,493 $ 943,066 $ 1,649,080 $ 3,472,675 - - 238,434 220,098 458,532 16,320 947,625 2,490,535 2,370,484 5,824,964 - - (5,000) (2,500) (7,500) 16,320 947,625 2,485,535 2,367,984 5,817,464 38,356 1,806,118 3,667,035 4,237,162 9,748,671 42,156 2,129,605 470,626 417,199 3,059,586 5,271 9,577 56,414 62,977 134,239 47,427 2,139,182 527,040 480,176 3,193,825 (9,071) (333,064) 3,139,995 3,756,986 6,554,846 $ 273,580 $ 9,714,707 $ 24,778,851 $ 23,802,023 $ 58,569,161 Page1112 STATISTICAL SECTION Page1113 Page 1114 City of Clermont, Clermont, Florida Statistical Section Year Ended September 30, 2020 This part of the City of Clermont's comprehensive annual financial report presents detailed information as a context for understanding what the information says about the government's overall financial health. Contents Page Financial Trends 116 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 126 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 131 These schedules present information to help the reader assess the affordability of the government's current level of outstanding debt and the government's ability to issue additional debt in the future. Note: there are no limitations placed upon the amount of debt the City of Clermont may issue either by the City Charter of the City's Code of Ordinances or by Florida Statutes. Note: The City of Clermont has no general obligation bonds outstanding. Demographic and Economic Information 138 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 142 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs Sources: Unless otherwise noted, the information in these schedules are derived from the comprehensive annual reports for the relevant year. Page1115 City of Clermont, Florida Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2011 2012 2013 2014 Governmental activities Net investment in capital assets $ 34,894 $ 36,612 $ 39,950 $ 44,116 Restricted 7,381 8,876 9,490 9,918 Unrestricted 12,465 9,701 7,723 5,719 Total governmental activities net position $ 54,740 $ 55,189 $ 57,163 $ 59,753 Business -type activities Net investment in capital assets 56,430 57,241 57,863 56,680 Restricted 9,241 9,477 9,536 10,217 Unrestricted 19,376 20,436 24,191 27,054 Total business -type activities net position $ 85,047 $ 87,154 $ 91,590 $ 93,951 Primary government Net investment in capital assets 91,324 93,853 97,813 100,796 Restricted 16,622 18,353 19,026 20,135 Unrestricted 31,841 30,137 31,914 32,773 Total primary government net position $ 139,787 $ 142,343 $ 148,753 $ 153,704 Page1116 Fiscal Year 2015 2016 2017 2018 2019 2020 $ 47,718 $ 52,064 $ 31,918 $ 35,262 $ 40,318 $ 44,045 9,400 6,402 7,815 8,547 9,589 12,479 11,649 11,182 30,117 27,925 24,795 23,874 $ 68,767 $ 69,648 $ 69,850 $ 71,734 $ 74,702 $ 80,398 56,586 60,150 63,131 69,322 66,104 68,310 12,135 13,959 17,127 16,904 20,362 24,195 26,943 26,050 26,667 23,959 28,286 28,728 $ 95,664 $ 100,159 $ 106,925 $ 110,185 $ 114,752 $ 121,233 104,304 112,214 95,049 104,584 106,422 112,355 21,535 20,361 24,942 25,451 29,951 36,674 38,592 37,232 56,784 51,884 53,081 52,602 $ 164,431 $ 169,807 $ 176,775 $ 181,919 $ 189,454 $ 201,631 Page1117 City of Clermont, Florida Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Expenses Governmental Activities: General government Public safety Physical environment Transportation/public works Economic environment Human services Culture and recreation Interest on long-term debt Total governmental activities expenses Business -type Activities: Water Sewer Sanitation Stormwater Total business -type activities expenses Total primary government expenses Program Revenues Governmental Activities: Charges for services: General government Public safety Transportation/public works Culture and recreation Operating grants and contributions Capital grants and contributions Total governmental activities program revenues Business -type Activities: Charges for services: Water Sewer Sanitation Stormwater Operating grants and contributions Capital grants and contributions Total business -type activities program revenues Total primary government program revenues Fiscal Year 2011 2012 2013 2014 $ 3,643 $ 4,211 $ 3,258 $ 3,407 12,531 12,168 12,685 14,117 279 248 303 350 1,661 1,719 1,725 2,202 102 116 200 363 1,822 1,045 1,928 3,096 156 137 87 236 20,194 19,644 20,186 23,771 4,461 4,052 4,154 4,589 6,022 5,752 6,106 6,437 2,364 2,567 2,465 2,472 955 939 897 1,016 13,802 13,310 13,622 14,514 4z i*i aaF 4Z z:� am 4z 'Zz Qnu 4z qQ 9QC; $ 1,695 $ 1,649 $ 2,117 $ 2,429 355 450 1,040 1,366 539 604 1,262 956 1,237 1,191 896 939 129 27 112 1,718 3,955 3,921 5,427 7,408 5,377 5,099 5,215 5,362 5,065 5,154 5,357 5,585 2,688 2,721 2,775 2,869 855 855 862 881 999 1,752 3,430 2,417 14,984 15,581 17,639 17,114 $ 18,939 $ 19,502 $ 23,066 $ 24,522 Page1118 Fiscal Year $ 3,848 $ 4,157 $ 4,240 $ 2,870 $ 5,023 $ 5,678 14,326 17,381 20,297 20,306 22,104 22,733 453 788 805 2,104 863 2,470 2,094 2,185 2,009 2,255 2,387 1,843 567 209 1,197 385 532 847 4,018 Ann 5,460 nr_r_ 4,491 nnn 5,752 nnn 5,954 nni 3,722 'In 4,823 4,719 5,199 5,634 6,215 6,425 6,571 6,866 6,909 6,849 7,373 7,742 3,133 2,925 2,869 3,073 3,027 3,294 1,080 1,142 1,190 1,360 1,614 1,901 15,607 A` AA Ann 15,652 0` A^ AMI 16,167 A` An ^A^ 16,916 A` LA Anl 18,229 0` rr nnn 19,362 A` 11 Ann $ 2,356 $ 2,914 $ 3,180 $ 3,874 $ 3,590 $ 3,377 1,684 1,574 1,506 1,344 1,593 1,854 1,317 1,552 2,003 1,697 1,801 2,088 1,598 1,822 1,456 2,233 2,061 3,307 498 163 309 428 625 625 7,453 8,025 8,454 9,576 9,670 11,251 5,726 6,162 6,516 6,461 6,868 7,631 5,809 6,183 6,507 6,625 6,989 7,573 2,917 2,984 3,089 3,178 3,264 3,562 905 955 1,004 1,378 1,598 1,695 276 24 - - 2,109 1 3,219 4,026 6,906 4,535 5,316 6,575 18,852 20,334 24,022 22,177 26,144 27,037 $ 26,305 $ 28,359 $ 32,476 $ 31,753 $ 35,814 $ 38,288 Page1119 City of Clermont, Florida Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Net(Expense)/Revenue Governmental