1995-02
8
8
"
Page -1- of ~ Pages
ACH AGREEMENT
This Agreement ("Agreementï by and between the undersigned company ("CompanYÎ and the undersign'ed bank ("BankÎ
is effective on the date of acceptance by Bank.
RECITALS
. Company wishes to initiate Credit and/or Debit Entries pursuant to the terms of this Agreement and the
Operating Rules and Operating Guidelines that have been adopted by the National Automated Clearing
House Association ('NACHAÎ and the Florida Payment Systems Inc. ("FPSIï (together with any
amendments or revisions thereto, hereinafter collectively called "Rules"), and Bank is willing to act as an
Originating depository Financial Institution ("ODF!Î with respect to such Entries.
A.
B.
Unless otherwise defined herein, capitalized terms shall have the meanings provided in the Rules. The term
"Entries" shall have the meaning provided in the Rules and also shall mean the data received from Company
hereunder from which Bank prepares Entries.
AGREEMENT
TRANSMITTAL OF ENTRIES BY COMPANY. Company shall deliver or transmit Entries to Bank to
. be processed in accordance with the provisions of Exhibit A and Exhibit B, attached hereto and incorporated
herein by this reference.
SECURITY PROCEDURE. Company'and Bank shall comply with the security procedure requirements
described in Exhibit B with respect to Entries transmitted by Company to Bank.
1.
2.
3.
4.
PROCESSING. TRANSMITTAL AND SETTLEMENT BY BANK.
(a)
"Effective Entry Date" means a date specified in an Entry on which the originating Company instructs
that the payment is to be made.
Except as provided in section 4 and 5, Bank shall (i) process Entries received from Company to
conform with the file specifications set forth in the Rules, (ii) process and/or transmit such Entries
as an ODFI to a receiving account or ACH Processor for further processing and (iii) settle for such
Entries as provided in the Rules.
(b)
(c)
Bank shall transmit any Entries requiring further processing to the ACH Processor by the deadline of
the ACH Processor prior to the Effective Entry Date shown in such Entries, provided (i) such Entries
are received before Bank's related cut-off time, and (ii) the Effective Entry Date follows receipt by
Bank of such Entries by at least the number of days required in the Operating Instructions. Bank will
provide Company with cut-off deadlines which may be amended from time to time. Entries shall be
deemed received by Bank when Company has complied with the Operating Instructions for delivery of
Entries and all security procedures in Exhibit B.
If one of the requirements of clause (i) or (ii) of Section 3(c) is not met, Bank shall use reasonable
efforts to transmit such Entries to the ACH Processor by the next deposit deadline of the ACH
Processor.
(d)
ON-US ENTRIES. Except as provided in Section 5, in the case of any Entry received for crediVdebit to
an account'maintained with Bank (an "On-Us EntryÎ, Bank shall crediVdebit the Receiver's account in the
amount of such Entry on the Effective Entry Date contained in such Entry, provided the requirements set
forth in clauses (i) of Section 3(c) are met. If one of those requirements is not met, Bank shall use
reasonable efforts to credit/debit the Receiver's account for the Entry on the next business day following
such Effective Entry Date. For purposes of this Agreement, a "business day" is Monday through Friday
excluding Bank holidays.
/
\~~
~'V ~
IP 586 (Rev. 6/91) mw
8
8
t,
Page -Z... of -L. Pages
5.
REJECTION OF ENTRIES. Bank shall reject any Entry that does not comply with the requirements of
Section 1 or 2, or that contains an Effective Entry Date more than fourteen (14) days after the business day
such Entry is received by Bank. Bank shall notify Company by phone of such rejection no later than the
business day such Entry would otherwise have been transmitted by Bank to the ACH Processor or, in the
case of an On-Us Entry, its Effective Entry Date.