activities Business -type activities Total primary government net expense General Revenues and Other Changes in Net Position Governmental Activities: Taxes: Property taxes Business taxes Franchise taxes Utility taxes Intergovernmental -unrestricted Unrestricted investment earnings Gain (loss) on sale of capital assets Miscellaneous Transfers in/out Special item Total governmental activities Business -type Activities: Unrestricted investment earnings Gain (loss) on sale of capital assets Miscellaneous Transfers in/out Total business -type activities Total primary government Change in Net Position Governmental activities Business -type activities Total primary government Fiscal Year 2011 2012 2013 2014 $ (16,240) $ (15,721) $ (14,759) $ (16,363) 1,182 2,271 4,018 2,600 $ (15,058) $ (13,450) $ (10,741) $ (13,763) $ 5,966 $ 5,535 $ 5,350 $ 6,533 113 111 126 2,285 2,189 2,123 2,379 2,568 2,430 2,490 2,887 4,664 5,063 5,802 6,110 148 245 114 104 330 143 265 374 520 453 479 439 16,481 16,171 16,734 18,952 145 289 149 198 - - 18 2 (520) (453) (479) (439) (375) (164) (312) (239) $ 16,106 $ 16,007 $ 16,422 $ 18,713 $ 241 $ 450 $ 1,975 $ 2,589 807 2,107 3,706 2,361 1 ()AA 4z ') r,ti7 4z r, AP1 4z A Qtil1 Business taxes previously reported as General Government Charges for Services Page1120 Fiscal Year $ (18,045) $ (22,510) $ (25,019) $ (24,935) $ (28,029) $ (26,795) 3,245 4,683 7,855 5,260 5,230 7,675 $ (14,800) $ (17,827) $ (17,164) $ (19,675) $ (22,799) $ (19,120) $ 7,193 $ 8,998 $ 9,748 $ 10,747 $ 11,945 $ 13,090 130 140 133 160 157 162 2,502 2,712 2,619 2,817 3,142 3,203 2,953 3,406 3,328 3,446 3,873 4,202 6,645 6,923 7,257 7,864 8,139 8,403 135 134 197 458 1,089 632 - 122 86 289 193 - 420 387 486 342 352 623 557 568 1,367 2,013 2,106 2,177 20,535 23,390 25,221 28,136 30,996 32,492 272 260 255 379 1,295 953 (1,248) 120 24 31 150 29 (557) (568) (1,367) (2,013) (2,106) (2,177) (1,533) (188) (1,088) (1,603) (661) (1,195) $ 19,002 $ 23,202 $ 24,133 $ 26,533 $ 30,335 $ 31,297 $ 2,490 $ 880 $ 202 $ 3,202 $ 2,968 $ 5,697 m 1,712 A nnn m 4,495 r nor m 6,767 l nnn m 3,657 n nrn m 4,568 - rnn m 6,480 A n A -- Page1121 City of Clermont, Florida Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2011 2012 2013 2014 General Fund Reserved $ - $ - $ - $ - Unreserved - - - - Nonspendable 335 195 189 53 Restricted 175 224 257 312 Assigned 912 1,039 765 1,202 Unassigned 10,048 9,744 8,878 7,669 Total general fund $ 11,470 $ 11,202 $ 10,089 $ 9,236 All other governmental funds Reserved $ - $ - $ - $ - Unreserved, reported in: Special revenue funds - - - - Capital projects fund - - - - Nonspendable 848 890 939 1,064 Restricted 6,359 7,763 8,295 8,604 Assigned 2,854 668 - - Unassigned (1) - - - Total all other governmental funds $ 10,060 $ 9,321 $ 9,234 $ 9,668 Page1122 2015 2016 Fiscal Year 2017 2018 2019 2020 1,300 548 578 641 283 356 247 259 266 228 205 359 304 - 3 3 18 3,227 7,014 7,886 7,137 7,104 8,182 7,859 $ 8,865 $ 8,693 $ 7,984 $ 7,976 $ 8,688 $ 11,801 1,466 1,922 1,683 4 7 9 7,659 4,310 5,885 8,361 9,376 12,111 - 1,226 22,621 21,720 18,700 15,476 $ 9,125 $ 7,458 $ 30,189 $ 30,085 $ 28,083 $ 27,596 Page1123 City of Clermont, Florida Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2011 2012 2013 2014 Revenues Taxes $ 10,819 $ 8,079 $ 7,951 $ 9,546 Franchise fees 2,188 2,123 2,379 Licenses and permits 528 455 884 941 Intergovernmental 6,059 6,310 6,729 8,796 Charges for services 1,013 1,011 1,085 1,212 Fines and forfeitures 186 215 172 589 Impact fees/special assessments 582 679 1,909 1,401 Investment Earnings 148 244 108 99 Miscellaneous 612 474 622 915 Total revenues 19,947 19,655 21,583 25,878 Expenditures Current: General government 3,272 3,080 3,148 3,776 Public safety 11,625 11,352 12,579 13,571 Physical environment 275 247 307 423 Transportation 1,472 1,340 1,263 1,635 Economic environment 102 641 722 365 Human services - - - - Culture and recreation 1,792 1,769 2,014 2,948 Capital outlay 1,923 2,073 2,638 9,381 Debt service: Principal 470 490 3,080 571 Interest 162 143 122 177 Total expenditures 21,093 21,135 25,873 32,847 Excess (deficiency) of revenues over expenditures (1,146) (1,480) (4,290) (6,969) Other financing sources (uses) Transfers in 3,274 1,118 3,091 9,337 Transfers out (2,776) (644) (2,612) (8,788) Refunding and new bonds issued - - 2,612 6,000 Capital Leases - - - - Sale of capital assets - - - - Total other financing sources (uses) 498 474 3,091 6,549 Net change in fund balances $ (648) $ (1,006) $ (1,199) $ (420) Debt service as a percentage of noncapital expenditures 3.4% 3.5% 14.9% 3.5% * Note: Franchise Fees previously reported as Taxes. **Note: Increase in % due to refunding of 2002 bonds. Without the refunding the % would be 3.4 % in 2013 ***Note: Increase in % due to refunding of 2013 bonds. Without the refunding the % would be 4.9% in 2016 Page1124 Fiscal Year 2015 2016 2017 2018 2019 2020 $ 10,275 $ 12,544 $ 13,208 $ 14,353 $ 15,974 $ 17,453 2,502 2,712 2,619 2,817 3,142 3,202 788 1,298 1,594 2,249 1,927 1,691 8,772 8,790 9,054 10,559 10,860 12,342 1,312 1,652 1,746 2,103 2,188 2,483 757 703 358 204 230 241 1,858 1,702 2,341 1,738 1,959 2,530 131 131 192 446 1,065 615 1,047 1,007 1,122 971 965 978 27,442 30,539 32,234 35,440 38,310 41,535 3,600 4,070 3,911 3,948 4,609 4,892 14,844 17,520 18,488 19,750 21,618 21,452 744 777 869 881 982 2,550 1,635 1,878 1,687 1,927 2,165 1,546 564 482 324 343 372 786 3,725 5,038 5,996 5,199 6,302 2,901 2,695 8,514 2,112 4,085 3,846 4,070 884 6,280 1,077 979 2,096 2,147 198 342 272 805 829 772 28,889 44,901 34,736 37,917 42,819 41,116 (1,447) (14,362) (2,502) (2,477) (4,509) 419 3,857 11,897 26,725 7,697 4,937 5,152 (3,323) (11,329) (25,957) (6,332) (2,834) (2,974) - 10,631 23,670 - - - - - - - 919 - - 1,321 86 1,000 198 29 534 12,520 24,524 2,365 3,220 2,207 $ (913) $ (1,842) $ 22,022 $ (112) $ (1,289) $ 2,626 4.5% 20.2% 4.6% 5.7% 8.3% 8.2% Page1125 City of Clermont, Florida Governmental Activities Tax Revenues by Source Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Property Utility Business Franchise Year Tax Tax Tax Fees Total 2011 5,966 2,568 2,285 10,819 2012 5,535 2,430 113 2,189 10,267 2013 5,350 2,490 ill 2,123 10,074 2014 6,533 2,887 126 2,379 11,925 2015 7,013 2,953 130 2,502 12,598 2016 8,795 3,406 140 2,712 15,053 2017 9,538 3,328 133 2,619 15,618 2018 10,549 3,446 160 2,817 16,972 2019 11,747 3,872 157 3,142 18,918 2020 12,880 4,202 162 3,203 20,447 Taxes Included in Unrestricted Intergovernmental Revenues Fiscal Sales State Revenue Local Option Year Tax Sharing Gas Tax Total 2011 1,100 328 306 1,734 2012 1,296 383 296 1,975 2013 1,419 535 280 2,234 2014 1,567 635 290 2,492 2015 1,820 749 378 2,947 2016 1,848 819 482 3,149 2017 1,945 911 520 3,376 2018 2,172 1,013 548 3,733 2019 2,236 1,116 551 3,903 2020 2,345 1,053 522 3,920 * Business Tax Receipts previously reported under Licenses Page1126 City of Clermont, Florida Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (amounts expressed in thousands) Fiscal Year Less: Ended Real* Personal Tax Exempt Sep 30 Property Property Property 2011 2,297,568 211,950 599,871 2012 2,171,815 209,726 598,187 2013 2,124,017 206,870 605,114 2014 2,185,702 205,140 611,063 2015 2,336,882 207,024 630,762 2016 2,574,360 215,752 652,769 2017 2,791,963 215,772 689,683 2018 3,057,114 233,448 724,930 2019 3,406,874 238,430 789,497 2020 3,723,782 247,430 848,948 Total Estimated Assessed Total Taxable Direct Actual Value as a Assessed Tax Taxable Percentage of Value Rate Value Actual Value 1,909,647 3.1420 2,509,518 76.10% 1,783,354 3.1420 2,381,541 74.88% 1,725,773 3.1420 2,330,887 74.04% 1,779,779 3.7290 2,390,842 74.44% 1,913,144 3.7290 2,543,906 75.20% 2,137,343 4.2061 2,790,112 76.60% 2,318,052 4.2061 3,007,735 77.07% 2,565,632 4.2061 3,290,562 77.97% 2,855,807 4.2061 3,645,304 78.34% 3,122,264 4.2061 3,971,212 78.62% Source: Lake County Property Appraisers Office * Information on breakdown of residential and commercial property is not available. Page1127 Direct Rate City of Clermont Fiscal Operating Year Millage 2011 3.1420 2012 3.1420 2013 3.1420 2014 3.7290 2015 3.7290 2016 4.2061 2017 4.2061 2018 4.2061 2019 4.2061 2020 4.2061 City of Clermont, Florida Property Tax Rates Direct and Overlapping' Governments Last Ten Fiscal YearsZ (per $1,000 of assessed value) Overlapping Rates Lake South Lake St. Johns Total Lake County County Lake County River Water Direct & Operating Voted Ambulance School Hospital Water Management Overlapping Millage Debt Service MSTU District District Authority District Rates 4.7309 0.1101 0.3853 7.5230 0.8666 0.2405 0.4158 17.4142 4.7309 0.1101 0.3853 7.3940 0.8000 0.2405 0.3313 17.1341 4.7309 0.1900 0.3853 7.3200 0.8000 0.2554 0.3313 17.1549 4.7309 0.1900 0.3853 7.1700 0.7900 0.2554 0.3283 17.5789 5.3856 0.1600 0.4629 7.2460 0.7633 0.2554 0.3164 18.3186 5.3051 0.1600 0.4629 7.1970 0.7633 0.2554 0.3023 18.6521 5.1180 0.1524 0.4629 6.8750 0.7332 0.2554 0.2885 18.0915 5.1180 0.1524 0.4629 6.6030 0.6898 0.2554 0.2724 17.7600 5.1180 0.1324 0.4629 6.3550 0.6432 0.4900 0.2562 17.6638 5.0734 0.1100 0.4629 6.8830 0.5886 0.3557 0.2414 17.9211 Source: Lake County Property Appraisers Office Overlapping rates are those of local and county governments that apply to property owners within the City of Clermont. 2 Taxes levied for the fiscal year are based on the prior year taxable value Operating millage is the only component of the City's direct rate Page1128 Taxpaver Vista at Lost Lake TIC I LLC BR Citrus Tower LLC Advenir at Castle Hill LLC John P. Adams & Ann D. Adams Family LP South Lake Hospital, Inc. US 27-Clermont LLC Westdale Sundance LTD Clermont Landing LLC Weingarten 1-4 Clermont Landing Senninger Irrigation, Inc. Fountains at Clermont LLC Citrus Tower Development Village at East Lake Progress Energy Florida, Inc Wal-Mart Stores East LP Target Corporation TOTAL Source: Lake County Property Appraiser City of Clermont, Florida Principal Property Taxpayers Current Year and Nine Years Ago (amounts expressed in thousands) Taxable Assessed Value 60,758 43,169 41,102 37,519 35,960 33,560 24,545 20,906 19,270 14,834 $ 331,623 2020 Rank 1 2 3 4 5 6 7 8 9 10 2011 Percentage of Total Taxable Taxable Assessed Assessed Value Value Rank 1.95% 1.38% 1.32% 1.20% 26,014 1.15% 12,012 1.07% 0.79% 16,387 0.67% 0.62% 12,293 0.48% 17,332 14,386 11,655 10,730 10,106 9,236 10.62% $140,151 Percentage of Total Taxable Assessed Value 1 1.36% 6 0.63% 3 0.86% 5 0.64% 2 0.91 % 4 0.75% 7 0.61 % 8 0.56% 9 0.53% 10 0.48% 7.34% Page1129 City of Clermont, Florida Property Tax Levies and Collections Last Ten Fiscal Years (amounts expressed in thousands) Fiscal Collected within the Year Total Tax Fiscal Year of the Levy Collections in Ended Levy for Percentage Subsequent September Fiscal Year Amount of Levy Years 2011 6,001 5,698 95.0% 15 2012 5,603 5,325 95.0% 5 2013 5,422 5,153 95.0% 8 2014 6,635 6,325 95.3% 9 2015 7,133 6,793 95.2% 6 2016 8,990 8,570 95.3% 4 2017 9,750 9,299 95.4% 9 2018 10,791 10,278 95.2% 6 2019 12,012 11,430 95.2% 5 2020 13,133 12,471 95.0% 7 Total Collections to Date Percentage Amount of Levy 5,713 95.2% 5,330 95.1 % 5,161 95.2% 6,334 95.5% 6,799 95.3% 8,574 95.4% 9,308 95.5% 10,284 95.3% 11,435 95.2% 12,478 95.0% Note: Property taxes become due and payable on November 1 st of each year. A four (4) percent discount is allowed if the taxes are paid in November, with the discount declining by one (1) percent each month thereafter. Accordingly, taxes collected will never be 100 percent of the tax levy. Page1130 City of Clermont, Florida Ratios of Outstanding Debt by Type Last Ten Fiscal Years (amounts expressed in thousands, except per capita amount) Business -Type Fiscal Governmental Activities Activities Year Total Percentage Ended Revenue Capital Notes Revenue Notes Outstanding of Personal Sept Bonds Leases Payable Bonds Payable