CANCELLATION BY COMPANY. Bank shall use reasonable efforts to act on a request by Company
for cancellation of an Entry if such request is made prior to transmitting the Entry to the ACH Processor or,
in the case of an On-Us Entry, prior to crediting/debiting a Receiver's accoul1t, provided such request is
received by Bank at a time and in a manner affording Bank a reasonable opportunity to act on the request
and provided the request complies with the security procedures for cancellation set forth in Exhibit B, but
. Bank shall have no liability if such cancellation is not effected.
6.
7.
NOTICE OF RETURNED ENTRIES. Bank shall promptly notify Company by mail or by electronic
access of the receipt of a returned entry from the ACH Processor. Except for any entry retransmitted by
Company in accordance with requirements of Section 1, Bank shall have no obligation to retransmit a
retumed Entry to the ACH processor if Bank complied with the terms of this Agreement with respect to the
original Entry.
PAYMENT. Company shall pay Bank the amount of each originated credit Entry and Bank shall pay
Company the amount of each originated debit Entry transmitted by Bank pursuant to this Agreement at such
time on the Effective Entry Date as Bank, in its discretion, may determine.
8.
9.
THE ACCOUNT. Bank may, without notice or demand, obtain payment of any amount due and payable to
it under this Agreement by debiting the account(s) of Company identified in exhibit A attached hereto (the
"Account"), and shall credit the Account for any amount received by Bank by reason of the return of an
. Entry transmitted by Bank for which Bank has previously received payment from Company. Such credit
shall be made as of the day of such receipt by Bank. Company shall at all times maintain a balance of
collected funds in the Account sufficient to cover its payment obligations under this Agreement. In the
event there are not sufficient collected 'unds in the Account to cover Company's obligations under this
Agreement, Company agrees that Bank may, in its discretion, reverse all Entries, refuse to process Entries,
require Company to deposit additional funds before the Entries are processed. and/or debit or place a hold
on funds in any account maintained by Company with Bank or any Affiliate of Bank and that Bank may set
off against any amount it owes to Company, in order to obtain payment of Company's obligations under this
Agreement. "Affiliate of Bank" means SunTrust Banks, Inc. and any member of its "affiliated group", as that
term is defined in section 1504(a) of the Internal Revenue Code of 1986, as amended.
10.
ACCOUNT RECONCILIATION: DUTY TO REPORT DISCREPANCIES. Entries debited or
credited to Company's Account maintained with Bank will be reflected on Company's periodic statement
issued by Bank with respect to the Account. Not more than 14 days after the mailing or delivery of such
periodic statement, Company will cause it to be examined and will immediately notify Bank of any
discrepancy or error therein. Failure of Company to notify Bank of any discrepancy within that time will
relieve Bank of any interest liability with respect to the Entry. Failure of Company to notify Bank of any
discrepancies within ninety (90) days of the mailing or delivery of such periodic statement shall relieve Bank
of any liability for any Entries reflected in the statement.
11.
COMPANY REPRESENTATIONS AND AGREEMENTS: NOTICE OF PROVISIONAL
PAYMENT.
Company represents to Bank that (a) each person shown as the Receiver on an Entry has authorized the
Entry prior to its submission to Bank and such authorization is and shall remain in effect until the Receiver's
account is debited or credited, and (b) each Entry transmitted to Bank conforms to Company's obligations
under this Agreement, the Rules, the Operating Instructions, and all applicable laws and regulations.
Company agrees to be bound by the Rules as In effect from time to time, including without limitation the
provision thereof making payment of an Entry by the Receiving Depository Financial Institution ("RDFlj to
the Receiver provisional until receipt by the RDFI of Final Settlement for such Entry; and specifically
acknowled~es that it has received notice of that Rule and of the fact that. if such settlement IS not received,
the RDFI shall be entitled to a refund from the Receiver of the amount credited and Company shall not be
deemed to have paid the Receiver the amount of the Entry. "Final Settlement" wIth respect to any Entry
shall be the day upon which such Entry is posted to the account of RDFI by Bank or a Federal Reserve Bank
in accordance with the Rules. Such Entry may also be made by Bank as originator for direct Bank affiliate
Entries.
8
8
,.
Page --L of -L Pages
12.
LIABILITY:
LIMITATION OF LIABILITY.
(a)
Bank shall be responsible only for performing the services expressly provided for in this Agreement,
and shall not be liable, except as provided by applicable law, for any error or delay so long as Bank
has acted in accordance with the terms and conditions hereof. Without limiting the foregoing, Bank
shall not be liable for any decision to reject Entries or not to process Entries for the reasons provided
herein, or if Company is in breach of any obligations hereunder; if Bank reasonably believes or has
actual notice of commencement of bankruptcy or similar proceedings against Company; or If such
processing involves funds, the ownership of which or the right to make withdrawals consisting of is
subject to dispute. To the extent provided for herein, Bank shall not be liable if Company fails to
report any error or discrepancy reflected in a periodic statement or if Company fails to report a breach
of confidentiality of security procedures. Bank shall not be liable to the extent Company receives the
benefit of any Entry, even if such Entry is otherwise erroneous.
No Agency. Bank shall not be responsible for acts or omissions of any third party, including
without limitation any Federal Reserve Bank, courier service, FPSI, NACHA, any transmission or
communications facility, or any other party involved with processing of the Entry, any Rèceiver or
RDFI (including without limitation the return of an Entry by such Receiver or RDFI), and no such third
party shall be deemed Bank's agent.
(b)
(c)
Company'. Agent.. In the event Company authorizes any third party, such as a payroll
processing service, to perform obligations of or services to Company hereunder, Bank shall have no
additional liability to Company occasioned by said agency so long as Bank acted in accordance with
instructions hereunder. Company agrees to assume responsibility for any errors or wrongdoing by
such third party or any of its employees.
Compensation. Subject to the foregoing limitations, any damages or other compensation due
Company resulting from Bank's performance hereunder shall be limited to interest on the funds at
issue at the "federal funds rateW paid by Bank at the close of business on each day the error or delay
remains uncorrected; provided, ~owever, that if Bank is unable to recover funds from a Receiver who
has no claim to all or any part of the funds at Issue as a result of Bank's negligence, Bank shall be
liable for Company's actual loss, not to exceed the amount of funds that Bank is unable to recover,
plus interest. In no event shall Bank be liable to Company for indirect, consequential, special,
punitive or exemplary damages.
,(d)
13.
INDEMNIFICATION, In consideration for Bank's making available to Company the services hereunder,
Company agrees to indemnify and hold Bank harmless from and against all damages, costs and expenses
(including reasonable attorneys' fees and costs of investigation) arising from or in any manner related to (i)
Entries processed or related actions taken by Bank in accordance with instructions provided by Company,
including but not limited to, actions taken by Bank to cancel Entries; (ii) any decision by Bank not to effect a
transfer for any specified reason herein; (iii) a breach of Company's representations under Section 11
hereof; or (iv) a circumstance that would relieve Bank of liability to Company pursuant to Sections 10 or 12
hereof; (v) acts or omissions of Company's agents; (vi) or otherwise, so long as Bank acts in compliance
with this Agreement.
COMPLIANCE WITH SECURITY PROCEDURES. The authorizations in Exhibit A and security
procedures in Exhibit B shall apply equally to Entries and requests for cancellation or amendment of Entries.
Accordingly, in this Section 14, "EntryW shall be construed to include requests for cancellation or
amendment of Entries.
14.
(a)
If an Entry received by Bank was transmitted or authorized by Company, or if an Entry received by
Bank purports to have been transmitted or authorized by Company and Bank has complied with the
security procedures provided for herein, then, in either case, it will be deemed effective as
Company's Entry. If signature comparison is to be used as part of that security procedure, Bank
shall be deemed to have complied with that part of such procedure if the signature accompanying a
file of Entries bears any resemblance whatsoever to the signature of the Company's authorized
repr~sentative for submission of Entries. '
(b)
Company is responsible for maintaining the confidentiality of the security procedures hereunder and
shall promptly report to Bank any breach thereof. Bank shall have no liability for losses occasioned
by Company's failure to maintain the confidentiality of its security procedures.