Debt Income' 2011 3,570 15,512 19,082 2.55% 2012 3,080 - - 14,963 18,043 2.30% 2013 - - 2,612 14,979 17,591 2.19% 2014 - - 8,041 14,361 22,402 2.74% 2015 - - 7,157 13,728 20,885 2.45% 2016 - - 11,509 13,075 24,584 2.40% 2017 - - 34,102 12,403 6,329 52,834 4.87% 2018 - - 33,123 12,268 6,329 51,720 4.22% 2019 - 838 31,109 11,467 5,980 49,394 3.76% 2020 - 754 29,045 10,634 5,621 46,054 3.45% Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. See the Schedule of Demographic and Economic Statistics on page 138 for personal income and population data. Per Capital 650 605 582 706 646 709 1,476 1,329 1,212 1,040 Page1131 City of Clermont, Florida Direct and Overlapping Governmental Activities Debt September 30, 2020 (amounts expressed in thousands, except population and per capita amount) Estimated Amount Debt Percentage Applicable to Government Unit: Outstanding Applicable (1) City of Clermont Lake County $ 113,053 13.95% $ 15,776 Lake County School District 173,276 12.42% 21,526 Subtotal, overlapping debt 37,302 City of Clermont, direct debt 29,799 100.00% 29,799 Total direct and overlapping debt $ 67,101 Sources: Lake County 2020 Comprenhesive Annual Financial Report, Lake County School Board 2020 ACFR, and Lake County Property Appraiser's Office 1 The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of Lake County's taxable assessed value that is within the City of Clermont's boundaries and dividing it by Lake County's total taxable assessed value. Notes: Overlapping governments are those that coincide, at least in part, with geographic boundaries of the city. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the property taxpayers of the City of Clermont. This process recognizes that, when considering the government's ability to issue and repay long-term debt, the entire debt burden borne by the property taxpayers should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. The City of Clermont has no legal debt margin. Page1132 City of Clermont, Florida Pledged -Revenue Coverage Last Ten Fiscal Years Public Improvement Revenue Refunding Note, Series 2012 Public Communications Fiscal Service Service Half -Cent Year Taxes Tax Sales Tax 2011 2,568,141 1,233,789 1,100,125 2012 2,430,440 1,257,217 1,295,687 2013 2,490,461 1,349,929 1,418,710 2014 2,887,161 1,216,076 1,567,249 2015 2,952,785 1,161,566 1,819,909 2016 3,405,642 1,138,032 1,848,294 2017 3,328,087 1,122,258 1,945,237 2018 3,446,407 1,112,440 2,172,025 2019 3,872,099 1,131,382 2,235,693 2020 4,201,714 1,232,777 2,344,875 Total Revenue Available for Debt Service Debt Service Principal Interest Coverage 4,902,055 470,000 161,806 7.76 4,983,344 490,000 143,350 7.87 5,259,100 3,080,000 66,550 1.67 5,670,486 570,599 25,361 9.51 5,934,260 577,959 19,101 9.94 6,391,968 585,609 12,760 10.68 6,395,582 591,692 6,345 10.69 6,730,872 286,141 1,559 23.40 7,239,174 7,779,366 ** ** ** Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Public Improvement Revenue Note, Series 2002 was refunded in 2012, this includes the payoff of the original bonds. This Note was paid off in fiscal year 2018 Page1133 City of Clermont, Florida Pledged -Revenue Coverage Last Ten Fiscal Years Public Improvement Revenue Refunding Note, Series 2016 Public Communications Total Revenue Fiscal Service Service Available for Year Taxes Tax Debt Service 2011 - - - 2012 - - - 2013 - - - 2014 2,887,161 1,216,076 4,103,237 2015 2,952,785 1,161,566 4,114,351 2016 3,405,642 1,138,032 4,543,674 2017 3,328,087 1,122,258 4,450,345 2018 3,446,407 1,112,440 4,558,847 2019 3,872,099 1,131,382 5,003,481 2020 4,201,714 1,232,777 5,434,491 Debt Service Principal Interest Coverage - - N/A - - N/A - - N/A - 82,350 49.83 305,772 178,337 8.50 5,694,228 195,148 0.77 255,000 105,635 12.34 377,841 99,212 9.56 385,511 91,464 10.49 393,337 83,558 11.40 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. * Public Improvement Revenue Note, Series 2013 was refunded in 2016, this includes the payoff of the original bonds. Page1134 City of Clermont, Florida Pledged -Revenue Coverage Last Ten Fiscal Years Infrastructure Sales Surtax Revenue Note, Series 2016 Infrastructure Fiscal Sales Debt Service Year Surtax Principal Interest Coverage 2011 - - - N/A 2012 - - - N/A 2013 - - - N/A 2014 - - - N/A 2015 - - - N/A 2016 2,964,966 - 27,466 107.95 2017 3,115,549 230,716 109,914 9.15 2018 3,397,707 314,809 104,132 8.11 2019 3,474,813 321,483 97,387 8.30 2020 3,603,194 328,298 90,499 8.60 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. Page1135 City of Clermont, Florida Pledged -Revenue Coverage Last Ten Fiscal Years Master Plan Capital Projects Revenue Note, Series 2017 Infrastructure Recreation Fiscal Sales Impact Stormwater Sanitation Year Surtax Fees Fees Fees 2011 2012 2013 2014 2015 2016 - - - - 2017 3,115,549 1,495,242 1,002,859 3,087,701 2018 3,397,707 1,047,736 1,375,516 3,176,721 2019 3,474,813 1,157,840 1,596,720 3,263,253 2020 3,603,194 1,529,037 1,695,361 3,550,386 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements Total Revenue Available for Debt Service Debt Service Principal Interest Coverage N/A N/A N/A N/A N/A N/A 8,701,352 - N/A 8,997,680 - 749,550 12.00 9,492,626 1,657,000 767,210 3.92 10,377,978 1,701,000 723,053 4.28 Page1136 Fiscal Year 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 City of Clermont, Florida Pledged -Revenue Coverage Last Ten Fiscal Years Water and Sewer Revenue and Refunding Bonds Water and Sewer Operating Revenues' 10,561,295 10,496,535 10,687,908 11,108, 744 11,767,901 12,578,644 13,226,994 13,379,152 15,017,621 16,069,244 Water and Sewer Operating Expenses2 7,080,592 6,377,695 6,677,774 7,090,566 7,419,231 7,272,716 7,661,085 8,104,464 8,753,924 9,069,911 Net Revenue Available for rinh4 Cnruirn 3,480,703 4,118,840 4,010,134 4,018,178 4,348,670 5,305,928 5,565,909 5,274,688 6,263,697 6,999,333 Debt Service Principal 535,000 580,000 595,000 615,000 630,000 650,000 670,000 10,920,000 3 800,000 828,000 In4nrnc4 660,640 643,307 604,811 586,461 567,636 548,236 504,122 211,101 294,524 267,058 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. Coverage 2.91 3.37 3.34 3.34 3.63 4.43 4.74 0.47 5.72 6.39 ' Operating revenue is computed per bond resolution requirements. Investment earnings are included. 2Operating expense is computed per bond resolution requirements. Depreciation expense is not included. 3 Water and Sewer Revenue Refunding Bonds, Series 2009 was partially refunded in 2017, this includes the payoff of the original bonds. Page1137 City of Clermont, Florida Demographic and Economic Statistics Last Ten Fiscal Years Personal Income (amounts Fiscal expressed in Year Population' thousands) 2011 29,358 748,482 2012 29,827 784,361 2013 30,201 802,803 2014 31,745 816,926 2015 32,348 854,020 2016 34,667 1,023,959 2017 35,807 1,085,991 2018 38,906 1,226,940 2019 40,750 1,312,598 2020 44,301 1,335,011 Education Level in Per Capita Years of Personal Median Formal Income Agee Schooling2 25,495 40.9 13.6 26,297 46.8 13.6 26,582 41.5 13.8 25,734 41.9 13.7 26,401 42.1 13.7 29,537 42.1 13.4 30,329 41.6 13.3 31,536 42.3 13.4 32,211 42.5 13.9 30,135 42.1 14.0 School Unemploy- Enrollment3 ment Rate 5,116 5,158 5,153 5,198 8,436 8,712 8,761 8,841 8,745 8,625 Sources: ' College of Business Administration, University of Florida - Bureau of Economic and Business Research 2 Metro Orlando Economic Development Commission 3 Lake County School Board 4 U.S. Department of Labor, Bureau of Labor Statistics 9.3% 7.0% 5.8% 5.6% 4.8% 4.4% 3.1 % 2.7% 2.8% 6.7% Page1138 City of Clermont, Florida Principal Employers Current Year and Nine Years Ago 2020 2011 Number Percentage of Number Percentage of of Total City of Total City Employer Employees Rank Employment Employees Rank Employment Total City Employment 19,268 20,604 South Lake Hospital, Inc. Publix Supermarkets Lake County School System City of Clermont Walmart Lowe's Target Corporation Senningers Clermont Health & Rehab Chick Fil A Lake County Sheriffs Office Winn Dixie Progressive Plumbing Inc. TOTAL 1,600 1 8.30% 991 2 5.14% 714 3 3.71 % 452 4 2.35% 392 5 2.03% 356 6 1.85% 334 7 1.73% 210 8 1.09% 180 9 0.93% 170 10 0.88% 1,200 1 5.82% 359 4 1.74% 465 3 2.26% 261 8 1.27% 282 7 1.37% 320 5 1.55% 310 6 1.50% 774 2 3.76% 207 9 1.00% 200 10 0.97% 5,399 28.02% 4,378 Source: Various employers in city limits & Bureau of Labor Statistics (BLS) of the U.S. Department of Labor 21.25% Page1139 Employer Kings Ridge South Lake Hospital, Inc. Taylor Morrison Heritage Hills of Clermont Lake County School System Vista at Lost Lake City of Clermont Esplanade at Highland Ranch Mattamy Homes Westdale Sundance LTD Westminster Community Care Service Emerald Lakes of Clermont Gardens at Citrus Towers Sundance Clermont Apartments Osprey Ridge Apartments LTD TOTAL City of Clermont, Florida Principal Water Customers Current Year and Nine Years Ago 2020 2011 Usage Percentage of Usage Percentage of (thousands Total City (thousands Total City of gallons) Rank Metered Flow' of gallons) Rank Metered Flow 120,138 1 3.89% 276,474 1 12.15% 36,087 2 1.17% 24,737 3 1.09% 32,703 3 1.06% 29,899 4 0.97% 19,695 5 0.64% 24,249 4 1.07% 18,828 6 0.61 % 11,701 7 0.51 % 17,730 7 0.57% 27,054 2 1.19% 14,577 8 0.47% 14,399 9 0.47% 11,313 10 0.37% 15,790 5 0.69% 7,817 10 0.34% 12,300 6 0.54% 8,574 8 0.38% 8,131 9 0.36% 315,369 10.20% 416,827 18.31 % The City of Clermont had a total metered water flow of approximately 3,090,626 gallons for the 12-month period ending September 30, 2020 Page1140 Employer South Lake Hospital, Inc. Vista at Lost Lake Lake County School System BR Citrus Tower LLC SPT Dolphin Osprey Apts LLC Westdale Sundance LTD Westminster Comm Care Service Advenir At Castle Hill Senninger Irrigation Mister Car Wash Hwy 27 17156 LLC (BP) Villages at East Lake Olive Garden Walmart Empirian Property Management Superior Residences of Clermont TOTAL City of Clermont, Florida Principal Sewer Customers Current Year and Nine Years Ago 2020 2011 Usage Percentage of Usage Percentage of (thousands Total City (thousands Total City of gallons) Rank Metered Flow' of gallons) Rank Metered Flow 33,579 1 3.00% 26,264 1 1.78% 18,828 2 1.68% 14,102 3 0.95% 15,803 3 1.41 % 17,928 2 1.21 % 14,882 4 1.33% 11,794 5 1.05% 11,313 6 1.01% 9,798 7 0.87% 13,901 4 0.94% 9,742 8 0.87% 9,497 9 0.85% 9,084 10 0.81 % 144,320 12.89% 3,795 6 0.26% 11,096 5 0.75% 3,599 7 0.24% 3,265 8 0.22% 3,105 9 0.21 % 2,443 10 0.17% 99,498 6.73% The City of Clermont had a total metered water flow for wastewater billing purposes of approximately 1,119,828 gallons for the 12-month period ending September 30, 2020 Page1141 City of Clermont, Florida Full-time Equivalent City Government Employees by Function Last Ten Fiscal Years Function General Government Public Safety: Police Sworn personnel Non sworn personnel Fire Firefighters Other personnel Building Services Physical Environment Transportation Human Services Culture & Recreation Water Sewer Stormwater Sanitation Total Source: City of Clermont Finance Department. Full-time Equivalent Employees as of September 30 2011 2012 2013 2014 27.00 25.85 26.66 31.56 57.00 57.00 57.00 61.00 5.00 5.00 6.00 6.00 48.00 47.80 47.80 56.80 2.00 2.00 2.00 5.20 1.40 0.60 0.60 6.00 4.00 4.00 4.95 4.70 13.50 14.80 14.65 12.95 0.00 0.00 0.00 0.00 22.00 21.20 21.10 27.25 29.15 29.45 29.66 30.61 25.85 24.50 23.78 23.88 9.40 7.95 6.72 6.87 16.70 16.85 17.08 17.18 261.00 257.00 258.00 290.00 Page1142 Full-time Equivalent Employees as of September 30 2015 2016 2017 2018 2019 2020 36.00 36.00 38.70 41.45 49.50 48.90 61.00 66.00 70.00 79.00 81.00 86.00 6.00 6.00 6.00 7.00 7.00 7.00 56.80 59.80 66.50 74.20 81.00 81.00 4.20 4.20 6.50 8.80 8.00 8.00 6.00 7.00 11.30 11.55 12.30 13.55 7.45 8.70 10.70 10.70 10.70 9.65 12.85 12.60 14.60 16.60 11.9 11.73 0.00 0.00 0.00 0.00 0.00 0.00 33.35 35.35 39.35 40.60 37.50 39.22 29.35 29.65 29.15 