Bank may change, add or delete any procedures established pursuant to this Agreement, from time
to time, upon notice to Company.
(c)
8
8
,.
Page -A- of -L Pages
15.
VERIFICATION, Bank shall be entitled, at its sole discretion, to seek verification or authentication of any
file of Entries by contacting Company by telephone or by any other means set forth in any regulations or
publications made available to Company or otherwise deemed reasonable by Bank; Drovided, however. that
so long as Bank complies with the security procedures in Exhibit B hereof, Bank shall have no obligation to
seek verification or authentication. If Bank is unable to obtain any verification or authentication sought by
it, Bank may, in its sole discretion, either effect or refuse to effect the Entries.
16.
INCONSISTENCY OF NAME AND ACCOUNT NUMBER, Company acknowledges and agrees that
if an Entry describes the Receiver, RDFI, or any Intermediary Bank inconsistently by name and number,
(account number in Receiver's case; bank number in bank's case), payment might be made by the
Intermediary or RDFI on the basis of the number even if it identifies a person or bank, as the case may be,
0 different from the named Receiver or bank, and that Company's obligation to pay the amount of the Entry to
Bank is not excused in such circumstances.
17.
NOTIFICATIONS OF CHANGE. Bank will make every reasonable attempt to notify Company of all
notifications of change received by Bank relating to Entries originated by Company by mail no later than one
business day after receipt thereof.
PA YMENT FOR SERVICES. Company shall pay Bank the charges for the services provided for herein
in accordance with Bank's price schedule for such services, as it may be modified from time to time.
18.
19.
AMENDMENTS, From time to time Bank may amend any of the terms and conditions contained in this
Agreement, including without limitation, any part of the Exhibits attached hereto, Such amendments shall
become effective upon receipt of notice by Company or such later date as may be stated in Bank's notice to
Company. Any use of services provided hereunder after the date Company receives notice of amendment
shall constitute acceptance of the terms of said amendment. Company may add or delete instructions and
. authorizations provided on Exhibits by submitting amended Exhibits properly signed by authorized
Company representatives. Such amendments shall be effective after Bank has received and had a
reasonable opportunity to act upon the~.
NOTICES. Except as otherwise expressly provided herein, any written notice or other written
communication required or permitted to be given under this Agreement shall be delivered, or sent by United
States registered or certified mail, postage prepaid, addressed to the other party at the address indicated
herein, or such other address as designated in writing by the receiving party. As to Bank, all notices and
communications shall be addressed to the Bank's Account officer assigned to Company.
20.
21.
DATA RETENTION. Company shall retain data on file adequate to permit remaking of Entries for three
business days after midnight of the Effective Entry Date, and shall provide such data to Bank upon its
request.
22.
TERMINATION. Either party may terminate this Agreement by thirty (30) days prior written notice. Bank
may terminate this Agreement immediately upon written notice to Company if Company fails to comply with
its obligations hereunder. Termination of this Agreement shall in no way affect the obligations of a party
hereto which were incurred prior to the termination.
23.
ENTIRE AGREEMENT. This Agreement (including the Exhibits attached hereto), together with the
Account Agreement, is the complete and exclusive statement of the agreement between Bank and
Company with respect to the subject matter hereof and supersedes any prior agreements between Bank and
Company with respect to such subject matter. In the event of any inconsistency between the terms of this
Agreement and the Account Agreement. the terms of this Agreement shall govern.
NON-ASSIGNMENT. Company may not assign this Agreement or any of the rights or duties hereunder to
any third party without Bank's prior written consent.