30.45 30.55 32.70 24.15 26.45 26.95 31.25 31.40 32.50 6.65 7.75 10.25 10.10 13.85 13.95 18.20 18.50 21.00 21.30 21.30 20.80 302.00 318.00 351.00 383.00 396.00 405.00 Page1143 City of Clermont, Florida Operating Indicators by Function Last Ten Fiscal Years Fiscal Year Function 2011 2012 2013 2014 General Government Municipal boundary (square miles) 14.90 14.95 14.95 15.18 Business Tax Receipts issued 1,843 2,237 2,483 1,955 A/P Checks issued 4,875 2,336 2,288 3,529 Commercial construction (units) 3 8 20 15 Commercial construction (value in thousands) 18,020 15,203 34,268 17,288 Residential construction (units) 151 173 327 572 Residential construction (value in thousands) 23,558 25,882 53,055 62,117 Public Safety: Police Auto accidents 1,121 1,259 1,402 1,357 Physical arrests 699 644 886 631 911 calls received 5,587 5,911 6,352 6,643 Evidence processed (pieces) 1,297 1,413 2,930 2,384 Parking violations 378 201 252 379 Traffic violations 6,312 5,389 7,225 4,623 Fire Volunteer firefighters 6 6 - - Fire inspections completed 896 662 1,240 3,766 Emergency calls answered 3,822 3,320 3,414 4,127 Non -emergency calls answered 805 934 447 987 Water Residential accounts 18,240 18,619 19,399 19,670 Commercial accounts 1,210 1,207 1,232 1,234 Annual water usage (thousands of gallons) 2,275,936 2,391,485 2,392,022 2,406,183 Sewer Residential accounts 12,722 12,936 13,407 13,718 Commercial accounts 1,167 1,166 1,194 1,055 Sources: Various government departments. • Decrease in accounts due to software conversion combining multi -metered services Page1144 Fiscal Year 2015 2016 2017 2018 2019 2020 16.65 16.78 16.78 17.12 19 19.1 1,701 1,639 1,633 1,623 1,585 1,572 2,747 3,276 3,651 3,872 3,859 3,543 16 20 14 20 15 10 8,625 42,241 13,302 42,042 30,862 13,695 323 740 433 387 377 428 55,178 103,423 87,873 104,394 87,927 92,541 1,573 1,909 1,909 1,802 2,082 1,780 652 589 593 569 663 632 7,618 6,397 6,809 7,943 9,185 8,703 989 674 1,165 1,040 1,821 1,331 144 181 385 147 101 319 6,879 7,421 6,713 4,676 4,790 4,340 3,813 4,468 2,586 2,203 2,493 2,445 4,202 6,001 6,828 5,689 5,367 6,199 523 806 925 989 1,493 814 13,242 • 13,561 14,339 14,805 15,311 15,882 1,211 1,220 1,235 1,498 1,283 1,283 2,521,397 2,572,852 2,743,657 2,687,665 2,816,071 3,090,626 13,578 13,860 14,619 15,198 15,669 16,330 1,074 1,091 1,106 1,107 1,126 1,135 Page1145 City of Clermont, Florida Capital Asset Statistics by Function Last Ten Fiscal Years Function General Government Public Safety: Police Police stations Patrol units Fire Fire department facilities Staffed fire stations Fire hydrants Fire apparatus Staffed fire apparatus ALS non -transport units Transportation Streets paved (miles) Streetlights Culture & Recreation Number of parks Parks acreage Scenic linear trail (miles) Tennis courts Piers Boat ramp Water Miles of water mains Sewer Miles of sanitary sewers Miles of storm sewers Sources: Various government departments. * Does not include private systems Fiscal Year 2011 2012 2013 2014 1 1 1 1 46 46 55 57 4 4 4 4 3 3 3 3 2,016 2,048 2,120 2,146 7 8 8 8 5 5 5 5 4 4 4 4 133.20 133.20 173.91 191.52 1,352 3,103 3,103 3,127 23 23 23 23 349.5 349.5 349.5 349.5 5.7 5.7 5.7 5.7 9 9 9 9 4 4 5 5 1 1 1 1 197.40 242.36 243.14 222.75 132.02 156.81 160.42 161.25 89.80 105.38 109.05 133.70 Page1146 Fiscal Year 2015 2016 2017 2018 2019 2020 1 1 1 1 1 1 79 95 98 104 106 107 3 4 5 5 5 5 3 4 4 4 4 4 2,200 2,646 2,646 2,646 2,456 2,456 12 6 7 9 9 9 3 6 6 7 7 7 3 1 6 6 7 7 202.38 210.00 210.60 210.60 210.60 210.60 3,158 3,160 1,309 1,309 1,309 1,309 23 23 24 24 24 24 378.0 443.9 443.9 443.9 443.9 443.9 5.7 7.5 7.5 8.0 8.0 8.0 9 9 9 9 9 9 10 11 11 9 9 9 1 1 1 1 1 1 230.28 229.44 297.00 297.81 331.86 334.98 167.60 168.57 220.00 224.00 236.34 238.58 48.22 47.63 47.56 48.36 50.38 50.38 Page1147 Page1148 OTHER REPORTS Page1149 Page1150 McDirmit Davis 934 North Magnolia Avenue, Suite 100 Orlando, Florida 32803 407-843-5406 www.mcdirmitdavis.com INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Honorable Mayor and City Council City of Clermont, Florida We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, business -type activities, each major fund, and the aggregate remaining fund information of the City of Clermont, Florida, as of and for the year ended September 30, 2020, and the related notes to the financial statements, which collectively comprise the City's basic financial statements and have issued our report thereon dated December 20, 2021. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City of Clermont, Florida's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of City of Clermont's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over financial reporting. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations, during our audit we did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses. We did identify certain deficiencies in internal control, described below that we consider to be significant deficiencies. ML 20-01 Timely and Regular Reconciliation of Accounts Balance sheet and other accounts should be reconciled timely, on a regular basis to detect incorrect or missing transactions. During our audit, we noted that several of the City's accounts, such as fixed assets, pension accounts and grant revenues and expenditures are not reconciled on a regular basis during the year, or in a timely manner after year end, causing a delay in the year end annual audit. Due to staffing limitations, and additional grant requirements, account reconciliations were not performed timely. As a result, misstatements, whether due to fraud or error, would not be detected in a timely manner. We recommend that the City implement procedures to ensure accounts can be reconciled on a regular, ongoing basis throughout the year. Management Response The City's procedures will ensure that reconciliations are completed timely and will request outside actuarial reports meet the City's reporting timeframes for completion of these reconciliations. the trusted partner Page1151 Compliance and Other Matters As part of obtaining reasonable assurance about whether City of Clermont's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The result of our tests disclosed instances of noncompliance, or other matters that are required to be reported under Government Auditing Standards, and which are described below. MIL 20-2- Timely Completion of Annual Audit Florida Statutes require the annual audit to be submitted no later than nine month's after the City's fiscal year end. Due to staffing issues, and delays with account reconciliations, the audit was not able to be completed in a timely manner. We recommend the City implement procedures to insure annual audits are completed in a timely manner. Management Response Procedures are in place to ensure the completion of the audit in compliance with Florida Statutes. City's Response to Findings The City's response to the findings identified in our annual audit are included in this report. The City's response was not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. �%llLLiwrit LYtu4z Orlando, FL December 20, 2021 Page1152 McDirmit Davis 934 North Magnolia Avenue, Suite 100 Orlando, Florida 32803 407-843-5406 www.mcdirmitdavis.com INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM AND REPORT ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH THE UNIFORM GUIDANCE Honorable Mayor and City Council City of Clermont, Florida, Florida Report on Compliance for Each Major Federal Program We have audited the City of Clermont, Florida's (the City) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the City's major federal programs for the year ended September 30, 2020. The City's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Management's Responsibility Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs. Auditor's Responsibility Our responsibility is to express an opinion on compliance for each of the City's major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for the major federal program. However, our audit does not provide a legal determination of the City's compliance. Opinion on Each Major Federal Program In our opinion, the City complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended September 30, 2020. Report on Internal Control over Compliance Management of the City is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the City's internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over compliance. the trusted partner Page1153 A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. ,0 Orlando, Florida December 20, 2021 Page1154 CITY OF CLERMONT, FLORIDA SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS Year Ended September 30, 2020 Federal Grantor Pass -Through Grantor CFDA Grantor program title Number U.S. Department of Housing and Urban Development (HUD) State of Florida, Department of Economic Opportunity Community Development Block Grant (CDBG) 14.228 Total U.S. Department of Housing and Urban Development (HUD) Agency or Pass -through Entity Grant Number Total Expenditures 19DB-ON-06-45-02-N17 $ 30,236 30,236 FL0350300 U.S. Department of Justice (DOJ) FY19 Equitable Sharing 16.922 45,990 Bulletproof Vest Partnership 16.607 BJA-2018-13605/13907 5,830 Lake County Mobile Crisis Response Officer 16.745 38,896 Total U.S. Department of Justice (DOJ) 90,716 Agreement # Y2267 U.S. Department of Treasury COVID- Coronavirus Relief Fund' 21.019 1,981,350 Total Department of Agriculture and Consumer Services 1,981,350 Executive Office of the President -Office of National Drug Control Policy G18CF0008A Seminole County Sheriff Office WG-CR-0017 High Intensity Drug Trafficking Areas 95.001 11,079 Organized Crime Drug Enforcement Task force 95.001 6,938 Total Executive Office of the President -Office of National Drug Control Policy 18,017 U.S. Department of Homeland Security (DHS) Various State of Florida, Department of Emergency Management EMW-2016-FH-00366 Hurricane Irma 97.036 14,822 Staffing for Adequate Fire and Emergency Response (SAFER) 97.083 292,058 Total U.S. Department of Homeland Security (DHS) 306,880 Total Expenditures of Federal Awards $ 2,427,199 Denotes a major program See accompanying Notes to Schedule of Expenditures of Federal Awards. Page1155 City of Clermont, Clermont, Florida Notes to Schedule of Expenditures of Federal Awards Year Ended September 30, 2020 NOTE 1 BASIS OF PRESENTATION The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal awards activity of the City of Clermont, Florida (the City) under programs of the federal government for the year ended September 30, 2020. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the City, it is not intended to and does not present the financial position, changes in net position or cash flows of the City. NOTE 2 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Expenditures reported on the Schedule are reported on the accrual basis of accounting. Therefore, amounts reported on the Schedule are based on expenditures incurred as of September 30, 2020, even if grant or loan was received subsequent to that date. Pass -through entity identifying numbers are presented where available. NOTE 3 INDIRECT COST RATE The City has elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. NOTE 4 FEMA EXPENDITURES Expenditures for CFDA No. 97.036, Hurricane Irma include $14,822 of expenditures that were incurred in prior fiscal years. Page1156 City of Clermont, Clermont, Florida Schedule of Findings and Questioned Costs Year Ended September 30, 2020 Section I - Summary of Independent Auditor's Results: Financial Statements Type of auditors' report issued: Unmodified Internal control over financial reporting: • Material weakness identified? Yes X No • Significant deficiency identified X Yes — None reported Noncompliance material to financial Statements noted? X Yes — No Federal Awards Type