24.
25.
BINDING AGREEMENT: BENEFIT. This Agreement shall be binding upon and inure to the benefit of
the parties hereto and their respective legal representatives, successors and permitted assigns. This
Agreement is not for the benefit of any third party, and no third party shall have any right against Bank or
Company hereunder.
FORCE MAJEURE. Bank shall not be responsible for any loss, damage, liability or claim arising, directly
or indirectly, from any error, delay or failure in performance of any of its obligations hereunder which is
caused by fire or other natural disaster, strike, civil unrest, any inoperability of communications facilities or
any other circumstances beyond the reasonable control of Bank.
26.
8
8
,.
Page -L of ~ Pages
27.
HEADINGS. Headings are used for reference purposes only and shall not be deemed a part of this
Agreement.
28.
SEVERABILITY. In the event performance of the services provided herein in accordance with the terms
of this Agreement would result in a violation of any present or future Rules, statute, regulation, or government
policy to which Bank is subject, and which governs or affects the transactions contemplated by this Agreement,
then this Agreement shall be deemed amended to the extent necessary to comply with such statute, regulation
or policy, and Bank shall incur no liability to Company as a result of such violation or amendment.
29. SURVIVAL. The terms, provisions, representations and warranties contained in this Agreement which by
. their sense and context are intended to survive the performance hereunder shall so survive the completion
of performan~e and termination of this Agreement.
GOVERNING LAW. This Agreement is subject to the provisions of all applicable Federal law. Except as
so provided, this Agreement shall be governed by and interpreted in accordance with the laws of the State of
Florida, and by the Rules and choice of law state adopted by NACHA and FPSJ.
IN WITNESS WHEREOF the parties hereto have caused this Agreement to be executed by their duly authorized
officers.
30.
Executed By
City of Clermont
~: ~n--<
Name:
Robert A. Pool
Mayor
Title:
Address: P.O. Box 120219
Clermont, FL 34712-0219
Received Bv
Bank Name
By:
Name:
Title:
Address:
Date:
-
8
8'
. - . ~
,.
EXHIBIT A
to
ACH AGREEMENT
(ACCOUNT INFORMATION/AUTHORIZED REPRESENTATIVEsm-tIRD PARTY PROCESSING)
The following corporate data base information is required for ACH account and user setup in accordance with the ACH
Agreement between Company and Bank.
Phone Number:
Citv of Clermont
P.O. Box 120219
Clermont, FL 34712-0219
(904) 394-4081
Company Name:
Company Address:
Account Number:
The Authorized Representatives listed below are empowered to submit, and/or make corrections to monetary ACH
ENTRIES IN ACCORDANCE WITH BANK INSTRUCTION. This list SUPERSEDES all previously submitted authorized
representative documentation. CURRENT USERS NOT ON THIS LIST WILL BE DELETED. A new listing must
be submitted by the Company whenever Authorized Representatives are added or deleted. Exhibit A must be used to
request any Authorized Representative change. Letters are not acceptable.
AUTHORIZED REPRESENTATIVE NAME(S}
(List in calling prionty order>
AUTHORIZED REPRESENTATIVE SIGNATURElS}
\
(WorX Phone ,>
(After Hours Phone ,>
(War\( Phone ,>
(After Hours Phone ,>
(WorK Phone ,>
(After Hours Phone ,>
If Company elects THIRD PARTY PROCESSING COMPlETE THE FOllOWING:
Company requests that Bank accept ACH credit and debit Entries from Company's third party vendor (*Vendor*). In
accordance with the ACH Agreement, Company assumes all responsibility for Vendor's acts or omissions. This
provisIon Is not bIndIng on Bank until Bank notIfIes Company that Vendor Is acceptable to Bank.
Vendor Name
Vendor Address
Company Name:
By:
. Authorized Signature:
Trtle:
Date:
. Must be signed by person authorized to execute the ACH Agreement.
IP-S12