of auditors' report issued on compliance for major federal programs: Unmodified Internal control over major Federal program: • Material weakness identified? Yes X No • Significant deficiency identified Yes X None reported Any audit findings disclosed that are required to be reported in accordance with section 200.516 of the Uniform Guidance? Yes X No Identification of major federal awards Dollar threshold used to distinguish between type A and type B programs Auditee qualified as a low -risk auditee? Section II - Financial Statement Findings: Section III - Federal Award Findings and Questioned Costs: Section IV - Federal Award Summary Schedule of Prior Year Findings: CFDA No. 21.019 COVID 19- Coronavirus Relief Fund $750,000 Yes X No None None There were no audit findings for the year ended September 30, 2019. Page1157 McDirmit Davis MANAGEMENT LETTER Honorable Mayor and City Council City of Clermont, Florida 934 North Magnolia Avenue, Suite 100 Orlando, Florida 32803 407-843-5406 www.mcdirmitdavis.com Report on the Financial Statements We have audited the financial statements of the City of Clermont, Florida, as of and for the fiscal year ended September 30, 2020, and have issued our report thereon dated December 20, 2021. Auditor's Responsibility We conducted our audit in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance); and Chapter 10.550, Rules of the Florida Auditor General. Other Reporting Requirements We have issued our Independent Auditor's Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Financial Statements Performed in Accordance with Government Auditing Standards; Independent Auditor's Report on Compliance for Each Major Federal Program and State Project and Report on Internal Control over Compliance; Schedule of Findings and Questioned Costs; and Independent Auditor's Report on an examination conducted in accordance with ACIPA Professional Standards, AT-C Section 315, regarding compliance requirements in accordance with Chapter 10.550, Rules of the Auditor General. Disclosures in those reports and schedule, which are dated December 20, 2021, should be considered in conjunction with this management letter. Prior Audit Findings Section 10.554(1)(i.)l ., Rules of the Auditor General, require that we determine whether or not corrective actions have been taken to address findings and recommendations made in the preceding annual financial audit report. There were no recommendations in the preceding audit report. Official Title and Legal Authority Section 10.554(1)(i)4., Rules of the Auditor General, requires that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in this management letter, unless disclosed in the notes to the financial statements. This information has been disclosed in the notes to the financial statements. Financial Condition and Management Section 10.554(1)(i)5.a. and 10.556(7), Rules of the Auditor General, require us apply appropriate procedures and communicate the results of our determination as to whether or not the City of Clermont, Florida has met one or more of the conditions described in Section 218.503(1), Florida Statutes, and identification of the specific condition(s) met. In connection with our audit, we determined that the City of Clermont, Florida did not meet any of the conditions described in Section 218.503(1), Florida Statutes. Pursuant to Sections 10.554(1)(i)5.b. and 10.556(8), Rules of the Auditor General, we applied financial condition assessment procedures for the City. It is management's responsibility to monitor the City of Clermont, Florida's financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. Section 10.554(1)(i)2., Rules of the Auditor General, requires that we communicate any recommendations to improve financial management. In connection with our audit, we did not have any such recommendations. the trusted partner Page1158 Section 10.554(1)(i)3., Rules of the Auditor General, requires us to communicate noncompliance with provisions of contracts or grant agreements, or abuse, that have occurred, or are likely to have occurred, that have an effect on the financial statements that is less than material but which warrants the attention of those charged with governance. In connection with our audit, we did not have any such findings. Purpose of This Letter Our management letter is intended solely for the information and use of the Legislative Auditing Committee, members of the Florida Senate and the Florida House of Representatives, the Florida Auditor General, Federal and other granting agencies, the council, and applicable management, and is not intended to be and should not be used by anyone other than these specified parties. 7illWUrritDm4d Orlando, Florida December 20, 2021 Page1159 934 North Magnolia Avenue, Suite 100 McDirmit Davis Orlando, Florida 32803 407-843-5406 www.mcdirmitdavis.com INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE WITH THE REQUIREMENTS OF SECTION 218.415, FLORIDA STATUTES The Honorable Mayor and City Council City of Clermont, Florida We have examined City of Clermont, Florida's (the City) compliance with the requirements of Section 218.415, Florida Statutes, during the year ended September 30, 2020. Management is responsible for the City's compliance with those requirements. Our responsibility is to express an opinion on the City's compliance based on our examination. Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and the standards applicable to attestation engagements contained in Government Auditing Standards issued by the Comptroller General of the United States and, accordingly, included examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the City's compliance with specified requirements. In our opinion, City of Clermont, Florida complied, in all material respects, with the aforementioned requirements for the year ended September 30, 2020. Orlando, Florida December 20, 2021 the trusted partner Page1160